In re: M.G.B., T.J.B.
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Opinion
IN THE COURT OF APPEALS OF NORTH CAROLINA
No. COA 23-853
Filed 7 May 2024
Alamance County, Nos. 20 JA 46, 20 JA 155, 20 JA 156
IN THE MATTER OF:
M.G.B., T.J.B., H.E.D.,
Juveniles.
Appeal by Respondent Grandmother from Order entered 2 June 2023 by Judge
Larry D. Brown, Jr., in Alamance County District Court. Heard in the Court of
Appeals 2 April 2024.
Jamie L. Hamlett for Petitioner-Appellee Alamance County Department of Social Services.
Parent Defender Wendy C. Sotolongo, by Assistant Parent Defender Jacky L. Brammer, for Respondent-Appellant Grandmother.
Matthew D. Wunsche for Guardian ad Litem.
HAMPSON, Judge.
Factual and Procedural Background
This case arises from Respondent-Grandmother’s (Grandmother) appeal from
the trial court’s Permanency Planning Order ceasing reunification efforts and
endorsing a primary plan of adoption with a secondary plan of guardianship. The
record reveals the following: IN RE: M.G.B., T. J. B., H.E.D.
Opinion of the Court
In 2020 Holly, Thomas, and Mary,1 respectively four years old, three years old,
and an infant at that time, were originally adjudicated neglected due to their mother’s
substance abuse and domestic violence between their parents. Grandmother is the
paternal grandmother of the children. Following the original adjudication, the trial
court granted Grandmother full legal and physical custody of Thomas. In 2021, the
trial court granted Grandmother and the children’s father (Father) joint custody of
Holly and Mary. When granting custody, the trial court found that Grandmother had
been essentially the children’s parent for the majority of their lives and had a strong
bond with her grandchildren. The children lived in Grandmother’s home with Father
and their paternal great uncle (Uncle).
In July 2021, Holly began experiencing discomfort and itching around her
stomach, vaginal discharge, and the frequent need to urinate. On 4 August 2021,
Holly tested positive for gonorrhea. Father subsequently tested positive for
gonorrhea. Father denied allegations of sexual abuse, attempting to explain Holly’s
infection by speculating that transmission could have occurred through a towel or
toilet seat. On 7 August 2021, the Alamance County Department of Social Services
(DSS) received the report of Holly’s positive test and gave Grandmother the option
for the children to stay in the family home only if Father and Uncle would not be
present. Grandmother had the children placed with a family friend because she did
1 The juveniles are referred to by the parties’ stipulated pseudonyms.
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not want Father or Uncle to be “without entertainment” and “without cable.”
Grandmother denied the possibility of sexual abuse. On 9 August 2021,
without consulting DSS, Grandmother picked the children up from the family friend
and took them to UNC Hospital for medical testing. She told medical staff she wanted
the children tested for “venereal diseases” because she believed Holly’s gonorrhea test
was inaccurate and she wanted to clear the names of the men in the household.
During this examination, Holly presented with “redness, swelling, and
abnormal discharge” in the vaginal area and again tested positive for gonorrhea.
Mary also presented with abnormal discharge, but neither she nor Thomas tested
positive for any sexually transmitted diseases. After the examinations, DSS
instructed hospital staff to release the children to the family friend, not Grandmother,
who had become uncooperative and was detained by UNC police.
On 10 August 2021, DSS filed petitions alleging the children were neglected
juveniles and Holly was an abused juvenile. The petitions alleged Grandmother was
“persistent that nobody hurt the children and was in denial regarding [Holly] having
[g]onorrhea.” The petitions further detailed DSS’s concerns that Grandmother was
“not placing the physical or emotional well-being of the juveniles first” and that the
children were “at risk of significant emotional and/or physical harm” if they were
returned to Grandmother’s care.
Holly submitted to a forensic interview in August and a subsequent Child
Medical Evaluation in September 2021. During these interviews, she stated “Daddy
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hit me” and pointed to her vaginal area when asked where he hit her. She also stated
that her father had touched her with his “ding ding,” and that he had touched her
genitals.
The trial court adjudicated all three children neglected and Holly abused in an
order filed 16 February 2022.2 Grandmother testified at the adjudication hearing
that she believed that Holly had contracted gonorrhea from a toilet seat or towel and
that she did not believe that Father had abused Holly. Based on expert testimony the
trial court rejected Grandmother’s explanations for Holly’s contraction of gonorrhea,
finding that Holly had been sexually abused by Father.
The trial court placed the children in DSS custody. It ordered monthly
visitation with Grandmother and instructed her not to speak with the children about
the issues involved with the case. The trial court did not at this time order
Grandmother to participate in treatment or parental education.
That same month DSS developed a case plan and visitation plan for
Grandmother. In the case plan, DSS requested that Grandmother obtain a mental
health assessment, refrain from using illicit substances, and attend sex abuse classes.
Grandmother signed the visitation plan but refused to sign her case plan as she did
not believe she had done anything wrong. She completed the Darkness to Light online
2 The previous appeal in this case, In re M.G.B., 287 N.C. App. 694, 883 S.E.2d 226, 2023 WL
2126139 (2023) (unpublished) addressed Father’s appeal of the adjudications of Thomas and Mary. We affirmed the trial court’s adjudication that they were neglected.
-4- IN RE: M.G.B., T. J. B., H.E.D.
sexual abuse class on 22 March 2022, but she told social workers she had not learned
anything because the course did not contain information that was new to her.
Grandmother’s visitation with the children during this period went well. The social
workers noted that she brought them food and gifts, that she interacted well with the
children, and the children seemed to love Grandmother.
On 30 March 2022, Grandmother received a psychological assessment,
performed by her own therapist at the UNC Health Pain Management Center. As
part of this assessment, the therapist addressed various questions provided by DSS.
The assessment notes that Grandmother suffers from depression and anxiety and,
though she has a history of sexual trauma and was likely triggered by Holly’s
diagnosis, the therapist did not believe her psychological disorders impacted her
ability to care for the children. However, she did note her belief that Grandmother’s
trust in her son impacted her ability to examine facts. The report also notes that
Grandmother was “defensive,” felt that she was the victim in this situation, and
continued to believe that Holly had contracted gonorrhea through contact with a
toilet seat. The therapist recommended that Grandmother continue working with her
via outpatient therapy sessions.
The trial court held a permanency planning hearing on 13 April 2022. It found
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IN THE COURT OF APPEALS OF NORTH CAROLINA
No. COA 23-853
Filed 7 May 2024
Alamance County, Nos. 20 JA 46, 20 JA 155, 20 JA 156
IN THE MATTER OF:
M.G.B., T.J.B., H.E.D.,
Juveniles.
Appeal by Respondent Grandmother from Order entered 2 June 2023 by Judge
Larry D. Brown, Jr., in Alamance County District Court. Heard in the Court of
Appeals 2 April 2024.
Jamie L. Hamlett for Petitioner-Appellee Alamance County Department of Social Services.
Parent Defender Wendy C. Sotolongo, by Assistant Parent Defender Jacky L. Brammer, for Respondent-Appellant Grandmother.
Matthew D. Wunsche for Guardian ad Litem.
HAMPSON, Judge.
Factual and Procedural Background
This case arises from Respondent-Grandmother’s (Grandmother) appeal from
the trial court’s Permanency Planning Order ceasing reunification efforts and
endorsing a primary plan of adoption with a secondary plan of guardianship. The
record reveals the following: IN RE: M.G.B., T. J. B., H.E.D.
