in Re Patrick F. McCann and Albert James Turner

Court of Criminal Appeals of Texas·Decided November 20, 2013·No. AP-76,999·Published

Opinion



IN THE COURT OF CRIMINAL APPEALS

OF TEXAS



NOS. AP-76,998 & AP-76,999
In re PATRICK McCANN et al.


ON PETITIONS FOR WRITS OF MANDAMUS AND PROHIBITION

AGAINST THE HONORABLE BRADY ELLIOT

IN CAUSE NO. 10-DCR-54,233 IN THE 268TH DISTRICT COURT

OF FORT BEND COUNTY

Price, J., filed a dissenting opinion.

DISSENTING OPINION

Today the Court holds that, as between a lawyer and his client, the client owns the legal file that is in his lawyer's possession; that the client may dictate the disposition of that file; and that the client's dictates override the express order of a sitting judge. I wholly agree with the Court that "[t]he client's file belongs to the client." (1) But I disagree that this holding suffices to dispose of the mandamus proceeding before us. In my view, the Court asks the wrong question. The right question--the answer to which will properly dispose of the case before us--is whether, given that the file "belongs to the client," the convicting court presiding over this capital habeas corpus proceeding lacks all authority to order a disposition of that client's file that is at odds with the client's wishes. In my view, there is no clear answer to that question to be derived from any state precedent.

The Court effectively disposes of the question of the convicting court's authority by summarily declaring that Judge Elliott "did not have the authority (inherent or otherwise) to order McCann to violate his fiduciary duty to Turner[.]" (2) The only precedent the Court is able to muster in support of this declaration, however, simply establishes that a trial court's authority extends only to the issuance of "lawful" orders. (3) But, of course, the very question that the Court effectively begs is whether the convicting court's order compelling McCann to turn over his client's file against his client's wishes was, indeed, "lawful." If the Court must take this occasion to say what the law is for the first time, I fail to understand how it can be said that the law up until now was so "clear" that McCann is entitled to mandamus relief from the convicting court's contempt order. For that reason, I believe that mandamus relief should not lie.

McCann's Dilemma: "A Lawyer Shall Not . . . Reveal Confidential Information" (4)

An attorney's duty to maintain his client's confidences arises from his ethical obligations as a practitioner of the profession of lawyering. (5) Both McCann and Rytting are attempting to satisfy what they perceive to be their respective ethical duties, but face the vexing dilemma that those duties cannot simultaneously be satisfied. McCann, for his part, feels that he is bound by his ethical duty to maintain client confidences not to divulge confidential information over the wishes of his client. Rytting feels that he is bound by his ethical duty of effective representation to seek trial counsel's files--whether they contain confidential information or not--and examine them for purposes of preparing an application for writ of habeas corpus. Both lawyers, realizing the ethical quandary they are in, have laid their concerns at the feet of the convicting court and asked for a ruling so that one or the other of them may be absolved of any ethical wrongdoing. What the Court essentially declares today is that the law unequivocally binds Judge Elliott to resolve this ethical quandary in McCann's favor. I disagree. The bulk of the Court's analysis is devoted to answering the following question: "To whom does a client's file belong?" The Court relies, inter alia, on the Texas Supreme Court's opinion in In re George to conclude that a client "owns the contents of his or her file." (6) I do not disagree with this conclusion. But George itself recognizes that, a client's ownership of his file notwithstanding, a "compelling reason" may justify "depriv[ing] a client of his or her property." (7) Indeed, in George, the Texas Supreme Court did not question the trial court's ultimate authority to order disclosure, but rather sought to describe the circumstances when, and the extent to which, it would be appropriate to exercise that authority. (8) Thus, simply to say that the file belongs to Turner, and that Turner, if he is competent, (9) may do what he wishes with the file, does not answer the determinative question in this case, which is: Given that the client owns the contents of his case file, does a convicting court lack all authority to issue an order disposing of the file in a way that conflicts with the client's expressed wishes? This question is anything but well-settled.

To the extent that the Court relies on ethical considerations to reach its ultimate conclusion, there is good reason to think that the answer to this question is: No, the authority of trial judges is not limited in this way. Professors Goode, Wellborn, and Sharlot have concluded that "[t]he rules of professional conduct do not . . . provide an independent basis for refusing to answer questions during the course of a . . . criminal proceeding." (10) That treatise also notes that "the attorney-client privilege empowers a client to block the compelled disclosure of confidential attorney-client communications . . . [while] the ethical obligation enjoins the lawyer from voluntarily revealing confidential information obtained while representing the client." (11) The distinction, in that discussion, between "compelled" and "voluntary" disclosures serves to highlight an important aspect of this case: McCann is not citing the Rules of Professional Conduct for the proposition that he is ethically prohibited from voluntarily turning over Turner's files. Were he to make such an argument, I would be inclined to agree with him. Rather, McCann is citing to the Rules of Professional Conduct for the proposition that the trial judge has no authority to compel McCann to turn the files over to Rytting, nor even to order him to make a copy and turn that over. And this is where I think McCann's (and, by extension, the Court's) argument ultimately falters.

The Texas Disciplinary Rules of Professional Conduct explicitly envision that there will be occasions when a lawyer will face conflicting obligations from, on the one hand, a court order, and, on the other, the Rules themselves. Rule 1.05(c)(4), for instance, states that "[a] lawyer may reveal confidential information . . . [w]hen the lawyer has reason to believe it is necessary to do so in order to comply with a court order[.]" (12) We have not, either today or at any other time that I am aware of, explained what effect, if any, this provision has on the authority of a trial judge to resolve an ethical Catch-22 such as the one presented in this case. (13) True enough, the Rule states that a lawyer "may reveal," not that he "must reveal." But this simply means that one who voluntarily disobeys a court order to turn over confidential material does not violate the Disciplinary Rules of Professional Conduct

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in Re Patrick F. McCann and Albert James Turner, (Tex. 2013).

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