In Re Nwangaza

721 S.E.2d 777, 396 S.C. 235, 2011 S.C. LEXIS 325
CourtSupreme Court of South Carolina
DecidedOctober 10, 2011
Docket27053
StatusPublished

This text of 721 S.E.2d 777 (In Re Nwangaza) is published on Counsel Stack Legal Research, covering Supreme Court of South Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Nwangaza, 721 S.E.2d 777, 396 S.C. 235, 2011 S.C. LEXIS 325 (S.C. 2011).

Opinion

PER CURIAM.

In this attorney disciplinary matter, the Office of Disciplinary Counsel (ODC) and respondent have entered into an Agreement for Discipline by Consent pursuant to Rule 21, RLDE, Rule 413, SCACR. In the Agreement, respondent admits misconduct and consents to the imposition of a public reprimand or a definite suspension from the practice of law not to exceed nine (9) months. In addition, respondent agrees to the imposition of certain conditions dependent upon the sanction issued. Finally, respondent agrees to pay the costs incurred by ODC and the Commission on Lawyer Conduct (the Commission) in the investigation and prosecution of this matter.

We accept the Agreement and impose a nine (9)month suspension with the following conditions: 1) within twenty (20) days of the filing of this opinion, respondent shall certify to the Commission that she has read the South Carolina Notary Public Manual published by the South Carolina Secretary of State and 2) if she is reinstated to the practice of law, respondent shall notify the Commission before returning to practice and, no later than three (3) months after returning to the practice of law, she shall begin quarterly reporting of her trust account activity to the Commission for a period of one (1) year. The trust account reports shall include copies of respondent’s bank statements, including copies of her cancelled checks, copies of her deposit records, a copy of her receipt and disbursement journal, copies of her ledgers for any clients with a trust account balance or trust account activity, copies of her monthly reconciliations, and any other financial records *237 requested by the Commission as needed to interpret the monthly reconciliations. Further, within thirty (30) days of the filing of this opinion, respondent shall pay the costs incurred by ODC and the Commission in the investigation and prosecution of this matter. The facts, as set forth in the Agreement, are as follows.

FACTS

Matter I

Complainant A was the personal representative of his mother’s estate. Complainant A hired respondent to assist him in probating the estate. Respondent accepted a $750 retainer to be expended at the rate of $150 per hour. Initially, Complainant A wanted assistance in evicting one of his siblings from their mother’s former home. Later, after a pro se attempt to sell the home to one of the heirs, Complainant A sought respondent’s assistance in obtaining court approval for the sale. The heirs litigated various issues, including the sale of the home to one of the heirs.

Respondent made procedural errors in some of her pleadings, failed to correctly serve at least one defendant, and failed to file an answer to a complaint filed by two of the heirs. Approximately ten months after her representation began, respondent failed to appear at a probate court hearing. Respondent attributed her failure to appear to a calendaring mistake.

As a result of her failure to appear, the probate court sanctioned respondent and Complainant A terminated her services. Thereafter, respondent submitted an invoice to Complainant A and the probate court, seeking protection of her outstanding fees. The invoice indicated respondent was owed a balance of $7,650. Among other billing entries, respondent charged two hours for preparing the invoice.

In a letter to respondent, Complainant A disputed the fee and took the position that the estate did not owe respondent any additional fees. Complainant A forwarded this letter to the Commission; the letter was forwarded to ODC where it was treated as a letter of complaint.

*238 The probate court accepted testimony on the question of respondent’s fee. During her testimony, respondent admitted she had not maintained contemporaneous time records and created her invoice after her termination based on her review of the file and her recollection of how much time she would typically devote to the various tasks performed.

In an order awarding fees to respondent, the probate court expressed concern about the accuracy of respondent’s time estimates and whether all of the hours she claimed to have expended were necessary. The probate court expressed further concern that most of respondent’s billing entries were for full hours and the smallest entry was for one-fourth of an hour. The probate court determined respondent was entitled to a total of $1,500 for her services to the estate; this amount included the $750 retainer she initially received. Respondent appealed the court’s order, but later abandoned the appeal.

Although respondent admits she should have maintained contemporaneous time records and should not have billed Complainant A for the time to. prepare the invoice, she contends her invoice accurately reflected the time she spent on Complainant A’s case.

Matter II

Complainant B hired respondent to represent him in a divorce action brought by his wife. Although Complainant B wanted a divorce, he disputed the grounds for divorce cited by his wife.

Respondent charges an hourly rate in contested cases and a flat rate for uncontested cases. Although she did communicate her hourly rate to Complainant B, the fee agreement he signed covered both uncontested and contested divorce cases and did not clearly explain how respondent’s fee would be calculated in a contested case. This difficulty was exacerbated because respondent inadvertently and incorrectly wrote “uncontested divorce” on a receipt she issued to Complainant B and Complainant B refused to accept that his divorce was contested.

The relationship between Complainant B and respondent deteriorated, in part because of Complainant B’s erroneous belief that his case was uncontested and he should be entitled *239 to pay respondent accordingly. Complainant B complained to the Greenville County Bar Association and a member of the bar’s client relations committee attempted to mediate the dispute between respondent and Complainant B. Those efforts were unsuccessful and respondent filed a motion to be relieved with the family court. In preparation for a hearing in the matter, respondent prepared an invoice to give Complainant B. Although the invoice was based on an hourly rate, respondent created the invoice from a review of her file because she had not maintained any contemporaneous time records. The invoice included a charge of one hour for time spent requesting a hearing date on her motion to be relieved. Respondent also included entries totaling five hours for the time she spent communicating with the Greenville County Bar Association member who was trying to resolve her differences with Complainant B.

Respondent admits she should not have billed Complainant B for the time she spent communicating with the Greenville County Bar Association or the time she spent moving to be relieved because these items were not contemplated by the fee agreement. She otherwise contends her invoice accurately reflected the time she spent on the case but realizes she should have kept contemporaneous time records because she was charging Complainant B by the hour.

Matter III

Respondent issued four checks on her trust account which were returned for insufficient funds.

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Related

In Re Nwangaza
608 S.E.2d 132 (Supreme Court of South Carolina, 2005)

Cite This Page — Counsel Stack

Bluebook (online)
721 S.E.2d 777, 396 S.C. 235, 2011 S.C. LEXIS 325, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-nwangaza-sc-2011.