STATE OF LOUISIANA COURT OF APPEAL, THIRD CIRCUIT
14-970
IN RE: MEDICAL REVIEW PANEL CLAIM OF DON CLAYTON WRIGHT, ET UX.
VERSUS
CHRISTUS HEALTH CENTER LOUISIANA, ET AL.
**********
APPEAL FROM THE NINTH JUDICIAL DISTRICT COURT PARISH OF RAPIDES, NO. 248,353 HONORABLE HARRY F. RANDOW, DISTRICT JUDGE
MARC T. AMY JUDGE
Court composed of Jimmie C. Peters, Marc T. Amy, and Shannon J. Gremillion, Judges.
AFFIRMED.
James R. Shelton Durio, McGoffin, Stagg & Ackermann Post Office Box 51308 Lafayette, LA 70505-1308 (337) 233-0300 COUNSEL FOR DEFENDANTS/APPELLEES: Gary Jones, M.D. Craig Manzer, N.P.
Randall E. Hart 1301 Common Street Lake Charles, LA 70601 (337) 439-2450 COUNSEL FOR PLAINTIFFS/APPELLANTS: Don Clayton Wright Patricia C. Wright AMY, Judge.
The plaintiff and his wife filed an initial medical malpractice claim against a
number of health care providers alleging various negligent acts resulting in a stroke
that caused partial paralysis. Thereafter, the plaintiffs filed a supplemental and
amending complaint, adding additional health care providers as defendants and
expanding the alleged period of negligence. Two of the additional defendants filed
an exception of prescription, noting that the dates of the purported negligence
occurred more than one year prior to the filing of the claim. The trial court granted
the exception of prescription. The plaintiffs appeal. For the following reasons, we
affirm.
Factual and Procedural Background
The record indicates that, on November 24, 2010, Don Wright began a
period of hospitalization due to endocarditis. Although Mr. Wright was released
from the hospital on December 6, 2010, he continued to suffer difficulties and, on
December 15, 2010, reported to the emergency room of Christus St. Francis
Cabrini Hospital with stroke symptoms. Mr. Wright alleges that, by December 16,
2010, his condition continued to deteriorate and resulted in a seizure and the
discovery of a major left-side bleed, allegedly due to the negligent use of Heparin.
Mr. Wright was ultimately discharged into the care of a nursing facility due to
what he refers to as a catastrophic and permanent brain injury caused by the series
of events. Notably, Mr. Wright is paralyzed on his left side and is unable to
verbally communicate.
By letter dated December 15, 2011, Mr. Wright and his wife filed a request
for the formation of a Medical Review Panel with the Commissioner of
Administration, for consideration of the allegations of medical malpractice against a number of health care providers. Subsequently, by letter dated July 26, 2013, the
plaintiffs filed a First Supplemental and Amending Complaint Letter, which they
stated was intended “to completely replace the previously filed complaint.” By
that letter, the plaintiffs generally asserted that Mr. Wright “suffered a massive
stroke and hemiplegia, resulting in severe impairment.” Although they were not
among the defendants listed in the initial complaint letter, the plaintiffs added
Nurse Practitioner Craig Manzer and Dr. Gary P. Jones as defendants in the
amended complaint. With regard to these two defendants, the plaintiffs alleged
that:
On November 30, 2010, Craig Manzer, N.P. saw Mr. Wright on behalf of Dr. Robert DeWitt – the cardiothoracic surgeon to whom Mr. Wright had been referred. Craig Manzer, N.P., supervised by Dr. Robert DeWitt and/or Gary P. Jones, failed to 1) discuss treatment options with Mr. Wright, including immediate surgery to address the large mitral valve vegetations and/or 2) immediately refer Mr. Wright to a qualified cardiothoracic surgeon capable of providing [sic] with information concerning IE and the treatment options available, including immediate surgery and the risks of delayed treatment, including septic emboli.
Dr. Gary P. Jones saw Mr. Wright on December 4, 2010. Dr. Jones failed to discuss treatment options with Mr. Wright, including immediate surgery to address the large mitral valve vegetations and the risks of delayed treatment, including septic emboli.
(Emphasis added.)