Opinion of the Court
In 2020 Holly, Thomas, and Mary,1 respectively four years old, three years old,
and an infant at that time, were originally adjudicated neglected due to their mother’s
substance abuse and domestic violence between their parents. Grandmother is the
paternal grandmother of the children. Following the original adjudication, the trial
court granted Grandmother full legal and physical custody of Thomas. In 2021, the
trial court granted Grandmother and the children’s father (Father) joint custody of
Holly and Mary. When granting custody, the trial court found that Grandmother had
been essentially the children’s parent for the majority of their lives and had a strong
bond with her grandchildren. The children lived in Grandmother’s home with Father
and their paternal great uncle (Uncle).
In July 2021, Holly began experiencing discomfort and itching around her
stomach, vaginal discharge, and the frequent need to urinate. On 4 August 2021,
Holly tested positive for gonorrhea. Father subsequently tested positive for
gonorrhea. Father denied allegations of sexual abuse, attempting to explain Holly’s
infection by speculating that transmission could have occurred through a towel or
toilet seat. On 7 August 2021, the Alamance County Department of Social Services
(DSS) received the report of Holly’s positive test and gave Grandmother the option
for the children to stay in the family home only if Father and Uncle would not be
present. Grandmother had the children placed with a family friend because she did
1 The juveniles are referred to by the parties’ stipulated pseudonyms.
-2- IN RE: M.G.B., T. J. B., H.E.D.
not want Father or Uncle to be “without entertainment” and “without cable.”
Grandmother denied the possibility of sexual abuse. On 9 August 2021,
without consulting DSS, Grandmother picked the children up from the family friend
and took them to UNC Hospital for medical testing. She told medical staff she wanted
the children tested for “venereal diseases” because she believed Holly’s gonorrhea test
was inaccurate and she wanted to clear the names of the men in the household.
During this examination, Holly presented with “redness, swelling, and
abnormal discharge” in the vaginal area and again tested positive for gonorrhea.
Mary also presented with abnormal discharge, but neither she nor Thomas tested
positive for any sexually transmitted diseases. After the examinations, DSS
instructed hospital staff to release the children to the family friend, not Grandmother,
who had become uncooperative and was detained by UNC police.
On 10 August 2021, DSS filed petitions alleging the children were neglected
juveniles and Holly was an abused juvenile. The petitions alleged Grandmother was
“persistent that nobody hurt the children and was in denial regarding [Holly] having
[g]onorrhea.” The petitions further detailed DSS’s concerns that Grandmother was
“not placing the physical or emotional well-being of the juveniles first” and that the
children were “at risk of significant emotional and/or physical harm” if they were
returned to Grandmother’s care.
Holly submitted to a forensic interview in August and a subsequent Child
Medical Evaluation in September 2021. During these interviews, she stated “Daddy
-3- IN RE: M.G.B., T. J. B., H.E.D.
hit me” and pointed to her vaginal area when asked where he hit her. She also stated
that her father had touched her with his “ding ding,” and that he had touched her
genitals.
The trial court adjudicated all three children neglected and Holly abused in an
order filed 16 February 2022.2 Grandmother testified at the adjudication hearing
that she believed that Holly had contracted gonorrhea from a toilet seat or towel and
that she did not believe that Father had abused Holly. Based on expert testimony the
trial court rejected Grandmother’s explanations for Holly’s contraction of gonorrhea,
finding that Holly had been sexually abused by Father.
The trial court placed the children in DSS custody. It ordered monthly
visitation with Grandmother and instructed her not to speak with the children about
the issues involved with the case. The trial court did not at this time order
Grandmother to participate in treatment or parental education.
That same month DSS developed a case plan and visitation plan for
Grandmother. In the case plan, DSS requested that Grandmother obtain a mental
health assessment, refrain from using illicit substances, and attend sex abuse classes.
Grandmother signed the visitation plan but refused to sign her case plan as she did
not believe she had done anything wrong. She completed the Darkness to Light online
2 The previous appeal in this case, In re M.G.B., 287 N.C. App. 694, 883 S.E.2d 226, 2023 WL
2126139 (2023) (unpublished) addressed Father’s appeal of the adjudications of Thomas and Mary. We affirmed the trial court’s adjudication that they were neglected.
-4- IN RE: M.G.B., T. J. B., H.E.D.
sexual abuse class on 22 March 2022, but she told social workers she had not learned
anything because the course did not contain information that was new to her.
Grandmother’s visitation with the children during this period went well. The social
workers noted that she brought them food and gifts, that she interacted well with the
children, and the children seemed to love Grandmother.
On 30 March 2022, Grandmother received a psychological assessment,
performed by her own therapist at the UNC Health Pain Management Center. As
part of this assessment, the therapist addressed various questions provided by DSS.
The assessment notes that Grandmother suffers from depression and anxiety and,
though she has a history of sexual trauma and was likely triggered by Holly’s
diagnosis, the therapist did not believe her psychological disorders impacted her
ability to care for the children. However, she did note her belief that Grandmother’s
trust in her son impacted her ability to examine facts. The report also notes that
Grandmother was “defensive,” felt that she was the victim in this situation, and
continued to believe that Holly had contracted gonorrhea through contact with a
toilet seat. The therapist recommended that Grandmother continue working with her
via outpatient therapy sessions.
The trial court held a permanency planning hearing on 13 April 2022. It found
that Grandmother “continues to deflect and minimize,” “support[s] her son’s
narrative” and “assert[s] herself as the victim.” At the hearing she “verbally attacked
and blamed” the social worker involved with the children’s removal, stating that he
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was the reason the children were removed.
The trial court reviewed the psychological examination report and found
concerns regarding its usefulness. Among the trial court’s concerns were that the
report had been conducted by a pain management clinician, focused primarily on pain
management, and was performed by a clinician who had a longstanding relationship
with Grandmother. The trial court was also concerned that the therapist did not have
sufficient information to make the assessment: she only spoke with Grandmother and
did not indicate that she had reviewed any documentary evidence regarding the case.
Grandmother did not inform the therapist that her son had been criminally charged
or that the trial court had found that Holly had contracted gonorrhea through sexual
contact and, instead, allowed her to believe an investigation was pending, possibly
impacting her ability to make an educated diagnosis and treatment plan given
Grandmother’s continuing denial that sexual contact had occurred.
The trial court found that Grandmother was acting in a manner inconsistent
with the health and safety of the juveniles, but was making sufficient progress under
her plan.3 It endorsed a primary plan of reunification and a secondary plan of
guardianship, and ordered that Grandmother attend sex abuse classes or support
groups, “receive an assessment to address issues of sexual abuse concerns,” receive
3 Mother and Father remained parties to the juvenile case and at this and subsequent permanency planning hearings were found to have made insufficient progress until their parental rights were terminated in April 2023. Neither are party to this appeal.
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therapy on how to parent a child who has been sexually abused, and that she receive
a new psychological evaluation.
Between this and the next permanency planning hearing, Grandmother
received two psychological evaluations, each recommending, among other things, that
Grandmother incorporate Dialectical Behavioral Therapy (“DBT”) into her
treatment. She visited the children monthly, as allowed by the trial court, bringing
them food and toys. She continued to deny that sexual abuse had occurred, including
reporting to a social worker that she did not believe her son had done anything wrong.
A second permanency planning hearing was held on 30 November 2022. The
court found that Grandmother remained an unsafe caretaker for the children because
she continued to refuse to acknowledge the likelihood that her son assaulted Holly.
The court ordered a primary plan of adoption and a secondary plan of reunification.
The trial court ordered Grandmother cooperate with the recommendations of the two
new evaluations and again ordered her to attend sex abuse classes or support groups.
