In Re Neal

2001 NMSC 007, 20 P.3d 121, 130 N.M. 139
CourtNew Mexico Supreme Court
DecidedMarch 15, 2001
Docket26,782
StatusPublished
Cited by5 cases

This text of 2001 NMSC 007 (In Re Neal) is published on Counsel Stack Legal Research, covering New Mexico Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Neal, 2001 NMSC 007, 20 P.3d 121, 130 N.M. 139 (N.M. 2001).

Opinion

OPINION

PER CURIAM.

{1} This matter came before the Court upon recommendation of the disciplinary board to approve a conditional agreement not to contest and -consent to discipline. We hereby approve the consent to discipline and, pursuant to Rule 17-206(A)(2) NMRA of the Rules Governing Discipline, order that Drew Alan Neal be suspended from the practice of law for two years, which suspension shall be deferred and respondent shall be placed on supervised probation with specific conditions that must be satisfied.

{2} Respondent was trial counsel for a defendant convicted of first degree murder, conspiracy to commit murder, and other related crimes. The judgment, partially suspended sentence, and commitment to the Department of Corrections was filed in the office of the clerk of the Second Judicial District Court on July 20, 1999. Pursuant to the New Mexico Constitution, Article VI, § 2, the appeal was as of right and directly to this Court. See also Rule 12-102(A) NMRA 1999.

{3} Rule 12-201(A)(2) NMRA 1999 requires that the notice of appeal be filed within thirty days after the judgment was filed in the district court clerk’s office. Respondent failed to file the notice of appeal within the thirty-day period. On August 20, 1999, thirty-one days after the judgment was filed, without having filed a notice of appeal in district court, respondent attempted to file via facsimile a motion for extension of time to file the statement of issues in this Court.

{4} Respondent was contacted by the chief deputy clerk for the New Mexico Supreme Court. Respondent told the clerk he had not filed a notice of appeal because he did not think it was required since the appeal was an automatic appeal. Rule 12-202(A) states that an appeal permitted by law as of right is taken by filing a notice of appeal with the district court clerk within the time allowed by Rule 12-201. The clerk informed respondent that it was necessary for him to fulfill the notice of appeal requirements.

{5} Almost one month later, on September 16, 1999, respondent filed a motion for untimely filing of notice of appeal with the district court clerk. Although the motion was granted the same day, respondent did not file the notice of appeal with the district court clerk until October 4,1999.

{6} Rule 12-202(D) requires the appellant in a criminal case to serve copies of the notice of appeal on the appellate court, the appellate division of the attorney general, the appellate division of the public defender, the trial judge, trial counsel of record for all other parties, and the tape monitor or court reporter who took the record. The notice of appeal filed by respondent shows only that a copy was sent to the office of the District Attorney for the Second Judicial District. Respondent failed to serve copies of the notice of appeal on any other recipient mandated by the rule.

{7} Rule 12-208(B) requires that, within thirty days of filing the notice of appeal, the appellant shall file a docketing statement if the appeal is before the court of appeals, or a statement of issues if the appeal is before the Supreme Court. Rule 12-208(A) provides that the statement of issues is the duty of trial counsel. After filing the notice of appeal on October 4, 1999, respondent attempted on October 19, 1999, to file a pleading denominated “Docketing Statement” with the clerk of the Supreme Court. The chief deputy clerk once again contacted respondent and informed him that he must file a “Statement of Issues” not a “Docketing Statement.” The clerk specifically advised respondent to read the Rules of Appellate Procedure.

{8} On November 19, 1999, at the request of the chief deputy clerk, the chief clerk of this Court wrote to respondent to remind him of his responsibility to file a statement of issues. Her letter also requested that respondent contact the chief deputy clerk to advise her of his intentions. Respondent made no response to the letter from the chief clerk.

{9} On December 15, 1999, respondent attempted to file a statement of issues without a motion for extension of time, which motion was required because the pleading was more than thirty days overdue. The chief deputy clerk called respondent and informed him that a motion for extension was required because the statement of issues was untimely. Respondent faxed a motion for extension of time to file that same day. Both the motion for extension of time and the statement of issues were filed on December 15,1999.

{10} Rule 12-208(B) requires that the statement of issues be served on the district court clerk and the same persons required to be served with the notice of appeal. Respondent failed to serve the statement of issues on the district court clerk or the other persons who should have received it.

{11} Rule 12-209(B) provides that, upon receipt of a copy of the docketing statement, or in the case of an appeal to the Supreme Court, the statement of issues, “the district court clerk shall number the pages of the record proper (the trial court file) and send it to the appellate court.” Because respondent failed to properly serve the statement of issues, the district court clerk was not alerted to prepare the record proper and forward it to the appellate court. In February and March of 2000, the chief deputy clerk once again made calls to respondent concerning the absence of the record proper. On at least one occasion, the chief deputy clerk spoke to respondent and specifically reminded him of his obligation to serve the statement of issues on the district court clerk. In March 2000, the chief clerk of this Court also called respondent’s office and left messages with his staff. Respondent did not return the calls.

{12} On April 27, 2000, this Court dismissed the case for failure to perfect the appeal. A copy of the dismissal order was sent to respondent and to the State’s attorney. Approximately one week later, respondent telephoned the chief deputy clerk and stated that the appellate public defender was now handling the appeal. Although the clerk specifically advised respondent that he should seek to have the appeal reinstated, he did not file a motion to reinstate the appeal.

{13} On September 16, 1999, respondent had filed a motion in district court requesting that the appellate public defender be appointed to handle the appeal, which motion was granted by the district court on the same day. Respondent sent nothing to the appellate public defender to notify that agency of its appointment. Additionally, because respondent had failed to send copies of the notice of appeal and statement of issues to the entities listed in the applicable appellate rules, the appellate public defender had no notice of the problems with the appeal.

{14} A copy of the April 27, 2000, order dismissing the appeal was sent by the Supreme Court Clerk’s office to the appellate public defender. After receiving that order, the appellate public defender began making inquiries concerning the appeal. On May 17, 2000, the appellate public defender delivered to the district court clerk a copy of the statement of issues filed by respondent in order for the record proper to be prepared and sent to this Court. On June 7, 2000, the appellate public defender filed a motion to reinstate the appeal and to substitute counsel, which motion was granted.

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Related

In Re Padilla
2020 NMSC 003 (New Mexico Supreme Court, 2019)
Garcia v. State
2010 NMSC 023 (New Mexico Supreme Court, 2010)
In Re Neal
2003 NMSC 032 (New Mexico Supreme Court, 2003)
State v. Ira
2002 NMCA 037 (New Mexico Court of Appeals, 2002)

Cite This Page — Counsel Stack

Bluebook (online)
2001 NMSC 007, 20 P.3d 121, 130 N.M. 139, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-neal-nm-2001.