In September 2013, two other defendants in the matter filed a “Petition to
Allot Docket Number Under LA. R.S. 40:1299.47” so that exceptions or defenses
could be resolved by the trial court without completion of the review process. See
La.R.S. 40:1299.47(B)(2)(a) 1 ; La.R.S. 40:1299.47(C)(6). 2 The trial court
1 In pertinent part, La.R.S. 40:1299.47(B)(2)(a) provides that:
A health care provider, against whom a claim has been filed under the provisions of this Part, may raise . . . any exception or defenses available pursuant
2 thereafter assigned a docket number for the purpose of filing motions and/or
exceptions in the Medical Review Panel Proceeding.
As pertinent to the matter now before the court, Mr. Manzer and Dr. Jones
filed an exception of prescription, asserting that the allegations contained in the
Medical Review Panel complaint had prescribed against them. The defendants
pointed out that the complaint alleged November 30, 2010 and December 4, 2010
acts by them, respectively. Yet, the initial complaint was filed on December 15,
2011 (in which they were not named as defendants), and the supplemental and
amending complaint was not filed until July 26, 2013. In opposition, the plaintiffs
argued that, although the initial claim was not filed until more than one year after
the dates of negligence of these two defendants, the plaintiffs did not discover the
purported negligence until December 15, 2010, when Mr. Wright suffered the
massive stroke and that since December 15, 2011, the claim was maintained
against a number of defendants. The plaintiffs also asserted that their cause of
action did not, in fact, even arise until December 15, 2010 since damages were not
sustained until the time of the stroke. Further, the plaintiffs suggested that,
although Mr. Manzer and Dr. Jones were not added as defendants until the July
2013 supplemental claim, the initial filing suspended the running of prescription
pursuant to La.R.S. 40:1299(A)(2)(a), insofar as they are allegedly joint tortfeasors
with the various defendants originally named.
to R.S. 9:5628 in a court of competent jurisdiction and proper venue at any time without need for completion of the review process by the medical review panel. 2 La.R.S. 40:1299.47(C)(6) provides that: “The party aggrieved by the alleged failure or refusal of another to perform according to the provisions of this Section may petition any district court of proper venue over the parties for an order directing that the parties comply with the medical review panel provisions of the medical malpractice act.”
3 Following a hearing, the trial court found merit in the exception of
prescription and dismissed the plaintiffs‟ claim against defendants Manzer and
Jones. In particular, the trial court determined that, to the extent the plaintiffs
alleged negligent acts on November 30, 2010 and December 4, 2010, the plaintiffs‟
claim had already prescribed by the time of the filing of the December 15, 2011
claim form. Citing Masters v. Field, 27,974 (La.App. 2 Cir. 1/24/96), 666 So.2d
1333, the trial court concluded that the allegation of joint and solidary status could
not suspend the previously prescribed claim against the defendants. The trial court
subsequently denied the plaintiffs‟ motion for reconsideration and new trial.
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STATE OF LOUISIANA COURT OF APPEAL, THIRD CIRCUIT
14-970
IN RE: MEDICAL REVIEW PANEL CLAIM OF DON CLAYTON WRIGHT, ET UX.
VERSUS
CHRISTUS HEALTH CENTER LOUISIANA, ET AL.
**********
APPEAL FROM THE NINTH JUDICIAL DISTRICT COURT PARISH OF RAPIDES, NO. 248,353 HONORABLE HARRY F. RANDOW, DISTRICT JUDGE
MARC T. AMY JUDGE
Court composed of Jimmie C. Peters, Marc T. Amy, and Shannon J. Gremillion, Judges.
AFFIRMED.
James R. Shelton Durio, McGoffin, Stagg & Ackermann Post Office Box 51308 Lafayette, LA 70505-1308 (337) 233-0300 COUNSEL FOR DEFENDANTS/APPELLEES: Gary Jones, M.D. Craig Manzer, N.P.
Randall E. Hart 1301 Common Street Lake Charles, LA 70601 (337) 439-2450 COUNSEL FOR PLAINTIFFS/APPELLANTS: Don Clayton Wright Patricia C. Wright AMY, Judge.