Between that hearing and the permanency planning hearing from which this
appeal arises, held on 26 April 2023,4 Grandmother did not undergo DBT as ordered.
She testified that she contacted numerous providers but was unable to pay for their
services as they did not accept her health insurance. She initially rejected offers from
DSS to assist in paying for her treatment before ultimately attending two intake
4 Mother’s and Father’s parental rights were terminated on 21 April 2023.
-7- IN RE: M.G.B., T. J. B., H.E.D.
sessions with a therapist. This therapist determined that Grandmother did not
require DBT services, but made that assessment without reviewing prior
assessments, documentation, or court filings, relying only on information provided by
Grandmother.
At the hearing, Grandmother testified that she continued to believe Holly had
contracted gonorrhea through contact with a toilet seat and that if a jury convicted
her son she would still not believe he had harmed Holly.
The trial court found that Grandmother failed to obtain DBT services, had not
participated in educational training, parenting courses, or support groups to help her
parent a child who had been neglected or sexually abused, and that her refusal to
accept that Father had abused Holly restricts her ability to render safe and
appropriate decisions on behalf of the minor children. The court found that
Grandmother had failed to make progress in a reasonable period of time and ordered
a primary plan of adoption and secondary plan of guardianship, ceased reunification
efforts with Grandmother, and eliminated visitation. Grandmother filed timely
written notice of appeal.
Issues
Grandmother identifies a number of issues for our review. Accordingly we
address: (I) the trial court’s findings of fact regarding aspects of Grandmother’s
progress on her case plan; (II) the trial court’s alleged misapprehensions of law in
finding an inapplicable ground for termination and placing the burden of proof upon
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Grandmother; (III) the trial court’s conclusion that reunification should be removed
from the permanent plan; (IV) whether the guardian ad litem properly discharged its
duties; and (V) whether DSS made reasonable efforts toward reunification.
Analysis
Following a juvenile adjudication and initial disposition, the trial court holds
a permanency planning hearing within 90 days and then subsequent hearings at
least every six months. N.C. Gen. Stat. § 7B-906.1(a) (2023). At each permanency
planning hearing, the trial court must adopt concurrent primary and secondary
permanent plans, most commonly selecting from among reunification of the juvenile
with their parents, adoption, guardianship with relatives or others, or custody to a
relative or other suitable person. In re J.M., 384 N.C. 584, 593, 887 S.E.2d 823, 829
(2023); N.C. Gen. Stat. 7B-906.2. Reunification must be the primary or secondary
plan unless the permanent plan has been achieved or the trial court (1) made written
findings specified by N.C. Gen. Stat. § 7B-901(c) at the initial disposition hearing; (2)
made written findings under 7B-906.1(d)(3) at a review hearing or earlier
permanency planning hearing; or, as in this case, (3) makes written findings in the
permanency planning order that “reunification efforts clearly would be unsuccessful
or would be inconsistent with the juvenile’s health or safety.” N.C. Gen. Stat. § 7B-
906.2(b). The written findings are not required to track the statutory language
verbatim, but they “must make clear that the trial court considered the evidence in
light of whether reunification would be [clearly unsuccessful] or would be inconsistent
-9- IN RE: M.G.B., T. J. B., H.E.D.
with the juvenile’s health, safety, and need for a safe, permanent home within a
reasonable period of time.” J.M., 384 N.C. at 594, 887 S.E.2d at 830 (quoting In re
H.A.J., 377 N.C. 43, 49, 855 S.E.2d 464, 470 (2021)).
In this case, the trial court found that reunification efforts with Grandmother
“clearly would be unsuccessful and would be inconsistent with the juveniles’ health
or safety.” In support of this conclusion, it found that Grandmother had failed to meet
the children’s needs by not participating in services to help her address Holly’s sexual
abuse, refusing to believe abuse had taken place, failing to cooperate with or follow
recommendations of her psychological evaluations, and engaging in inappropriate
conversations in the presence of the children.
Grandmother argues that she made sufficient progress on her case plan such
that the trial court’s conclusion that reunification would clearly be unsuccessful is
unsupported. In doing so she challenges the trial court’s conclusions, as well as a
number of individual factual findings.
When reviewing a permanency planning order, we examine “whether there is
competent evidence in the record to support the findings [of fact] and whether the
findings support the conclusions of law.” In re A.P.W., 378 N.C. 405, 410, 861 S.E.2d
819, 825 (2021) (citing In re H.A.J., 377 N.C. at 49, 855 S.E.2d at 469). “The trial
court’s findings of fact are conclusive on appeal if supported by any competent
evidence.” Id. Uncontested findings of fact are binding on appeal. Id. “The trial court’s
dispositional choices—including the decision to eliminate reunification from the
- 10 - IN RE: M.G.B., T. J. B., H.E.D.
permanent plan—are reviewed for abuse of discretion.” Id. at 410, 861 S.E.2d at 825-
26.
I. Factual findings
Grandmother contests a significant portion of the trial court’s findings of fact
but groups her arguments into five primary categories. She argues that the evidence
does not support the trial court’s findings that she: (1) did not complete DBT therapy
or mental health services; (2) did not complete a sex abuse education class; (3) cannot
see reality, cannot admit her son abused Holly, and prioritizes herself and her son
over her grandchildren; (4) has not disengaged from her son; and (5) acted
inappropriately during visitation. Grandmother argues that she “basically complied”
with the court’s orders to complete a mental health evaluation, attend therapy, and
attend a sex abuse education class. Our review of the record on appeal shows that the
trial court’s relevant findings of fact were supported by testimony and other evidence
and support its conclusion that Grandmother has failed to make reasonable progress
and its elimination of reunification as a permanent plan.
A. Therapy
Grandmother argues that the evidence did not support a finding that she did
not complete mental health services as directed in the court’s previous permanency
planning orders. She argues that she continued to engage in therapy with her regular
therapist and that while she never engaged in Dialectical Behavior Therapy (DBT),
her failure to do so was not willful. A review of the obligations imposed by the trial
- 11 - IN RE: M.G.B., T. J. B., H.E.D.
court’s orders and Grandmother’s efforts to fulfill those obligations is helpful in
evaluating the trial court’s findings.
In its 16 February 2022 order adjudicating the children abused and neglected,
the trial court declined to order Grandmother to participate in mental health
treatment. However, DSS developed a case plan in which it requested that
Grandmother, among other tasks, obtain a mental health assessment. Though she
refused to sign the case plan, she submitted to her first psychological assessment on
30 March 2022, performed by her regular therapist at the UNC Health Pain
Management Center. The trial court reviewed this assessment at the 13 April 2022
permanency planning hearing, finding that she had withheld key information from
the assessor and ordering that she undergo another evaluation.
Grandmother underwent two subsequent evaluations. The first was conducted
in sessions throughout July and August 2022. She underwent a second evaluation in
October 2022 as she requested to have her own assessment completed. Each of these
evaluations included interviews, psychological testing, and the review of
documentary records including court documents from this case. The first evaluation
recommended that Grandmother initiate counseling services with a provider
experienced in working with personality disorders and noted that Grandmother may
benefit from incorporating DBT into her treatment “to help her learn how to perceive
things accurately and regulate strong emotions.” The second recommended that
Grandmother engage in DBT “to improve her interpersonal effectiveness, emotion
- 12 - IN RE: M.G.B., T. J. B., H.E.D.
regulation, distress tolerance, and ability to focus on current environment.” Each
recommended that the DBT therapist be given a copy of the respective assessments.
