In re McCain

425 N.E.2d 645, 1981 Ind. LEXIS 839
CourtIndiana Supreme Court
DecidedSeptember 18, 1981
DocketNo. 280S47
StatusPublished

This text of 425 N.E.2d 645 (In re McCain) is published on Counsel Stack Legal Research, covering Indiana Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re McCain, 425 N.E.2d 645, 1981 Ind. LEXIS 839 (Ind. 1981).

Opinion

PER CURIAM.

This proceeding is before the Court on a Six Count Verified Complaint filed by this Court’s Disciplinary Commission pursuant to Admission and Discipline Rule 23, Section 12. As provided for under Rule 23, a Hearing Officer was appointed, a hearing was held, and the Hearing Officer has filed with this Court the requisite report. Neither party has petitioned for review.

[646]*646There being no objection to the Hearing Officer’s report, this Court now adopts as its own the findings of fact of the Hearing Officer. Accordingly, we now find under Count I of the Verified Complaint that Respondent was employed by a client to seek specific performance of a real estate sales contract. Respondent’s client had agreed to purchase property for the sum of $20,-000.00; he had paid a third party $9,000.00 and was prepared to pay the remaining $11,000.00. Respondent advised his client that the sales contract called for biannual payments of interest on the unpaid balance and that the client should make payments to be held in the Respondent’s trust account and disbursed pursuant to the Court’s order. In accordance with his advice, the client delivered to Respondent his personal check for $440.00, representing one biannual interest payment. On November 28, 1978, Respondent deposited this sum in his personal checking account. Respondent thereafter refused to communicate with this client and in spite of repeated demands by his client and a newly acquired attorney, Respondent never returned the $440.00 paid to him as a biannual interest payment.

Accordingly, this Court now finds under Count I that the Respondent has failed to carry out a contract for legal employment. By refusing to communicate with his client and by failing to proceed with his client’s claim for specific performance, the Respondent neglected a legal matter entrusted to his care. The Respondent commingled his client’s funds with his own, converted same to his personal use, and repeatedly misrepresented this fact to the client. This conduct in his capacity as an attorney violated: Disciplinary Rule 1-102(AX1), (3) and (4); Disciplinary Rule 6-101(A)(3); Disciplinary Rule 7-101(AX2); Disciplinary Rule 9-102(A) and Disciplinary Rule 9-102(B)(3) and (4), of the Code of Professional Responsibility for Attorneys at Law, Court Rules, Book 2, Ind.Ann.Stat. (1973); and the Oath of Attorneys for members of the Indiana Bar.

Under Count II of the Verified Complaint we now find that Respondent was employed to represent a male client in a dissolution proceeding in the Morgan Circuit Court. This client agreed to pay Respondent’s fee and the fee of his wife’s counsel. The client further agreed that should the action be dismissed by the parties, he would pay one-half of each attorney’s fee. Respondent was first advised that reconciliation was not possible, however, two days later on June 10,1979, the parties reconciled and this time requested dismissal of the pending dissolution proceeding. Respondent did not seek dismissal of the action. He failed to have a previously scheduled hearing on the Petition for Dissolution removed from the Court’s calendar. As a result, on July 19, 1979, wife’s counsel and Respondent appeared in Court for a hearing, however, neither the client nor his wife appeared. Upon demand, Respondent then paid wife’s counsel one-half of his fee as previously agreed and returned $350.00 of a pre-paid amount to his client as fee reimbursement. The reimbursement check was written on Respondent's personal account and was eventually returned dishonored for having insufficient funds. Respondent intentionally delivered his check knowing that it would not be paid by his depository. On November 6, 1979, by reason of this conduct, Respondent was charged with the criminal offense of check deception. On November 18, 1980, the Respondent was found guilty after a jury trial of this offense.

In view of our findings under Count II, we accordingly find that by failing to dismiss the dissolution action pursuant to his client’s instructions Respondent failed to carry out a contract of employment and neglected a legal matter entrusted to his care. By accepting money to be delivered to a third party and commingling it with his own funds, the Respondent failed to properly preserve the identity of those funds. By writing and delivering a check knowing it would not be paid by the depository, the Respondent has engaged in criminal conduct involving moral turpitude and violating I.C. 35-43-5-5, and thus, participated in conduct involving dishonesty, fraud and deceit. Such conduct in his capacity as an attorney violated: Disciplinary Rule 1-[647]*647102(AX1), (3) and (4); Disciplinary Rule 6-101(AX3); Disciplinary Rule 7-101(AXl), (2) and (3); Disciplinary Rule 9-102(A) and Disciplinary Rule 9—102(B)(2), (3) and (4) of the Code of Professional Responsibility for Attorneys at Law and the Oath of Attorneys for members of the Indiana Bar.

Under Count III of the Verified Complaint this Court finds that on August 20, 1979, Respondent was retained to represent a client on the criminal charge of operating a motor vehicle while intoxicated and driving without a license, the subject of which was an automobile accident involving property damage. This client plead guilty and as part of the sentence imposed was ordered to make restitution within ten days to the victim of the accident. On the date of the imposition of sentence this client gave Respondent $200.00 which represented the restitution ordered by the Court. Thereafter, the Respondent advised the victim’s spouse that the Respondent did not have the $200.00 and to contact him at a later date. After repeated demands Respondent delivered to the victim the $200.00 on September 14, 1979. This was twenty-four days after the Respondent had received the sum of $200.00 from his client and fourteen days after the date ordered for payment by the Court.

In view of our findings under Count III, this Court now further finds that by failing to forward restitution funds as requested by his client, Respondent neglected a legal matter entrusted to his care. By commingling said funds with his personal funds he failed to properly preserve their identity. By denying possession of said funds he misrepresented facts and acted in a fraudulent manner. The Respondent’s conduct in his capacity as an attorney violated: Disciplinary Rule 1 — 102(A)(1) and (4); Disciplinary Rule 6-101(AX3); Disciplinary Rule 7-101(AX2) and (3) of the Code of Professional Responsibility for Attorneys at Law and the Oath of Attorneys for members of the Indiana Bar.

Under Count IV of the Verified Complaint we now find that Respondent was retained to pursue an action contesting the probate of a will and at his request received a retainer fee of $250.00. The Respondent was retained on December 28, 1978. On June 6, 1979, Respondent requested and received an additional $75.00 from his client for the averred purpose of taking a deposition incidental to the will contest. No deposition was taken. Respondent refused to communicate with his client; and he refused to return his client’s file. These acts prevented his client and newly retained counsel from adequately preparing for the pending litigation.

In view of this Court’s findings under Count IV of the Verified Complaint, we now find that Respondent’s failure to advance his client’s cause and refusing access to the files, and his refusal to contact his client is neglect of a legal matter entrusted to him, a failure to carry out the objectives of his client, and damages his client’s interest.

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Bluebook (online)
425 N.E.2d 645, 1981 Ind. LEXIS 839, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-mccain-ind-1981.