In re Procedures for Considering Requests for Recommendations Concerning Applications for Pardon Or Commutation

417 P.3d 769, 233 Cal. Rptr. 3d 129, 4 Cal. 5th 897
CourtCalifornia Supreme Court
DecidedMarch 28, 2018
DocketAdmin. Order 2018–03–28
StatusPublished
Cited by1 cases

This text of 417 P.3d 769 (In re Procedures for Considering Requests for Recommendations Concerning Applications for Pardon Or Commutation) is published on Counsel Stack Legal Research, covering California Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Procedures for Considering Requests for Recommendations Concerning Applications for Pardon Or Commutation, 417 P.3d 769, 233 Cal. Rptr. 3d 129, 4 Cal. 5th 897 (Cal. 2018).

Opinion

Article V, section 8 of the California Constitution provides that the Governor may not grant a pardon or commutation to a twice-convicted felon without a recommendation of this court. Although the court has often been asked to make such recommendations, we have not before provided a comprehensive explanation of our understanding of the nature of our article V, section 8 function. The purpose of this minute order is to provide such an explanation.

Under the California Constitution, the power to grant clemency to a person convicted of crime is an executive power, and its exercise often, and permissibly, rests on extrajudicial considerations. The role of this court under article V, section 8, is not to express a substantive view on the merits of an application; the court takes no position on whether the Governor should, as an act of mercy or otherwise, extend clemency to a particular applicant. It is, rather, to perform a more traditional judicial function: to determine whether the applicant's claim has sufficient support that an act of executive clemency, should the Governor choose to grant it, would not represent an abuse of that power. In accord with this understanding of the court's role, we have revised the standard letter by which we convey our recommendations on these matters to the Governor. (See part III, infra .)

*130I.

The power to grant clemency is among the executive powers enumerated in article V of the California Constitution. Section 8 of that article provides:

**770"(a) Subject to application procedures provided by statute, the Governor, on conditions the Governor deems proper, may grant a reprieve, pardon, and commutation, after sentence, except in case of impeachment. The Governor shall report to the Legislature each reprieve, pardon, and commutation granted, stating the pertinent facts and the reasons for granting it. The Governor may not grant a pardon or commutation to a person twice convicted of a felony except on recommendation of the Supreme Court, 4 judges concurring."

*898The statutory application procedures for twice-convicted felons require that an application for pardon or commutation of sentence be made to the Governor, who then must transmit the application to the Board of Parole Hearings. ( Pen. Code, § 4802.) After an investigation, the Board of Parole Hearings transmits a written recommendation to the Governor. (Id. , § 4813.) If the recommendation is favorable, or if the Governor chooses to forward the application notwithstanding an unfavorable recommendation, the application is forwarded to this court for our consideration. (Id. , §§ 4850, 4851.) "If a majority of the justices recommend that clemency be granted, the Clerk/Executive Officer of the Supreme Court shall transmit the application ... to the Governor ...." (Id. , § 4852.)

By historical tradition, clemency is an executive power rooted in the royal prerogative to forgive crimes against the state. "Executive clemency," it has been observed, "exists to afford relief from undue harshness or evident mistake in the operation or enforcement of the criminal law. ... [I]t has always been thought essential in popular governments, as well as in monarchies, to vest in some other authority than the courts power to ameliorate or avoid particular criminal judgments. It is a check entrusted to the executive for special cases." ( Ex parte Grossman (1925) 267 U.S. 87, 120-121, 45 S.Ct. 332, 69 L.Ed. 527.) The power of clemency may be exercised for a variety of reasons. One recognized function of the clemency power is the exercise of mercy-a value that has generally been thought to be peculiarly the province of the executive. (See Brown, Retrospective Forum: The Robert Alton Harris Execution: The Quality of Mercy (1992) 40 UCLA L.Rev. 327, 328 ["Mercy cannot be quantified or institutionalized. It is properly left to the conscience of the executive entitled to consider pleas and should not be bound by court decisions meant to do justice." (Fn. omitted.) ].)

Consistent with this legal tradition, both state and federal Constitutions generally confer on the executive the power to grant clemency on whatever grounds he or she deems appropriate. (See Ohio Adult Parole Authority v. Woodard (1998) 523 U.S. 272, 280-281, 118 S.Ct. 1244, 140 L.Ed.2d 387 (plur. opn.) [clemency is granted "as a matter of grace, thus allowing the executive to consider a wide range of factors not comprehended by earlier judicial proceedings and sentencing determinations."].) Indeed, "in most states, 'the only oversight of clemency rest[s] with voters who elect the Governors.' " (Moylan & Carter, Clemency in California Capital Cases (2009) 14 Berkeley J. of Crim. L. 37, 41, fn. 25.) In some states, the Governor shares this power to some degree with the Legislature or with an executive body. In a small number of states, the Governor shares this power with a multimember pardon board whose members include high court justices. (See *131Minn. Const., art. V, § 7 ; Nev. Const., art. V, § 14.) The *899California Constitution is unusual, however, in that it assigns to members of the judicial branch-sitting in their judicial capacity-a formal role in the clemency process.

The unique nature of California's constitutional provision raises the question whether, in exercising that role in the case of twice-convicted felons, the justices of this court are to make the same sort of substantive judgments the Governor is permitted to make in determining whether to grant clemency to a particular convict. That is to say, in order to make a favorable recommendation must we take the view, on the merits, that a particular convict should be shown mercy, or for some other reason granted clemency? Considering separation of powers principles, we conclude our proper role is more limited. Rather than assume some portion of the executive clemency function, the court's proper role is a traditional judicial one: to provide a check on **771potential abuses of the power conferred on the executive.

The history of article V, section 8 supports this view.

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Bluebook (online)
417 P.3d 769, 233 Cal. Rptr. 3d 129, 4 Cal. 5th 897, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-procedures-for-considering-requests-for-recommendations-concerning-cal-2018.