The trial court reviewed these evaluations during the 30 November 2022 permanency
planning hearing and ordered that Grandmother cooperate with the
recommendations made in both reports.
Grandmother testified that she attempted to secure DBT, contacting “probably
over 40 different people, institutions,” but was unable to secure treatment because
none of those providers accepted her health insurance. She ultimately located a DBT
provider and underwent an assessment. In an email to DSS, this DBT provider
explained that she was not qualified to conduct a “clinical forensic evaluation,” which
would involve examining past assessments and evaluating the subject over time.
Instead, she conducted a “clinical mental health assessment,” which did not involve
a review of outside documents and was meant to establish “a picture of the client as
they present at the time of the assessment.” Under these parameters, the provider
found that Grandmother did not meet criteria for any diagnosis in the DSM-5 and did
not recommend follow-up DBT treatment.
While Grandmother’s argument touches on several of the trial court’s
enumerated factual findings, she ultimately contests the trial court’s finding that she
“knowingly, willfully and intentionally refused to get DBT services designed to assist
her.” It is undisputed that Grandmother never obtained DBT as recommended in both
- 13 - IN RE: M.G.B., T. J. B., H.E.D.
evaluations. However, Grandmother argues that her failure to undergo DBT was not
willful, but rather the result of financial difficulties.
At the hearing, the DSS supervisor acknowledged that Grandmother’s
insurance and financial resources had been an obstacle to obtaining DBT, but
detailed the department’s efforts to help her arrange therapy. In particular, DSS
located a provider who offered services at $40 per session. Grandmother testified that
she could not afford this provider for two sessions per month, even with DSS paying
half the cost.
The trial court considered Grandmother’s testimony and rejected her claim
that she could not afford these services. It noted that these costs were low with DSS
assistance and that Grandmother continued to pay for cable television. Additionally,
the DBT provider Grandmother chose for her assessment charged $100 per hour
before DSS assistance. Because evidence supports the trial court’s finding that
Grandmother could afford DBT, we are bound by that finding. In re P.O., 207 N.C.
App. 35, 41, 698 S.E.2d 525, 530 (2010) (“If the trial court’s findings of fact are
supported by any competent evidence, they are conclusive on appeal.”)
Nor did Grandmother’s evaluation by the DBT provider satisfy her obligation.
Both of Grandmother’s evaluations recommending DBT explicitly recommended that
the provider be given a copy of those evaluations, and the trial court ordered they be
provided to give the DBT practitioner all information relevant to assessing and
diagnosing Grandmother. These assessments were made with the assistance of court
- 14 - IN RE: M.G.B., T. J. B., H.E.D.
filings and included information about Grandmother’s denial of any sexual abuse by
Father despite the trial court’s finding that abuse had occurred—facts that
Grandmother had previously failed to disclose in her first psychological evaluation
that the trial court found insufficient. Receiving a DBT assessment that did not
include a review of these evaluations did not discharge Grandmother’s obligation to
seek out DBT.5
B. Disengaging from Grandmother’s relationship with Father
The trial court found that Grandmother had failed to disengage from her
relationship with her son. The October 2022 psychological assessment recommended
that Grandmother “disengage from [Father] in order to show that she is willing to
put the needs of her grandchildren over her need to keep an open mind about [his]
guilt or innocence.” The recommendations of Grandmother’s psychological
evaluations were incorporated into the 26 January 2023 permanency planning order.
By her own admission, Grandmother has not disengaged from Father:
Q: Do you have—do you have any kind of communication with your son?
A: Yeah, I speak to him every now and then, yeah.
5 Grandmother argues “the evidence is clear that [the DBT provider] would not accept [outside
documents]” and that Findings of Fact 69 and 76, finding that “[Grandmother] had not provided [the DBT provider] with the two psychological assessments that the Court had given permission to release to the provider” must therefore be struck. It is uncontested that Grandmother did not provide the DBT provider with outside documentation. We disagree that these findings imply that Grandmother refused to provide documents to a provider who would otherwise review them and decline to strike the findings.
- 15 - IN RE: M.G.B., T. J. B., H.E.D.
Q: Okay. Do you talk about this case?
A: He doesn’t really like to talk about the case, because he hadn’t seen his children in so long, and it’s stressful.
...
Q: You have not disengaged from [Father,] have you?
A: No, my son hasn’t even been to criminal court yet. And I know this is a different court, but at this point, it’s looking like we weren’t even gonna get the kids anyway, so it didn’t matter.
Grandmother argues that the directive is too vague, particularly because the
court only ordered that she “cooperate with the recommendation of the Psychological
evaluation[s],” rather than explicitly ordering that she disengage from Father, and
only one of her evaluations included that recommendation. She cites caselaw
addressing requirements of clarity in court orders. Nw. Bank v. Robertson, 39 N.C.
App. 403, 411, 250 S.E.2d 727, 731 (1979); Spears v. Spears, 245 N.C. App. 260, 284,
784 S.E.2d 485, 500 (2016) (citing Morrow v. Morrow, 94 N.C. App. 187, 189, 379
S.E.2d 705, 706 (1989) (“A judgment must be complete and certain, indicating with
reasonable clearness the decision of the court, so that such judgment may be
enforced.”)). But Grandmother does not appear to be confused by the trial court’s
directive: when asked if she had disengaged from her son she answered that she had
not and testified as to the topics of their conversations.
Moreover, we do not believe these cases, which address final judgments being
rendered void for uncertainty, are apposite to this context. Even if Grandmother were
- 16 - IN RE: M.G.B., T. J. B., H.E.D.
not ordered to disengage from her relationship with Father, choosing to maintain
communication with the man who sexually abused a child is relevant to the trial
court’s decision to allow reunification with that child and her siblings. “In choosing
an appropriate permanent plan . . . the juvenile’s best interests are paramount.” In
re J.H., 244 N.C. App. 255, 269, 780 S.E.2d 228, 238 (2015). “The court may consider
any evidence . . . that the court finds to be relevant, reliable, and necessary to
determine the needs of the juvenile and the most appropriate disposition.” N.C. Gen.
Stat. § 7B-906.1(c). Grandmother’s admitted maintenance of an ongoing relationship
with Father, despite the recommendation of her mental health evaluation, is relevant
to the determination of the children’s best interests.
This failure to disengage is particularly relevant given that the court’s primary
concern with returning the children to Grandmother is her refusal to accept that
Father sexually abused Holly. Whether or not the trial court clearly ordered her to
disengage, continuing to associate with Father is an important consideration in
determining if Grandmother can safely parent the children. The trial court did not
err in finding that Grandmother failed to disengage from her relationship with
Father.
C. Sex abuse education
Grandmother argues that the trial court’s findings related to her failure to
complete sex abuse education are unsupported. The trial court found that
Grandmother had failed to follow the recommendations of her psychological
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evaluations by refusing to seek educational opportunities to learn about parenting a
child who has been the victim of sexual abuse. It also found that she had “never
participated” in such parenting courses or related support groups and that she failed
to obtain education on parenting “children who have been exposed to other
environmental chaos such as parents with a substance abuse problem by
participating in support groups or non-offender’s education.”
Grandmother argues that her completion of the Darkness to Light online
course renders these findings unsupported. We agree, to the extent that the trial
court found that Grandmother had never participated in parenting courses. However,
after her completion of that course, the trial court continued to order that she seek
out additional educational opportunities, which she did not do.
