In re Peoples

614 N.E.2d 555, 1993 Ind. LEXIS 66, 1993 WL 170358
CourtIndiana Supreme Court
DecidedMay 24, 1993
DocketNo. 49S00-9006-DI-402
StatusPublished
Cited by2 cases

This text of 614 N.E.2d 555 (In re Peoples) is published on Counsel Stack Legal Research, covering Indiana Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Peoples, 614 N.E.2d 555, 1993 Ind. LEXIS 66, 1993 WL 170358 (Ind. 1993).

Opinion

DISCIPLINARY ACTION

PER CURIAM.

The Respondent in this disciplinary action, Nora E. Peoples, has been charged with professional misconduct. As provided in Ind. Admission and Disciplinary Rule 23(11)(b), a Hearing Officer was appointed, conducted a hearing, and has tendered findings of fact and conclusions of law. Respondent was granted three extensions of time to file a Petition for Review and was informed that the third extension would be the final extension of time. Although having been granted three extensions of time and having been advised that further requests for subsequent extensions would be denied, Respondent did not timely file her Petition for Review, but instead sought additional time. Her request was denied as were all following requests for similar relief.

By reason of Respondent's failure to timely file her Petition for Review, this Court will consider the Hearing Officer's findings as unchallenged. In this process, however, we reserve the right to reexamine, de novo, the proceedings below and reach an independent determination. In re Vogler (1992), Ind., 587 N.E.2d 678; In re Huebner (1990), Ind., 561 N.E.2d 492; In re Fox (1989), 547 N.E.2d 850.

COUNT I.

In Count I, Respondent has been charged with multiple violations of the Rules of Professional Conduct relating to her alleged absence of due diligence in the professional representation of a client. Under this Count, we now find that on July 8, 1986, Respondent filed a civil complaint on behalf of a client. On August 27, 1986, Respondent was served with interrogatories which she forwarded to her client; the interrogatories were answered and returned to the Respondent by September 8, 1986. Two years later, on September 28, 1988, Respondent contacted her client and requested that the client come to Respondent's house to sign the interrogatories. On October 10, 1988, Respondent's client sent a letter discharging the Respondent. [556]*556The trial court dismissed the case on December 12, 1988, by reason of Respondent's failure to answer the interrogatories. Without notifying her client, Respondent filed a motion to set aside the order of dismissal. On January 6, 1989, Respondent met with her former client and newly hired counsel at which time Respondent was requested to turn over the file. On February 15, 1989, this new counsel entered his appearance, and on February 22, 1989, Respondent returned the file. She withdrew from the case the next day.

By reason of the above findings, we now conclude that, by failing to timely answer the interrogatories, the Respondent did not act with reasonable diligence and promptness and, accordingly, violated Ind.Professional Conduct Rule 1.3. We also conclude that, by failing to keep her client informed of the status of the case, Respondent violated Prof.Cond.R. 1.4(a), by failing to withdraw her appearance after being discharged, Respondent violated Prof.Cond.R. 1.16(a); and by failing to surrender papers in a timely fashion, Respondent violated Prof.Cond.R. 1.16(d).

COUNT II.

Count II was dismissed by the Disciplinary Commission. No evidence was presented as to the allegations of misconduct.

COUNT IIL.

In Count III, Respondent is again charged with professional misconduct relating to undue delay. We find that in 1987, Respondent was retained to represent a criminal defendant in the appeal of two post-conviction matters relating to convictions in 1974 and 1979. Financial arrangements were handled by the brother of the defendant. In the 1974 case, the Respondent was granted three extensions of time to perfect the appeal from denial of post-conviction relief with the record ultimately being due on December 14, 1987. The record was not filed and the appeal was dismissed pursuant to Appellate Rule 3 on January 138, 1988. The Respondent did not inform her client that this appeal had been dismissed.

Respondent filed the appeal in the second case on February 12, 1988. She did not send her client a copy of the brief, The client tried repeatedly to contact the Respondent regarding the status of his cases, but was unsuccessful. As a result, he asked that the State Public Defender's Office get the transcript of proceedings so that they could review the cases, sent a letter to the Respondent requesting her to turn over all documents to the State Public Defender, and told his brother to stop making payments. Between April 11, 1989, and April 20, 1990, counsel from the State Public Defender's Office left thirteen messages with Respondent's office relative to this matter. Counsel spoke with Respondent on four occasions, but never was able to obtain the record of proceedings still in possession of the Respondent.

In light of our findings of fact under Count III, we now conclude that the Respondent, by failing to timely file the appeal in the 1974 case, did not act with reasonable diligence and promptness and, accordingly, violated Prof.Cond.R. 1.3. Additionally, - Respondent - violated - Prof. Cond.R. 1.4 by failing to keep her client informed about the status of his appeals and not complying with reasonable requests for information.

COUNT IV.

In this Count, Respondent is charged with additional neglect in the representation of a client. On August 30, 1986, an individual was injured when she fell on the premises of a business. By reason of her injury, she was hospitalized for two weeks and was on crutches for two months. She suffers a 25% permanent partial impairment as a result of the fall. In September 1986, the individual contacted Respondent concerning representation. On August 30, 1988, Respondent filed a complaint on behalf of this client. Respondent telephoned her client to advise that a lawsuit had been filed, but did not at that time provide a copy of the pleading.

Communication between Respondent and her client deteriorated and in the fall of 1989, this client asked Respondent to with[557]*557draw her representation. In January 1990, the client obtained new counsel who contacted Respondent by phone and requested the return of the file. He followed up with a letter several weeks later, but mailed it to the wrong address. On April 20, 1990, new counsel sent a certified letter to Respondent requesting the file. The client also called on numerous occasions about the matter. In spite of all of the communication, the file was never returned and Respondent has never withdrawn her appearance.

This Court now concludes that, by her failure to timely communicate with her client and steadfast refusal to relinquish representation, Respondent did not act with reasonable diligence and promptness in her representation of her client in violation of Prof.Cond.R. 1.4. We further conclude that, by failing to respond to such requests by her client and successor counsel, Respondent improperly refused to turn over papers and property belonging to her client in violation of Prof.Cond.R. 1.16(d).

COUNT V.

The final count in the complaint also centers on alleged delay by Respondent during the representation of her clients. On November 7, 1990, Respondent was paid $85.00 to represent a party in a child support matter. Respondent informed her client that the matter involved about three hours research which would be completed by the end of November.

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Related

In re Peoples
646 N.E.2d 669 (Indiana Supreme Court, 1995)

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Bluebook (online)
614 N.E.2d 555, 1993 Ind. LEXIS 66, 1993 WL 170358, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-peoples-ind-1993.