The plaintiff and his wife filed an initial medical malpractice claim against a
number of health care providers alleging various negligent acts resulting in a stroke
that caused partial paralysis. Thereafter, the plaintiffs filed a supplemental and
amending complaint, adding additional health care providers as defendants and
expanding the alleged period of negligence. Two of the additional defendants filed
an exception of prescription, noting that the dates of the purported negligence
occurred more than one year prior to the filing of the claim. The trial court granted
the exception of prescription. The plaintiffs appeal. For the following reasons, we
affirm.
Factual and Procedural Background
The record indicates that, on November 24, 2010, Don Wright began a
period of hospitalization due to endocarditis. Although Mr. Wright was released
from the hospital on December 6, 2010, he continued to suffer difficulties and, on
December 15, 2010, reported to the emergency room of Christus St. Francis
Cabrini Hospital with stroke symptoms. Mr. Wright alleges that, by December 16,
2010, his condition continued to deteriorate and resulted in a seizure and the
discovery of a major left-side bleed, allegedly due to the negligent use of Heparin.
Mr. Wright was ultimately discharged into the care of a nursing facility due to
what he refers to as a catastrophic and permanent brain injury caused by the series
of events. Notably, Mr. Wright is paralyzed on his left side and is unable to
verbally communicate.
By letter dated December 15, 2011, Mr. Wright and his wife filed a request
for the formation of a Medical Review Panel with the Commissioner of
Administration, for consideration of the allegations of medical malpractice against a number of health care providers. Subsequently, by letter dated July 26, 2013, the
plaintiffs filed a First Supplemental and Amending Complaint Letter, which they
stated was intended “to completely replace the previously filed complaint.” By
that letter, the plaintiffs generally asserted that Mr. Wright “suffered a massive
stroke and hemiplegia, resulting in severe impairment.” Although they were not
among the defendants listed in the initial complaint letter, the plaintiffs added
Nurse Practitioner Craig Manzer and Dr. Gary P. Jones as defendants in the
amended complaint. With regard to these two defendants, the plaintiffs alleged
that:
On November 30, 2010, Craig Manzer, N.P. saw Mr. Wright on behalf of Dr. Robert DeWitt – the cardiothoracic surgeon to whom Mr. Wright had been referred. Craig Manzer, N.P., supervised by Dr. Robert DeWitt and/or Gary P. Jones, failed to 1) discuss treatment options with Mr. Wright, including immediate surgery to address the large mitral valve vegetations and/or 2) immediately refer Mr. Wright to a qualified cardiothoracic surgeon capable of providing [sic] with information concerning IE and the treatment options available, including immediate surgery and the risks of delayed treatment, including septic emboli.
Dr. Gary P. Jones saw Mr. Wright on December 4, 2010. Dr. Jones failed to discuss treatment options with Mr. Wright, including immediate surgery to address the large mitral valve vegetations and the risks of delayed treatment, including septic emboli.
(Emphasis added.)
In September 2013, two other defendants in the matter filed a “Petition to
Allot Docket Number Under LA. R.S. 40:1299.47” so that exceptions or defenses
could be resolved by the trial court without completion of the review process. See
La.R.S. 40:1299.47(B)(2)(a) 1 ; La.R.S. 40:1299.47(C)(6). 2 The trial court
1 In pertinent part, La.R.S. 40:1299.47(B)(2)(a) provides that:
A health care provider, against whom a claim has been filed under the provisions of this Part, may raise . . . any exception or defenses available pursuant
2 thereafter assigned a docket number for the purpose of filing motions and/or
exceptions in the Medical Review Panel Proceeding.
As pertinent to the matter now before the court, Mr. Manzer and Dr. Jones
filed an exception of prescription, asserting that the allegations contained in the
Medical Review Panel complaint had prescribed against them. The defendants
pointed out that the complaint alleged November 30, 2010 and December 4, 2010
acts by them, respectively. Yet, the initial complaint was filed on December 15,
2011 (in which they were not named as defendants), and the supplemental and
amending complaint was not filed until July 26, 2013. In opposition, the plaintiffs
argued that, although the initial claim was not filed until more than one year after
the dates of negligence of these two defendants, the plaintiffs did not discover the
purported negligence until December 15, 2010, when Mr. Wright suffered the
massive stroke and that since December 15, 2011, the claim was maintained
against a number of defendants. The plaintiffs also asserted that their cause of
action did not, in fact, even arise until December 15, 2010 since damages were not
sustained until the time of the stroke. Further, the plaintiffs suggested that,
although Mr. Manzer and Dr. Jones were not added as defendants until the July
2013 supplemental claim, the initial filing suspended the running of prescription
pursuant to La.R.S. 40:1299(A)(2)(a), insofar as they are allegedly joint tortfeasors
with the various defendants originally named.