Grandmother presented her certificate of completion of the Darkness to Light
course on 22 March 2022, following the children’s adjudication. In the following
permanency planning order, the trial court recognized her completion of this class
and noted that she was “compliant” with the DSS recommendation, but still ordered
that she “attend sex abuse classes/support groups and receive an assessment to
address issues of sexual abuse concerns.” Both of Grandmother’s psychological
evaluations, each performed after her completion of the Darkness to Light course,
recommended that she receive additional education regarding parenting a child who
has been sexually abused. The next permanency planning order also recognized
Grandmother’s completion of Darkness to Light, but noted her as only partially
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compliant with this DSS recommendation and again ordered she attend sex abuse
classes. It is clear that the trial court found Grandmother’s completion of Darkness
to Light insufficient, as she stated she did not gain any knowledge from the class,
and it ordered her, as recommended by DSS and her psychological evaluators, to
obtain additional education and counseling. Grandmother does not argue that she did
so.
To the extent that the trial court found that Grandmother had completed no
sex abuse education, those findings are struck. Its findings that she did not obtain
additional education as ordered are, however, supported by competent evidence.
D. Ability to see reality
Grandmother contests the court’s findings regarding her ability to see reality.
The trial court found that Grandmother’s refusal to believe that Father abused Holly
“calls into question [her] ability to face reality.” It found that she refused to believe
“any problem exists in this case,” that she would prioritize Father’s needs over the
children and allow him to have contact with the children, demonstrated a lack of
rational judgment, and generally that her testimony indicated she chose to see things
as she would like them to be, rather than recognizing reality.
Grandmother argues that “there was no testimony at the hearing that [she]
had problems seeing reality” and that one of Grandmother’s psychological
evaluations stated that she “appears to have good reality testing.” This argument
ignores the fact that the trial court’s findings are based entirely on Grandmother’s
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consistent refusal to accept the possibility that Father sexually abused Holly. From
Holly’s initial diagnosis through the final permanency planning hearing, where
Grandmother testified that she believed Holly contracted the disease from a toilet
seat, that she had gonorrhea “bacteria” but not an infection, and that she would not
believe Father had abused Holly even if he were convicted by a jury, Grandmother
has rejected the overwhelming evidence of Holly’s abuse in favor of unsupported
conjecture. The trial court’s finding that Grandmother refuses to accept the reality of
Holly’s abuse is supported by the evidence.
Grandmother also argues that, because she testified that she would still keep
Father away from the children despite this belief, the trial court could not have found
she could not be a safe caregiver. The trial court’s concerns on that front stem not
only from Grandmother’s inability to accept that Father abused Holly, but because
she testified that she would only keep the children away from Father because of the
risk of DSS taking custody of the children—not because of the danger represented by
Holly’s abuser. Additionally, she had prioritized Father’s needs over those of the
children in the past, most notably by sending the children to live with a relative
rather than having Father leave the home.
Even assuming the trial court’s belief that Grandmother would allow Father
to have contact with the children is unsupported, the danger to the children comes
not only from that contact, but from a sexually abused child being raised by a
caretaker who does not believe that she was abused and refuses to seek out education
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or other assistance in parenting an abused child. The trial court’s findings that
Grandmother would not be a safe caregiver are supported by the evidence.
E. Visitation
Finally, Grandmother contests the trial court’s findings regarding her
visitation with the children. Grandmother’s visitation with the children was indeed
largely positive: DSS observed that Grandmother brought the children toys and food,
and she got along with the children well. However, the trial court found that
Grandmother engaged in conversations with the children about returning home and
also spoke to the social worker about the unfairness of the case. These findings were
supported by the testimony of the DSS supervisor. The children were present on at
least one occasion during which Grandmother asked the supervising social worker a
question about the case.
Grandmother argues that the evidence does not support the trial court’s
finding that her visitation was inappropriate because the majority of the evidence
shows that her interactions with the children were appropriate and enriching. But
the trial court’s findings were supported by evidence of specific inappropriate
conversations with the children or the supervising social worker. The trial court did
not err in making these findings.
II. Misapprehensions of law
Grandmother argues that the permanency planning order in this case was
insufficient to support the cessation of reunification as a permanent plan because the
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trial court misapprehended the law. She argues first that the trial court erred by
finding a ground for termination of parental rights, which is inapplicable to the
permanency planning process, and second that the trial court inappropriately placed
an evidentiary burden upon her.
A. Termination ground
Grandmother’s argument that the trial court erred by finding an inapplicable
termination ground rests in the language used in one of its Findings of Fact. Finding
of Fact 122 states:
[Grandmother’s] actions have resulted in the abuse and/or neglect of the minor children [within] the meaning of 7B- 101. The children would be at a substantial risk of repetition of abuse and/or neglect if returned to her care now or in the foreseeable future. [Grandmother] has shown this Court her son is her main priority and not the well- being of these Minor Children.
Grandmother argues that this finding reflects the statutory language of the “neglect”
ground for terminating parental rights. She seems to argue that the court in effect
issued a ruling terminating her parental rights, in a misapprehension of its role at
the time without safeguards inherent to the termination process, such as the
application of a clear and convincing evidentiary standard. N.C. Gen. Stat. § 7B-
1109(f).
It is unclear from Grandmother’s briefing which part of this finding is
“language directly related to the neglect termination ground,” but there appear to be
two possibilities.
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The first is the trial court’s citation of the statutory definitions of abuse and
neglect under Section 7B-101, as those definitions are incorporated into our
termination statute:
The court may terminate the parental rights upon a finding . . . the parent has abused or neglected the juvenile. The juvenile shall be deemed to be abused or neglected if the court finds the juvenile to be an abused juvenile within the meaning of G.S. 7B-101 or a neglected juvenile within the meaning of G.S. 7B-101.
N.C. Gen. Stat. § 7B-1111(a). However, the use of Section 7B-101’s definitions of
abuse and neglect does not imply that the trial court was applying standards more
appropriate for a termination context. Section 7B-101 provides definitions for terms
used throughout the entirety of the Abuse, Neglect, and Dependency Subchapter of
our Juvenile Code. N.C. Gen. Stat. § 7B-101 (“As used in this Subchapter, unless the
context clearly requires otherwise, the following words have the listed meanings[.]”).
Among other terms, this section defines “abused juvenile” and “neglected juvenile”
for use throughout the entire Subchapter, including abuse, neglect, and dependency
adjudications. See, e.g. In re K.L., 272 N.C. App. 30, 39, 845 S.E.2d 182, 190 (2020)
(citing § 7B-101(1) to define “abused juvenile” when reviewing the adjudication of a
minor).
It is also possible that Grandmother takes issue with the trial court’s finding
that “[t]he children would be at a substantial risk of repetition of abuse and/or neglect
if returned to her care now or in the foreseeable future” as language too similar to
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that used in termination proceedings. In order to terminate parental rights upon the
ground of neglect, a trial court must “consider any evidence of changed conditions in
light of the evidence of prior neglect and the probability of a repetition of neglect” and
may find the neglect ground if the evidence shows “a likelihood of future neglect by
the parent.” In re M.S.E., 378 N.C. 40, 48, 859 S.E.2d 196, 205 (2021). But just
because the likelihood of future neglect or abuse is relevant to the termination of
parental rights does not render it irrelevant to a permanency planning ruling, nor
does the trial court’s consideration of such imply that the trial court is applying an
improper standard to its analysis. During a permanency planning hearing, the task
of the trial court is to adopt the permanent plans the court finds are in the juvenile’s
best interest. N.C. Gen. Stat. § 7B-906.2(a). The possibility that a neglected juvenile
faces a substantial risk of future neglect upon reunification is a relevant
consideration in determining whether reunification is appropriate.
