In re Nelson

146 So. 3d 176, 2014 WL 1810111, 2014 La. LEXIS 1141
CourtSupreme Court of Louisiana
DecidedMay 7, 2014
DocketNo. 2013-B-2699
StatusPublished
Cited by1 cases

This text of 146 So. 3d 176 (In re Nelson) is published on Counsel Stack Legal Research, covering Supreme Court of Louisiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Nelson, 146 So. 3d 176, 2014 WL 1810111, 2014 La. LEXIS 1141 (La. 2014).

Opinion

ATTORNEY DISCIPLINARY PROCEEDINGS

PER CURIAM.

| ,This disciplinary matter arises from formal charges filed by the Office of Disciplinary Counsel (“ODC”) against respondent, Otha Curtis Nelson, Sr., an attorney licensed to practice law in Louisiana.

UNDERLYING FACTS

Count I — The Aucoin Matter

The following facts are not in dispute, having been stipulated to by the parties:

On July 15, 2000, respondent issued a check from his trust account in the amount of $250, made payable to Tina Aucoin on behalf of his client Karen Aucoin. Tina attempted to cash the check on July 19, 2000 but was informed by the bank that the check would not clear. However, Tina was able to cash the check on July 25, 2000.

The funds would not clear respondent’s trust account because he failed to reconcile the account during this time. He also improperly maintained his personal funds in the trust account during this time.

The ODC alleged that respondent’s conduct violated the following provisions of the Rules of Professional Conduct: Rules 1.15 (safekeeping property of clients or third persons) and 8.4(a) (violation of the Rules of Professional Conduct).

| zCount II — The Matthews Succession Matter

Beulah Holmes hired respondent to handle the succession of her mother, Fannie Matthews. At the time of probate, Ms. Matthews’ estate was valued at $50,736.12. Respondent billed the succession $21,576.75, or 43% of the value of the estate, for his services; of that amount, in June 2000, he collected $14,276.93, or approximately 28% of the value of the estate. He then attempted to secure real property owned by the estate as further payment of his billed fee, and did so without advising the owners of the property to obtain an independent legal opinion.

In the estate items, respondent included United States savings bonds payable to certain relatives of Ms. Matthews even though the savings bonds were not properly part of the estate. In an attempt to ensure his fee was paid, respondent intentionally held the savings bonds in his possession from June 2000 until February 2002 (approximately twenty months) even though they constituted property of third persons. He also attempted to collect a fee for cashing the savings bonds in the [178]*178amount of 25% of the face value of the bonds. However, respondent’s services were not necessary because the savings bonds could have been cashed by the owners without the assistance of an attorney. None of the owners of the savings bonds agreed to compensate respondent for cashing them.

The succession was not complex, did not require administration, and did not involve novel questions of law. It did not impose unusual time constraints on respondent, and he was not precluded from accepting other employment while handling it.

The ODC alleged that respondent’s conduct violated the following provisions of the Rules of Professional Conduct: Rules 1.4 (failure to communicate with a client), 1.5(a) (charging an unreasonable fee), 1.8 (conflict of interest), 1.15,1.16 (declining or terminating representation), 8.4(a), and 8.4(c) (engaging in conduct involving dishonesty, fraud, deceit, or misrepresentation).

| zCount III — The Kendrix Matter

The following facts are not in dispute, having been stipulated to by the parties:

In 1994, Roy Kendrix hired respondent to handle his workers’ compensation matter. In July 1995, Mr. Kendrix was awarded a $31,900.35 judgment in the case. Included in the judgment was a $1,000 award for arbitrary and capricious failure to pay benefits and $3,000 in attorney’s fees in connection with the award for arbitrary and capricious failure to pay benefits, plus interest. In December 1996, respondent withheld $3,354.56 as attorney’s fees for the arbitrary and capricious finding. He also withheld as attorney’s fees $3,828.79, which represented 20% of the first $20,000 awarded, plus interest from the date of judicial demand, as provided by statute. However, respondent admitted that he failed to file a motion for approval of these attorney’s fees.

The ODC alleged that respondent’s conduct violated the following provisions of the Rules of Professional Conduct: Rules 1.5(a), 1.15, and 8.4(a).

Count IV — The NSF Check Matter

The following facts are not in dispute, having been stipulated to by the parties:

On May 30, 2002, respondent issued a $166.50 check from his trust account to pay the filing fee to the Clerk of Court for the Louisiana Supreme Court in a matter involving his client, Colin Williams. The check was returned for non-sufficient funds (“NSF”). On June 27, 2002, respondent remitted payment of the filing fee to the Clerk of Court via a certified check, and the clerk’s office accepted the filing on behalf of Mr. Williams.

The ODC alleged that respondent’s conduct violated the following provisions of the Rules of Professional Conduct: Rules 1.5 (fee arrangements), |41.15, 8.4(a), and 8.4(d) (engaging in conduct prejudicial to the administration of justice).

Count V — The Hills Matter

In August 2002, Marvin Hills hired respondent to represent him in a child custody matter. Respondent and Mr. Hills entered into a verbal fee agreement, and Mr. Hills paid respondent a total of $750 for the representation. Respondent prepared and filed a rule for change of custody and drafted a single set of interrogatories and requests for production of documents. Mr. Hills terminated respondent’s services in February 2003.

Thereafter, in April 2003, respondent sent Mr. Hills a letter demanding he pay an additional $1,305 in attorney’s fees over and above the $750 previously paid. One month later, respondent sent Mr. Hills an itemized bill for attorney’s fees totaling $3,818.14 with a balance due of $3,193.14. The bill included services such as typing [179]*179and updating respondent’s time sheet, which should not have been included in the services rendered at respondent’s $125 hourly rate.

The ODC alleged that respondent’s conduct violated the following provisions of the Rules of Professional Conduct: Rules 1.4.1.5, 8.4(a), 8.4(c), and 8.4(d).

Count VI — The Brown Matter

The following facts are not in dispute, having been stipulated to by the parties:

In July 2003, Jackie Brown hired respondent to represent her husband, Albert Brown, in a felony criminal matter. Respondent agreed to represent Mr. Brown at an hourly rate of $150 per hour for work done at his office and $250 per hour for work done out of his office.

| ,-Mr. Brown’s felony charge was reduced to a misdemeanor on the day of the trial in November 2003. The Browns paid respondent a total of $1,400 for the representation.

On February 11, 2004, respondent sent the Browns an itemized bill for $33,761.65. In the bill, he included charges for typing and updating his time sheet, which should not have been included in the services rendered at his hourly rate.

The ODC alleged that respondent’s conduct violated the following provisions of the Rules of Professional Conduct: Rules 1.5, 8.4(a), and 8.4(c).

Count VII — The Lewy Physical Therapy Matter

The following facts are not in dispute, having been stipulated to by the parties:

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Cite This Page — Counsel Stack

Bluebook (online)
146 So. 3d 176, 2014 WL 1810111, 2014 La. LEXIS 1141, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-nelson-la-2014.