to R.S. 9:5628 in a court of competent jurisdiction and proper venue at any time without need for completion of the review process by the medical review panel. 2 La.R.S. 40:1299.47(C)(6) provides that: “The party aggrieved by the alleged failure or refusal of another to perform according to the provisions of this Section may petition any district court of proper venue over the parties for an order directing that the parties comply with the medical review panel provisions of the medical malpractice act.”
3 Following a hearing, the trial court found merit in the exception of
prescription and dismissed the plaintiffs‟ claim against defendants Manzer and
Jones. In particular, the trial court determined that, to the extent the plaintiffs
alleged negligent acts on November 30, 2010 and December 4, 2010, the plaintiffs‟
claim had already prescribed by the time of the filing of the December 15, 2011
claim form. Citing Masters v. Field, 27,974 (La.App. 2 Cir. 1/24/96), 666 So.2d
1333, the trial court concluded that the allegation of joint and solidary status could
not suspend the previously prescribed claim against the defendants. The trial court
subsequently denied the plaintiffs‟ motion for reconsideration and new trial.
The plaintiffs appeal, asserting that the trial court erred in: 1) finding that the
plaintiffs‟ cause of action arose on November 30, 2010 and December 4, 2010
respectively; 2) finding that the cause of action arose before the plaintiffs suffered
any damages; and 3) finding that the plaintiffs‟ request for a medical review panel
did not interrupt prescription as to the two additional defendants.
Discussion
Louisiana Revised Statutes 9:5628(A) sets forth the prescriptive periods
applicable to medical malpractice actions as follows:
No action for damages for injury or death against any physician, chiropractor, nurse, licensed midwife practitioner, dentist, psychologist, optometrist, hospital or nursing home duly licensed under the laws of this state, or community blood center or tissue bank as defined in R.S. 40:1299.41(A), whether based upon tort, or breach of contract, or otherwise, arising out of patient care shall be brought unless filed within one year from the date of the alleged act, omission, or neglect, or within one year from the date of discovery of the alleged act, omission, or neglect; however, even as to claims filed within one year from the date of such discovery, in all events such claims shall be filed at the latest within a period of three years from the date of the alleged act, omission, or neglect.
4 Furthermore, as is pertinent in this case, La.R.S. 40:1299.47(A)(2)(a)
provides that:
The filing of the request for a review of a claim shall suspend the time within which suit must be instituted, in accordance with this Part, until ninety days following notification, by certified mail, as provided in Subsection J of this Section, to the claimant or his attorney of the issuance of the opinion by the medical review panel, in the case of those health care providers covered by this Part, or in the case of a health care provider against whom a claim has been filed under the provisions of this Part, but who has not qualified under this Part, until ninety days following notification by certified mail to the claimant or his attorney by the board that the health care provider is not covered by this Part. The filing of a request for review of a claim shall suspend the running of prescription against all joint and solidary obligors, and all joint tortfeasors, including but not limited to health care providers, both qualified and not qualified, to the same extent that prescription is suspended against the party or parties that are the subject of the request for review. Filing a request for review of a malpractice claim as required by this Section with any agency or entity other than the division of administration shall not suspend or interrupt the running of prescription. All requests for review of a malpractice claim identifying additional health care providers shall also be filed with the division of administration.
The supreme court has instructed that medical malpractice actions are
governed by the specific provisions of the Medical Malpractice Act regarding
prescription and the suspension of prescription to the exclusion of the general
codal articles on interruption of prescription. See Warren v. La. Med. Mut. Ins.
Co., 07-0492 (La. 6/26/09), 21 So.3d 186 (on rehearing) (citing Borel v. Young,
07-0419 (La. 7/1/08), 989 So.2d 42 (on rehearing); LeBreton v. Rabito, 97-2221
(La. 7/8/98), 714 So.2d 1226). See, e.g., La.Civ.Code art. 3462. In Warren, 21
So.3d 186, the supreme court confirmed that this dictate prohibits the application
5 of a general codal article such as La.Code Civ.P. art. 1153 3 to a medical
malpractice case.
