In re Phillips

673 F.2d 1273, 213 U.S.P.Q. (BNA) 353, 1982 CCPA LEXIS 169
CourtCourt of Customs and Patent Appeals
DecidedMarch 25, 1982
DocketAppeal No. 81-587
StatusPublished

This text of 673 F.2d 1273 (In re Phillips) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Phillips, 673 F.2d 1273, 213 U.S.P.Q. (BNA) 353, 1982 CCPA LEXIS 169 (ccpa 1982).

Opinion

RICH, Judge.

This appeal is from the decision of the United States Patent and Trademark Office (PTO) Board of Appeals (board) sustaining the rejection under 35 U.S.C. § 103 of claims 1-3, 7, and 8 in appellants’ application, serial No. 679,759, filed April 23, 1976, for “Termination of Optical Fibers.” We reverse.

Background

The sheathed optical fiber is the optical analogue of insulated bell wire. In the latter, the copper conductor carries electrons; in the former, a slender filament of transparent material carries photons. Both fiber and wire can convey information in the form of pulsed streams of energy, a fiber being superior for this purpose in that it can transmit more information than can a wire of comparable size and weight.

One crucial distinction between an optical fiber and a wire is that the efficiency of the optical fiber in carrying energy is always extremely sensitive to geometry. Thus, while misalignment of two wires at their junction may negligibly increase its ohmic resistance, a misalignment of optical fiber ends can cause an unacceptably large loss of transmitted energy. Other distinctions are [1274]*1274the fragility of optical fibers which are of drawn glass and the necessity of optically polishing their ends.

Appellants’ invention is a sheathed optical fiber “termination” or ending which facilitates proper alignment of an optical fiber end with another fiber or device to which it may ultimately be joined. The termination is comprised of a hollow cylindrical ferrule at one end of which is precisely positioned a bushing in the form of a pierced synthetic jewel such as is commonly used as a watch bearing. To attach the termination to a sheathed optical fiber, one strips the sheath from the end of the fiber, and then inserts sheath and fiber into the open end of the ferrule until the exposed fiber end protrudes through the hole in the jewel in the other end of the ferrule. The sheath is then affixed to the ferrule.

Figure 1 of appellants’ application drawing, showing the termination greatly enlarged, is illustrative:

Ferrule 11, has pierced watch jewel 13 mounted in its end with its center hole 12 coaxial with the ferrule. The optical fiber is 18, carried by sheath 16, part of which has been removed. The sheath end is cemented into the ferrule at 20, the space around the bare fiber being optionally filled with epoxy resin 21 injected through hole 22. The end 17 of fiber 18 is optically finished and is flush with the outer surface of jewel 13. Actual dimensions may be judged from the fact that the ferrule diameter is 1.8 mm.

Claim 1 illustrates the claims on appeal:

1. A sheathed optical fiber termination comprising:

a hollow cylindrical ferrule;

an optical fiber mounted lengthwise in said ferrule and having its sheathing terminating within said ferrule leaving a forward unsheathed end portion of said fiber in said ferrule;

a pierced watch bearing jewel fixedly mounted at the forward end of said ferrule having an aperture therein coaxial with the center axis of said ferrule; and said unsheathed end portion of said fiber being threaded into said aperture.

There are two references. The first is the “Hellermann article” which appeared in the April 1975 issue of Electronic Engineering. Entitled “Fibre Optic Connectors,” it describes various products of the Hellermann Electronic Components Co., specifically an optical fiber termination having an exposed optical fiber end epoxied within a brass ferrule.

Description of the second “reference” requires partial recapitulation of the prosecu[1275]*1275tion history of this case. In an Office Action dated June 9, 1977, the examiner cited the Hellermann article and U. S. Patent No. 4,015,894 to Rocton as references. Appellants responded by pointing out that the Rocton patent was not a proper reference because it was filed in this country on November 10, 1975, while appellants claimed the benefit of an application filed in Great Britain on May 6,1975. In other words, the Rocton patent is not “prior art” within § 103. The examiner then required appellants to copy a modification of claim 1 of the Rocton patent for the purposes of provoking an interference under 37 CFR 1.205. The modified claim, with deletions from claim 1 of Rocton in brackets and additions to that claim underlined, is:

A connector for optical fibres having a very small diameter, wherein [two ends] a fiber to be connected [are] is inserted [on both sides] in a duct crossing through a part made of a synthetic stone basically containing alumina, constituting a connecting part, the diameter of said duct being very close to that of the [fibres] fiber.

The subject matter of the Rocton claim will be better understood if considered in connection with his patent drawing, reproduced below, showing a connector consisting of interconnecting sheaths 9 and 12 in which are synthetic watch jewels 10, 8, and 11 which align the ends 3 and 4 of two optical fibers 1 and 2, which abut one another within jewel 8 when the two connector sheaths are positioned one within the other.

The phrase “a synthetic stone basically containing alumina” in Rocton’s claim is a patent solicitor’s obscure way of describing synthetic ruby or sapphire or the like, commonly used for watch jewels, as the patent makes clear.

Appellants declined to copy the claim. They contended that the requirement to copy was improper because their invention is significantly different from Rocton’s, that in their invention the watch jewel is not a “connecting part,” so that their disclosure does not support the limitation to a jewel “constituting a connecting part,” and, further, that the examiner deleted material limitations from Rocton’s claim, contrary to Rule 1.205(a) which permits omission from claims substantially copied only of immaterial limitations. (Compare Rule 1.203(a).)

The examiner found none of these reasons persuasive, and therefore deemed appellants to have disclaimed the subject matter of the modified claim under 37 CFR 1.203.

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Bluebook (online)
673 F.2d 1273, 213 U.S.P.Q. (BNA) 353, 1982 CCPA LEXIS 169, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-phillips-ccpa-1982.