In order to eliminate reunification as a permanent plan, the trial court was
required to make written findings “that reunification efforts clearly would be
unsuccessful or would be inconsistent with the juvenile’s health or safety.” N.C. Gen.
Stat. § 7B-906.2(b) “As part of that process, the trial court is required to make written
findings ‘which shall demonstrate the degree of success or failure toward
reunification[.]’ ” In re L.E.W., 375 N.C. 124, 129, 846 S.E.2d 460, 465 (2020) (citing
N.C. Gen. Stat. § 7B-906.2(d)). These findings include:
(1) Whether the parent is making adequate progress
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within a reasonable period of time under the plan.
(2) Whether the parent is actively participating in or cooperating with the plan, the department, and the guardian ad litem for the juvenile.
(3) Whether the parent remains available to the court, the department, and the guardian ad litem for the juvenile.
(4) Whether the parent is acting in a manner inconsistent with the health or safety of the juvenile.
N.C. Gen. Stat. § 7B-906.2(d). The trial court does not need to make a verbal
recitation of the statutory language, but “the order must make clear that the trial
court considered the evidence in light of whether reunification would be futile or
inconsistent with the juvenile’s health, safety, and need for a safe, permanent home
within a reasonable period of time.” In re L.M.T., 367 N.C. 165, 167-68, 752 S.E.2d
453, 455 (2013).
Here, the trial court’s order reflects that it made this consideration. It found
facts as to each of the Section 906.2(d) factors: that Grandmother remained available
to the court, but that she was not participating or cooperating with the plan, nor was
she making progress, and was acting in a manner inconsistent with the health and
safety of the children. Each of these findings was supported by evidentiary findings,
including those regarding her failure to undergo DBT, attend classes on parenting
victims of sexual abuse and, most importantly, her refusal to acknowledge the fact
that her son had sexually abused Holly. There is no indication the trial court applied
an inappropriate standard to its analysis.
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Grandmother’s own briefing, in its argument on a separate issue,
acknowledges the overlapping considerations between termination and permanency
planning, identifying our Supreme Court’s reliance on termination precedent to
affirm an order ending reunification efforts because “[i]t stands to reason that
evidence sufficient to support the termination of parental rights is sufficient to
support the less dramatic step of removing reunification from a permanent plan.” In
re J.M., 384 N.C. at 602, 887 S.E.2d at 835. The trial court properly addressed the
considerations required to end reunification efforts and did not err by considering the
possibility of future neglect when determining the best interests of the children.
B. Burden shifting
Grandmother also argues that the trial court impermissibly placed the burden
of proof upon her at the permanency planning hearing. During a permanency
planning hearing, the court is tasked with determining the best interest of the child.
N.C. Gen. Stat. § 7B-906.2(a). Accordingly, “neither the parent nor the county
department of social services bears the burden of proof in permanency planning
hearings.” In re E.A.C., 278 N.C. App. 608, 617, 863 S.E.2d 433, 439 (2021).
In one of its Findings of Fact, the trial court found:
[Grandmother] failed to obtain educational courses for parenting “children who have been exposed to other environmental chaos such as parents with a substance abuse problem by participating in support groups or non- offender’s education.” [Grandmother] is unable to provide this Court with any proof she is in a better position than she was over a year and a half ago concerning raising a
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child who has been sexually abused and how to provide them with the care and services “they need to ensure their emotional wellbeing.” [Grandmother] has not provided any evidence to this Court that she is better positioned now, than a year ago, to help these minor children deal with the trauma they have faced in their lives.
We disagree that the trial court’s language here implies that a burden of proof
was placed on Grandmother. While the wording is perhaps inartful, it is clear from
the context of this finding that the trial court did not place a burden on her. First, the
trial court’s finding that Grandmother had not provided evidence that she is “better
positioned” is in the same paragraph as the finding that she had not obtained
educational resources to enable her to parent vulnerable children. This is part of
determining whether Grandmother “is making adequate progress within a
reasonable period of time under the plan.” N.C. Gen. Stat. § 7B-906.2(d)(1). The trial
court ordered Grandmother in its two previous permanency planning orders to seek
out additional educational resources to assist her in parenting the children. This
finding simply acknowledges that she has not done so.
Second, this paragraph is one of the trial court’s 124 Findings of Fact detailing
the history of the case and Grandmother’s participation in it. These findings make
clear that the trial court weighed the evidence before concluding that the reasons for
the children’s removal still existed and that Grandmother had not made sufficient
progress in creating a safe environment such that reunification was in the children’s
best interest. Following each of the three previous hearings—the dispositional
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hearing and the two prior permanency planning hearings—the trial court determined
that the children were not safe in Grandmother’s home because of her unwillingness
to accept that Holly had been abused or to participate in education or therapy that
would aid in parenting abused or neglected children. The trial court is, in this finding
and others, recognizing that sufficient improvement has not been made that would
now render the home safe for the children where before it was not.
III. Removal of reunification from permanent plan
Grandmother argues that she substantially complied with her case plan and
that the trial court narrowly focused on a handful of issues, ignoring her overall
progress, and erred in ordering the cessation of reunification efforts. We review the
trial court’s elimination of reunification from the permanent plan for abuse of
discretion. In re J.H., 373 N.C. 264, 267-68, 837 S.E.2d 847, 850 (2020). A trial court
abuses its discretion when its ruling is so arbitrary it could not have been the result
of a reasoned decision. Id.
The trial court’s binding findings of fact show that Grandmother failed to make
sufficient progress on her case plan. It is true that her visitation with the children
was largely positive, she maintained her ongoing therapy sessions with the therapist
at her pain management clinic, completed the Darkness to Light program, and took
at least an initial step to be evaluated for DBT. However, she failed to make use of
the DBT resources provided by DSS to find a provider in compliance with the trial
court’s orders, seek out adequate education or support in parenting a child who is the
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victim of sexual abuse, or disengage from her relationship with Father.
Most importantly, Grandmother continues to insist that Father never sexually
abused Holly. This standing alone could be enough to support the trial court’s order
ceasing reunification. In In re G.D.C.C., our Supreme Court reviewed a similar
situation. 380 N.C. 37, 867 S.E.2d 628 (2022). In that case the mother refused to
believe her older daughter, Nadina, had been sexually abused by her father. 380 N.C.
at 41-42, 867 S.E.2d at 631. The mother maintained that Nadina was making up the
allegations, refused to believe she had been sexually abused, and consistently failed
to acknowledge her children’s special needs resulting from the abuse. Id. She also
failed to demonstrate any ability to recognize threats to her younger daughter,
Galena, despite completing her case plan in its entirety. Id. Much like Grandmother
in this case, she “failed to acknowledge any concern with her ability to parent and
protect the children, failed to accept any responsibility for her actions, and continued
to deny that she had done anything wrong.” Id. “After years of professional, court,
and DSS involvement, the issues that led to Galena’s removal remained: respondent
still could not protect her children from threats and thus could not provide them an
environment that was not injurious to their welfare.” Id. at 42, 867 S.E.2d at 632.
