In re of D.L.P.

776 S.E.2d 241, 242 N.C. App. 597, 2015 N.C. App. LEXIS 694
CourtCourt of Appeals of North Carolina
DecidedAugust 18, 2015
DocketNo. COA15–168.
StatusPublished
Cited by1 cases

This text of 776 S.E.2d 241 (In re of D.L.P.) is published on Counsel Stack Legal Research, covering Court of Appeals of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re of D.L.P., 776 S.E.2d 241, 242 N.C. App. 597, 2015 N.C. App. LEXIS 694 (N.C. Ct. App. 2015).

Opinion

TYSON, Judge.

*598Rhonda S. Price ("Respondent") appeals from adjudication and disposition orders finding her two sons to be neglected and dependent juveniles. We hold that once the trial court appointed Respondent a Rule 17 guardian ad litem ("GAL"), the hearings should not have proceeded without the GAL being present. The trial court's orders are vacated and the cases are remanded.

I. Background

The Rutherford County Department of Social Services ("DSS") filed the petitions in response to Respondent's report of an incident on 6 May 2014, where the father of both juveniles allegedly threatened to beat H.L.P. "until he was bruised all over with blood running all over him." Respondent sought assistance, but repeatedly told DSS staff she was unable and unwilling to leave the father and move her children to a safe place. On 7 May 2014, DSS filed petitions alleging Respondent's *242two minor children, D.L.P. and H.L.P., were neglected and dependent juveniles and took non-secure custody of D.L.P. and H.L.P.

The pre-adjudication and adjudication hearings occurred on 12 August 2014. Respondent was not present for the hearings. Respondent's appointed counsel was present and indicated he had "not been advised that well" and that "he will stand mute." After DSS presented evidence, Respondent's appointed counsel did not question the witness and the court noted "Mr. Rogers is mute." The trial court found H.L.P. and D.L.P. to be neglected and dependent juveniles. Due to Respondent's absence, the court held the disposition hearing open until the next day.

Respondent was present for the disposition hearing the following day. At the outset, Respondent's appointed counsel notified the court that Respondent had retained counsel and asked the court to release him from his appointment. The trial court agreed to release appointed counsel after the conclusion of the disposition hearing. At this point, Respondent told the court her retained counsel "has every intention of asking for this to be retried or refiled for a readjudication [sic] hearing, *599for another hearing." The trial court indicated Respondent could request a new hearing, but asked Respondent to allow the court to finish the disposition hearing before moving forward with anything else.

During disposition, the court received evidence from DSS and the GAL for both juveniles. Respondent's appointed attorney did not question, examine or participate. The juveniles' GAL requested that both Respondent and the juveniles' father be required to undergo psychological evaluations. At that time Respondent announced she was leaving the courtroom. The court ordered the bailiff to take Respondent into custody and hold her in the courtroom, to which she replied, "[t]hen you can take me to jail ... I don't need to be here." Respondent refused to remain quiet and finally stated, "I am not going to be quiet until you remove me from this courtroom." Following this exchange, the court ordered the bailiff to remove Respondent from the courtroom.

Because of Respondent's outburst, a discussion on the record ensued between the court, Respondent's appointed attorney, Respondent's husband, and the juveniles' GAL attorney about possible ways to obtain a mental assessment or treatment for Respondent. Ultimately, the Court ordered Respondent to be held in protective custody until she was assessed by the Mobile Crisis Unit.

The trial court entered its adjudication and disposition orders over three months later on 18 November 2014. Separate, but identical, orders address each juvenile, with each order entitled, "Adjudication and Disposition Order." In both juveniles' orders, the Court made the following findings of fact:

9. The Respondent Mother has suffered an organic brain injury requiring brain surgery.
....
12. The Respondent Mother was present during disposition. In open court she exhibited erratic and belligerent behavior. The Court believes these behaviors may be affiliated with her injury as described above.
13. As a result of her harmful behavior the Court had the Respondent Mother taken into protective custody. The Court determined the Respondent Mother required a Rule 17 Guardian Ad Litem, and Allyson Shroyer was appointed as the Respondent Mother's Rule 17 Substitute GAL. The Respondent Mother was held in custody until she met with the Rutherford County Mobile Crisis Unit.

*600The adjudication and disposition orders set forth the permanent plan for D.L.P. and H.L.P., with the stated goal of "reunification with one or both of the respondent parents."

Both juveniles' adjudication and disposition orders show that the trial judge appointed a GAL for Respondent at some point prior to the entry of the orders. Neither the record nor the transcript contain findings of fact from the trial court's inquiry into Respondent's competency, nor is there any clear indication in the transcript whether the Court appointed a GAL for Respondent during the hearings. At no point during the pre-adjudication, adjudication, or disposition *243hearings was a GAL present for Respondent. Respondent appeals.

II. Issue

Respondent argues once the trial court appointed her a GAL, it was not permitted to conduct the adjudication and disposition hearings without the presence of Respondent's GAL.

III. Standard of Review

"A trial judge has a duty to properly inquire into the competency of a litigant in a civil trial or proceeding when circumstances are brought to the judge's attention, which raise a substantial question as to whether the litigant is non compos mentis. " In re J.A.A., 175 N.C.App. 66, 72, 623 S.E.2d 45, 49 (2005) (citation omitted). The decision whether to conduct such an inquiry is firmly within the discretion of the trial court. In re J.R.W., --- N.C.App. ----, ----, 765 S.E.2d 116, 119 (2014).

IV. Analysis

Respondent argues once the trial court determined Respondent required a GAL, the hearing could not proceed without Respondent's GAL present. We agree.

"On motion of any party or on the court's own motion, the court may appoint a guardian ad litem for a parent who is incompetent in accordance with G.S. 1A-1, Rule 17." N.C. Gen.Stat. § 7B-602(c) (2013). Rule 17 sets forth the procedures for appointment of a GAL for an incompetent person. N.C. Gen Stat. § 35A-1101 defines "incompetent" as it relates to an adult as one who "lacks sufficient capacity to manage the adult's own affairs or to make or communicate important decisions concerning the adult's person, family, or property...." N.C. Gen Stat.

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Cite This Page — Counsel Stack

Bluebook (online)
776 S.E.2d 241, 242 N.C. App. 597, 2015 N.C. App. LEXIS 694, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-of-dlp-ncctapp-2015.