In Re Michihiko Ochiai, Taiiti Okada, Osami Aki, Akira Morimoto, Kenji Kawakita, and Yoshihiro Matsushita

71 F.3d 1565, 37 U.S.P.Q. 2d (BNA) 1127, 1995 U.S. App. LEXIS 34998, 1995 WL 733606
CourtCourt of Appeals for the Federal Circuit
DecidedDecember 11, 1995
Docket92-1446
StatusPublished
Cited by8 cases

This text of 71 F.3d 1565 (In Re Michihiko Ochiai, Taiiti Okada, Osami Aki, Akira Morimoto, Kenji Kawakita, and Yoshihiro Matsushita) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Michihiko Ochiai, Taiiti Okada, Osami Aki, Akira Morimoto, Kenji Kawakita, and Yoshihiro Matsushita, 71 F.3d 1565, 37 U.S.P.Q. 2d (BNA) 1127, 1995 U.S. App. LEXIS 34998, 1995 WL 733606 (Fed. Cir. 1995).

Opinion

PER CURIAM.

This appeal is from the July 8, 1992, decision of the United States Patent and Trademark Office (PTO) Board of Patent Appeals and Interferences (Board) affirming the examiner’s rejection of claims 6 through 10 of Michihiko Ochiai et alls (collectively “Ochiai”) application serial no. 07/462,492, claiming priority from parent application serial no. 642,356, filed December 19,1975, now U.S. Patent No. 4,098,888 (methods for the manufacture of cephems). Ex parte Ochiai, 24 USPQ2d 1265 (Bd.Pat.App. & Int.1992). The real party in interest is Takeda Chemical Industries, Ltd., the assignee of any patent issuing from the application.

The rejection of the above claims was predicated on an asserted view of the law of obviousness, per 35 U.S.C. § 103, in view of the combined teaching of six references. 1 Because, under the legally correct method for determining obviousness, the claimed process is not obvious in view of the cited prior art references, we reverse.

The Invention

Ochiai’s application is directed to a process for using an acyl side chain from a particular type of organic acid having a 2-aminothiazo-lyl group, and a particular type of amine to make a particular cephem compound having antibiotic properties. Claim 6, the principal claim on appeal, 2 is as follows:

*1567 6. A process for preparing a cephem compound of the formula:
[[Image here]]
wherein R3 is hydrogen or methoxy, R4 is hydrogen or a residue of a nucleophilic compound, R5 is hydroxyl or a protected hydroxyl, and R8 is hydrogen or a halogen, or a pharmaceutically acceptable salt or ester thereof, which comprises introducing an acyl group of the formula:
[[Image here]]
wherein R5 and R8 are as defined above into the amino group of the molecule of the formula:
[[Image here]]
wherein R3 and R4 are as defined above or a salt or ester thereof.

Id. at 1266.

Ochiai’s U.S. Patent No. 4,298,606 covers the cephem compound resulting from the process of claim 6, and Ochiai’s U.S. Patent No. 4,208,899 covers the organic acid used in the process of claim 6. Id. at 1267. In other words, viewed as of the time the claimed process was invented, claim 6 recites a process of using a new, nonobvious acid to make a new, nonobvious cephem. The ’606 and ’899 patents, like the application at bar, claim priority from the December 1975 parent application.

The Rejection

The examiner rejected claims 6 through 10 as obvious in light of the combined teaching of the six references noted above. All six references, as Ochiai acknowledges, teach the use of a type of acid to make a type of cephem by a standard acylation reaction with the very same amine recited in claim 6. The examiner explained the rejections thusly in his answer to Oehiai’s appeal to the Board:

It must again be stressed that the citation of six references is to demonstrate convincingly that a standard, conventional process of preparing cephalosporin com *1568 pounds is being claimed. The only difference between what is being claimed and the prior art is the selection of a slightly different acylation agent [ie., acid] to result in a slightly different final product. The closest prior art of the six references is represented by the Cook et al. 4,024,138 and, Gregson et al. patent 4,024,134. These two references use [sic, are] quite similar in their disclosure, Cook being the most [sic, more] relevant. Both of these references genetically disclose the “2-ami-no-thiazolyl” group which appellants seek to introduce....
The examiner recognizes that the specific “2 amino thiazolyl” moiety has not been specifically named in [the] Cook et al[J patent. However, Cook et al. when viewed from the standpoint of one skilled in the art would recognize the use of “2-amino-thiazolyl” if the final products sought were to contain this moiety. This merely states the obvious....
The facts presented here are identical to those that occurred in the Durden decision
(In re Durden [763 F.2d 1406] 226 USPQ 359). The acylating agent herein being used has been patented by appellants, see Ochia et al. 4,203,899. The final products have also been patented by appellants which appellants acknowledge, brief page 5 footnote 4. The only difference between the facts in Durden those Durden [sic] and the instant situation is that appellants have not admitted on the record that the process is obvious. Appellants seek to distinguish the Durden decision based on this difference. However, the Durden decision is believed to be controlling because of the reasoning used therein and not an admission or lack of admission of the obviousness of the process. The references discussed above abundantly demonstrate the routineness of the claimed process. Thus, the Court rejected the argument that a conventional manipulation or reaction was unobvious “notwithstanding the specific starting material or resulting product or both, is not to be found in the prior art”.

(Emphasis in original). Importantly, the examiner conceded the total absence from the prior art of both the acid used and the ce-phem made in the process recited in claim 6. In addition, the examiner discussed no references containing any suggestion or motivation either (a) to reject known acids and select instead the particular one used in claim 6, or (b) to obtain the particular ce-phem made according to the process of claim 6.

On appeal, the Board affirmed the examiner’s rejection. After reviewing the examiner’s reliance on In re Durden, 763 F.2d 1406, 226 USPQ 359 (Fed.Cir.1985), and the “standard” nature of the acylation reaction disclosed in the rejected claims, the Board acknowledged Ochiai’s contention that the fact that “neither the final product nor the method of introducing the particular [acid] component were known, obvious or even remotely suggested in the prior art ... should be dispositive of the obviousness of the invention” recited in claim 6. Ochiai, 24 USPQ2d at 1267. The Board did not, however, find Ochiai’s contention persuasive. According to the Board,

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71 F.3d 1565, 37 U.S.P.Q. 2d (BNA) 1127, 1995 U.S. App. LEXIS 34998, 1995 WL 733606, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-michihiko-ochiai-taiiti-okada-osami-aki-akira-morimoto-kenji-cafc-1995.