Our Supreme Court held this was sufficient for the trial court to find a probability of
future neglect and terminate the mother’s parental rights to Galena, regardless of
the fact that she had completed her case plan. Id. See also In re D.W.P., 373 N.C. 327,
339–40, 838 S.E.2d 396 (2020) (holding that the respondent-mother’s inability to
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recognize and break patterns of abuse by her fiancé against her child supported a
neglect determination, despite the progress made in her parenting plan).6
As in those cases, Grandmother refuses to recognize that Holly was the victim
of abuse. Despite overwhelming evidence, she rejected the trial court’s determination
that sexual abuse had occurred and continued to assert, including in her testimony
at the final permanency planning hearing, that Holly had contracted gonorrhea from
a toilet seat and the misunderstanding that she “had the bacteria but not the
infection.” Although she claims she would not allow Father access to the children
because of the risk DSS would retake custody of them, it is clear that she does not
understand or admit the danger Father represents or the harm he has already
caused. Like the respondents in G.D.C.C. and D.W.P., whatever progress
Grandmother has made on her case plan has not been sufficient to allow her to
provide a safe home for the children. Additionally, Grandmother has failed to
complete aspects of her plan, including obtaining DBT and sexual assault education,
designed to help her do so.
The trial court did not abuse its discretion in ordering that reunification efforts
be ceased.
IV. GAL Investigation
6 As discussed above, although both G.D.C.C. and D.W.P. are cases involving the termination
of parental rights, evidence sufficient to support termination is also sufficient to support an order ceasing reunification efforts. In re J.M., 384 N.C. at 602, 887 S.E.2d at 835.
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Grandmother argues that the guardian ad litem (“GAL”) failed to adequately
perform its duties. Grandmother does not appear to have raised this issue before the
trial court. “In order to preserve an issue for appellate review, a party must have
presented to the trial court a timely request, objection, or motion[.]” N.C. R. App. P.
10(a)(1). In her reply brief, Grandmother does not argue that this issue was raised,
but that it is automatically preserved because it stems from a statutory mandate.
“[W]hen a trial court acts contrary to a statutory mandate . . . the right to
appeal the court’s action is preserved.” State v. Ashe, 314 N.C. 28, 39, 331 S.E.2d 652,
659 (1985). Such mandatory statutes are “legislative enactments of public policy
which require the trial court to act, even without a request to do so[.]” State v. Hucks,
323 N.C. 574, 579, 374 S.E.2d 240, 244 (1988). This exception to the preservation
requirement of Rule 10(a) is limited to mandates directed to the trial court either: “(1)
by requiring a specific act by the trial judge; or (2) by requiring specific courtroom
proceedings that the trial judge has authority to direct[.]” In re E.D., 372 N.C. 111,
119, 827 S.E.2d 450, 456 (2019) (internal citations omitted) (rejecting respondent’s
argument that inpatient commitment statute’s directive that respondent be
examined by a physician upon arrival at 24-hour facility is an automatically
preserved statutory mandate). In the second category, the statute must leave “no
doubt that the legislature intended to place the responsibility on the judge presiding
at the trial.” Id. at 121, 827 S.E.2d at 457 (citing Ashe, 314 N.C. at 35, 331 S.E.2d at
657).
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Under N.C. Gen. Stat. § 7B-601(a):
The duties of the guardian ad litem program shall be to make an investigation to determine the facts, the needs of the juvenile, and the available resources within the family and community to meet those needs; to facilitate, when appropriate, the settlement of disputed issues; to offer evidence and examine witnesses at adjudication; to explore options with the court at the dispositional hearing; to conduct follow-up investigations to insure that the orders of the court are being properly executed; to report to the court when the needs of the juvenile are not being met; and to protect and promote the best interests of the juvenile until formally relieved of the responsibility by the court.
This is a directive to the GAL and does not appear to mandate that the trial
judge perform a specific act or direct a courtroom proceeding. The trial court is
directly tasked only with appointing the GAL to represent the juvenile. The statute
narrates the GAL’s responsibilities, rather than making an explicit command to the
trial court such as mandating written findings as to the GAL’s performance.
However, we have held previously the combination of N.C. Gen. Stat. § 7B-
906.1(c), which requires the trial court at a permanency planning hearing to consider
information from the GAL, and N.C. Gen. Stat. § 7B-601(a), which lists the GAL’s
duties, to create a statutory mandate automatically preserving the right of appeal on
this issue. In re J.C.-B., 276 N.C. App. 180, 192, 856 S.E.2d 883, 892 (2021). This is
in keeping with the best interest of the children as the paramount goal of permanency
planning and our observation that the best interest question is “more inquisitorial in
nature than adversarial,” rendering the production of any competent, relevant
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evidence ultimately the responsibility of the trial court. Ramirez-Barker v. Barker,
107 N.C. App. 71, 78, 418 S.E.2d 675, 679 (1992).
Upon the filing of a petition alleging a juvenile is abused or neglected, the trial
court must appoint a guardian ad litem to represent the juvenile. N.C. Gen. Stat. §
7B-601(a). The guardian ad litem “stands in the place of the minor who is not sui
juris,” In re J.H.K., 365 N.C. 171, 175, 711 S.E.2d 118, 120 (2011), and is tasked with
the duties under Section 7B-601(a) noted above, including investigating to determine
the facts and the needs of the juvenile and protecting and promoting the juvenile’s
best interests. The GAL’s representation of the juvenile’s interests is integral to the
process such that the failure to appoint a GAL creates a presumption of prejudice
requiring reversal. In re R.A.H., 171 N.C. App. 427, 431, 614 S.E.2d 382, 385 (2005).
Failure by the GAL to fulfill their statutory duties may also require reversal. See In
re J.C.-B., 276 N.C. App. at 192, 856 S.E.2d at 892.
In this case, the GAL filed written reports with the trial court at the
adjudication hearing and each of the three subsequent permanency planning
hearings. These reports reflect that the GAL volunteer conducted monthly visits with
the children at their foster home and additional monthly phone calls with their foster
parents. They include detailed information concerning the health and well-being of
the children, including their psychological and physical health, their educational
development, their relationships with their foster parents and each other, and their
wishes regarding remaining in the foster home. In its report to the court prior to the
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permanency planning hearing that is the subject of this appeal, the GAL
recommended the court adopt a primary permanent plan of adoption and a secondary
permanent plan of guardianship.
Grandmother’s criticism of the GAL’s performance stems from two primary
concerns: first, that the GAL did not maintain adequate communication with
Grandmother, and second, that the GAL did not sufficiently investigate the children’s
wishes.
Grandmother notes that the GAL maintained contact with her following the
initial adjudication and placement of the children in her home but argues that the
GAL’s contact with her was inadequate once the children were removed from her care
following the filing of the petition in August 2021. After the petition was filed, the
GAL spoke with Grandmother by telephone twice and had no other contact with her.
Beyond Section 7B-601(a)’s listing of the duties of the GAL, we have little
guidance as to what constitutes sufficient investigation. Grandmother directs us to
the GAL Attorney Practice Manual published by our Administrative Office of the
Courts, which instructs GAL volunteers to “interview parents and family members.”
In R.A.H. we held there was a presumption of prejudice when a GAL was not
appointed prior to a termination hearing as that meant no field investigation had
been performed, and neither the child nor the respondent-mother had been
interviewed prior to the hearing. 171 N.C. App. at 431, 614 S.E.2d at 385 (2005).
Unlike in that case, the GAL here not only had consistent contact with the
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children but spoke with Grandmother: twice by phone following the removal of the
children from her home, and, as Grandmother describes, on numerous occasions prior
to that. These included at least three home visits during which the GAL had the
opportunity to see Grandmother interact with the children. The GAL also had access
to DSS reports noting that Grandmother’s visitation with the children was largely
positive.
Moreover, Grandmother makes no argument as to the effect additional contact
with her would have had on the GAL’s determination of the children’s best interests,
and we cannot identify any way its recommendation was prejudiced by the lack of
additional conversation. More contact would not have changed the fact that
Grandmother, as the GAL flags for the trial court’s attention, “continues to contest
the allegations in the petition” and “stated under oath during the recent TPR hearing
that she believed [Holly] contracted gonorrhea by sliding down a toilet seat that was
contaminated.”