With regard to the applicable burden of proof, it is the party urging the
exception of prescription who bears the burden of proving facts to support the
exception unless the petition has prescribed on its face. Duckworth v. La. Farm
Bureau Mut. Ins. Co., 11-2835 (La. 11/2/12), 125 So.3d 1057. In this latter case,
the burden shifts to the plaintiff. Id. “Although evidence may be introduced to
support or controvert any objection pleaded, in the absence of evidence, an
objection of prescription must be decided upon the facts alleged in the petition with
all allegations accepted as true.” Id. at 1072. See also La.Code Civ.P. art. 931. In
the event that evidence is introduced at the hearing on the exception, an appellate
court reviews the trial court‟s findings of fact pursuant to the manifest error-clearly
wrong standard of review. Rando v. Anco Insulations, Inc., 08-1163 (La. 5/22/09),
16 So.3d 1065.
Starting Date of Prescription
In their first several assignments of error, the plaintiffs challenge the trial
court‟s determination that the prescriptive period applicable to defendants Manzer
and Jones commenced on November 30 and December 4, 2010, respectively. The
plaintiffs suggest that, instead, the prescriptive period commenced on December
15, 2010, the time when Mr. Wright suffered a massive stroke and sustained
damages. Since the initial complaint was filed on December 15, 2011, the
plaintiffs allege, the initial complaint was timely.
3 Louisiana Code of Civil Procedure Article 1153 provides that: “When the action or defense asserted in the amended petition or answer arises out of the conduct, transaction, or occurrence set forth or attempted to be set forth in the original pleading, the amendment relates back to the date of filing the original pleading.”
6 As noted, the amended complaint named defendants Manzer and Jones for
the first time and was filed in July 2013. It alleged negligent acts/omissions of
November 30 and December 4, 2010 against these defendants and did not allege
discovery of that alleged negligence at any subsequent point. Thus, on its face, the
complaint was prescribed as to these defendants well before July 2013. Too, the
original complaint was filed on December 15, 2011, more than one year from the
“alleged act, omission, or neglect” by these defendants as described in La.R.S.
9:5628(A). In light of this patent prescription, and in light of no allegations in the
complaint that discovery of this conduct was subsequent to that date, it became the
plaintiffs‟ burden of demonstrating that the filing was “within one year from the
date of discovery of the alleged act, omission, or neglect” as further provided for in
La.R.S. 9:5628(A).
Here, the plaintiffs asserted that, although the pertinent dates of alleged
negligence occurred on November 30 and December 4, 2010, the date of discovery
of the alleged act could not have been before the December 15, 2010 massive
stroke from which the plaintiffs alleged that all damages flow. In their brief, the
plaintiffs alleged that the various defendants‟ negligent conduct culminated in that
injury. Thus, the plaintiffs argue, this alternative, commencement of prescription
date from “discovery,” required a finding that prescription began to run against
defendants Manzer and Jones on December 15, 2010.
However, given the fact that the complaint against the defendants was
prescribed on its face, we do not disturb the determination that the claim was
otherwise prescribed. Instead, the plaintiffs have failed in their evidentiary burden
of proving that the petition was filed “within one year from the date of discovery of
the alleged act, omission, or neglect” as is permitted by La.R.S. 9:5628(A).
7 Critically, the plaintiffs filed no evidence in opposition to the exception of
prescription that illuminated Mr. Wright‟s condition between the dates of
purported negligence by these actors and the stroke of December 15, 2010.
Neither did they present evidence regarding their understanding of Mr. Wright‟s
condition at or regarding when they “discovered” any correlation between the
acts/omissions of defendants Manzer and Jones and the later occurring stroke.
Rather, the only exhibits introduced at the hearing were the jointly filed complaint
letters.
Further, we are mindful that an exception of prescription must be decided
upon the facts alleged in the petition with all allegations accepted as true in the
event that evidence is not submitted. See Duckworth, 125 So.3d 1057. However,
the present complaints do not support a finding in favor of the plaintiffs. Instead,
neither the initial complaint nor the amended complaints allege facts regarding the
discovery of any negligence that occurred prior to December 15, 2010. Rather, in
addition to naming the various instances of allegedly negligent conduct, the
plaintiffs alleged only generally that as a result of the substandard care provided,
Mr. Wright “suffered a massive stroke and hemiplegia, resulting in severe
impairment.” We find that, under the bare facts and allegations contained in the
record, the trial court‟s ruling is supported.
Similarly, we find no merit in the plaintiffs‟ contention that the underlying
cause of action did not arise until December 15, 2010. Obviously, La.Civ.Code
art. 3492 provides that prescription of a delictual action begins “to run from the
day injury or damage is sustained.” However, La.R.S. 9:5628(A) more specifically
provides periods applicable to the filing of medical malpractice claims. As
pertinent in this case, the statute provides a period of one year within the “alleged
8 act, omission, or neglect, or within one year from the date of “discovery of the
alleged act, omission, or neglect[.]” Id. (Emphasis added.) The statute pointedly
references the “alleged act” and the “discovery of the alleged act[.]” Id. With
regard to the discovery rule, the supreme court has explained within the context of
a medical malpractice case that “determination of when prescription commences
under the discovery rule depends on at least two primary factors: (1) the date on
which the plaintiff gained actual or constructive knowledge of „facts indicating to a
reasonable person that he or she is the victim of a tort,‟ . . . and (2) the date on
which the „tortious act actually produces damages.‟” Bailey v. Khoury, 04-0620, p.
24 (La. 1/20/05), 891 So.2d 1268, 1284 (quoting Harvey v. Dixie Graphics, Inc.,
593 So.2d 351 (La.1992), and Campo v. Correa, 01-2707 (La. 6/21/02), 828 So.2d
502). The supreme court noted that “[b]oth knowledge and damages must be
present for prescription to commence[.]” Bailey, 891 So.2d at 1284.
Again, and although the plaintiffs reference the December 15, 2010 stroke as
both the date on which they acquired knowledge of the purported malpractice and
the date on which damages were produced, we find that the exception of
prescription was appropriately entered. Simply, the complaint letters list a series
of allegedly negligent events and a date on which a culminating event occurred.
The record otherwise lacks evidence that would clarify the point of discovery, i.e.,
knowledge and damages, by the plaintiffs, reasonable or otherwise.
Accordingly, we find that the plaintiffs‟ assignments regarding the
commencement of prescription lack merit.
9 Joint and Solidary Obligors
Finally, the plaintiffs contend that, although defendants Manzer and Jones
were not added to the claim until July 2013, the initial filing of the complaint in
December 2011, suspended prescription against all joint and solidary obligors
pursuant to La.R.S. 40:1299.47(A)(2)(a), as set forth above. However, as observed
by the trial court, this principle does not apply if a claim against a defendant had
prescribed by the time of the original complaint. In so ruling, the trial court relied
upon Masters, 666 So.2d 1333, a case in which the second circuit determined that
the filing of a medical malpractice suit neither interrupted nor suspended a
prescriptive period that had already run against a newly added defendant.
Although the plaintiffs suggest that Masters is distinguishable, as the defendants in
that case were added in excess of three years after the tortious conduct, we do not
find that this distinction is meaningful as applicable in this case. Instead, the
import of Masters is mirrored in subsequently-rendered supreme court
jurisprudence indicating that application of such relation-back theories to an
untimely filed petition/claim would circumvent the purposes of the specific
legislative mandates of La.R.S. 9:5628 and La.R.S. 40:1299.47. See, e.g., Warren,
21 So.3d 186; Borel, 989 So.2d 42; and LeBreton, 714 So.2d 1226.
Again, having found no error in the trial court‟s determination that the
plaintiffs‟ claim against defendants Manzer and Jones was prescribed by the time
of the initial December 15, 2011 claim, we find no merit in the plaintiffs‟
assignment of error regarding suspension of their claim by the initial filing against
joint and solidary tortfeasors.
10 DECREE
For the foregoing reasons, the judgment of the trial court is affirmed. Costs
of this proceeding are assigned to the plaintiffs-appellants, Don C. Wright and
Patricia C. Wright.