Grandmother also argues that the GAL failed to adequately investigate the
children’s wishes as to where they would like to live, comparing this case to our
decision in In re J.C.-B. “One of the duties of a GAL is to ascertain from the child they
represent what their wishes are and to convey those express wishes accurately and
objectively to the court.” In re J.C.-B., 276 N.C. App. at 192, 856 S.E.2d at 892.
J.C.-B. is distinguishable from this case. In that case, the sixteen-year-old
juvenile, Jacob’s, visitation with his mother was at issue. The GAL provided the trial
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court with letters from therapists giving conflicting advice: two expressed the opinion
that Jacob should not be allowed contact with his mother, while the most recent
recommended Jacob be allowed to decide when he would like to resume visitation. Id.
at 193-94, 856 S.E.2d at 892. The GAL did not communicate Jacob’s wishes to the
trial court, which ordered no visitation with the mother “until recommended by the
juvenile’s therapist.” Id at 183, 856 S.E.2d at 887. We held that the GAL had failed
to adequately investigate Jacob’s wishes and convey them to the trial court. Id. at
194, 856 S.E.2d at 893.
Rather than providing sufficient evidence for the trial court to determine
whether visitation was in Jacob’s best interest, the GAL simply provided the court
with conflicting recommendations from therapists—including one that recommended
deferring to Jacob’s wishes—with no indication the GAL had asked his preference.
The trial court then vested discretion in one of the therapists to determine when
visitation was appropriate, meaning that not only did the GAL fail to properly
investigate, but the trial court improperly delegated its authority. Id.
In this case, the GAL did investigate the children’s wishes, finding that Holly
and Thomas both loved their foster family and loved living in their foster home, and
that Mary was too young to express her wishes. While Grandmother argues the GAL
should have more granularly investigated whether the children wished to return to
her care, we do not believe the GAL was required to do so nor do we believe that
information was necessary to the trial court’s decision. In J.C.-B. the juvenile was
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sixteen years old (as we note in that case, approaching the age of majority), the record
reflected an expressed desire in the past to maintain contact with his mother, and
one of his therapist’s letters explicitly recommended that he be allowed to decide
whether to resume visitation. 276 N.C. App. at 194, 856 S.E.2d at 892-93. The trial
court did not have sufficient evidence to determine Jacob’s visitation, information
which the GAL should have conveyed.
Here, the children are significantly younger and have expressed their wishes
regarding their current home. There are no conflicting recommendations by service
providers requiring more detailed information from the children. The trial court had
sufficient evidence to make its ruling. Even if the children had expressed a desire to
return to live with Grandmother, “[t]he expressed wish of a child of discretion is . . .
never controlling upon the court, since the court must yield in all cases to what it
considers to be for the child’s best interests, regardless of the child’s personal
preference.” Clark v. Clark, 294 N.C. 554, 576-77, 243 S.E.2d 129, 142 (1978). A
statement from a 2-, 4-, or 6-year-old that they would like to live with Grandmother,
who continues to deny that the oldest was sexually assaulted, would not have changed
the trial court’s decision as to the children’s best interest in this case.
V. Reasonable efforts of DSS
Grandmother last argues that DSS did not make reasonable efforts toward
reunification in that it did not provide adequate visitation or help in obtaining DBT.
Although DSS argues that Grandmother also failed to argue this issue before the trial
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court and preserve it for appeal, the trial court was required to make related findings
and conclusions:
Unless reunification efforts were previously ceased, at each permanency planning hearing the court shall make a finding about whether the reunification efforts of the county department of social services were reasonable. In every subsequent permanency planning hearing held pursuant to G.S. 7B-906.1, the court shall make written findings about the efforts the county department of social services has made toward the primary permanent plan and any secondary permanent plans in effect prior to the hearing. The court shall make a conclusion about whether efforts to finalize the permanent plan were reasonable to timely achieve permanence for the juvenile.
N.C. Gen. Stat. § 7B-906.2(c). Accordingly, we consider whether the trial court’s
findings of fact support its conclusion that “[t]he Alamance County Department of
Social Services has made reasonable efforts to eliminate the need for removal of the
juveniles[.]” In re A.P., 281 N.C. App. 347, 354, 868 S.E.2d 692, 698 (2022).
“Our General Assembly requires social service agencies to undertake
reasonable, not exhaustive, efforts towards reunification.” In re A.A.S., 258 N.C. App.
422, 430, 812 S.E.2d 875, 882 (2018). “Reasonable efforts” are the “diligent use of
preventive or reunification services by a department of social services when a
juvenile’s remaining at home or returning home is consistent with achieving a safe,
permanent home for the juvenile within a reasonable period of time.” N.C. Gen. Stat.
§ 7B-101(18).
The trial court, in its Finding of Fact 21, found that DSS’s reasonable efforts
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to achieve reunification included, among other services: assessing the children’s
needs, contacting providers, counseling and supporting the family, meeting with
Grandmother to develop a service agreement and visitation plan, providing monetary
assistance for the children’s care, and making referrals to service providers.
Grandmother does not contest this finding but argues that DSS failed to provide
reasonable efforts in that it did not expand her visitation or provide adequate
assistance in obtaining DBT.
In its adjudication and disposition order, filed 16 February 2022, the trial court
ordered that DSS provide Grandmother with one hour of monthly visitation with the
children. In its subsequent orders, filed 18 May 2022 and 26 January 2023, the trial
court continued to order one hour of monthly visitation, but gave DSS discretion to
increase visitation. Grandmother argues that the failure of DSS to do so, despite
visitation going well was “insufficient reasonable effort toward [Grandmother’s] visits
with her grandchildren.” Grandmother’s argument ignores DSS’s stated concerns
about her behavior at visitation, including bringing the case up with the attending
social worker and asking the children if they wanted to come home. It also ignores
DSS testimony that Grandmother’s visits were routinely allowed to last longer than
the scheduled hour. While a failure to provide court-ordered visitation may impact a
reasonable efforts determination, see In re C.C.G., 380 N.C. 23, 35, 868 S.E.2d 38, 47
(2022), we do not hold that DSS exercising its discretion and declining to expand
visitation beyond that required by the trial court amidst concerns about
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Grandmother’s behavior during visits was a failure to exercise reasonable efforts
toward reunification.
Grandmother’s briefing also suggests offhand that the trial court improperly
delegated control over visitation. However, allowing DSS to expand visitation beyond
a minimum ordered by the trial court is not an impermissible delegation of judicial
authority. In re K.W., 272 N.C. App. 487, 495, 846 S.E.2d 584, 591 (2020).
Nor were DSS’s efforts to assist Grandmother in obtaining DBT insufficient.
As discussed above, DSS contacted multiple providers on Grandmother’s behalf and
offered to pay for half the cost of services. While Grandmother testified that she could
not afford DBT sessions as none of the suggested providers accepted her insurance
and would cost a hundred dollars or more each session, DSS located a provider that
would cost $40 per session and offered to pay half of that fee. The trial court rejected
Grandmother’s testimony that she could not afford $40 per month to attend bi-weekly
sessions and found that she willfully refused to engage in mental health treatment.
DSS made reasonable efforts to assist Grandmother, but she rejected its assistance.
Conclusion
For the foregoing reasons, we affirm the trial court’s permanency planning
order ceasing reunification efforts.
AFFIRMED.
Judges ZACHARY and THOMPSON concur.
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