In re M.B. Mental Hygiene Legal Service

21 A.D.3d 28, 797 N.Y.S.2d 510
CourtAppellate Division of the Supreme Court of the State of New York
DecidedJune 13, 2005
StatusPublished
Cited by2 cases

This text of 21 A.D.3d 28 (In re M.B. Mental Hygiene Legal Service) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re M.B. Mental Hygiene Legal Service, 21 A.D.3d 28, 797 N.Y.S.2d 510 (N.Y. Ct. App. 2005).

Opinions

OPINION OF THE COURT

Goldstein, J.

By amended decree of the Surrogate’s Court, Richmond County, dated January 24, 2003, M.B.’s brother, R.B., was appointed “guardian of the person only” of M.B. The amended decree made no mention of any powers to make health care decisions. Thereafter, M.B. was admitted to Staten Island University Hospital suffering from pneumonia, hypertension, and hypoxia. In early October 2003, he was placed on a respirator for breathing and a nasal-gastric tube for feeding and hydration. On or about October 14, 2003, R.B., as guardian of the person of M.B., requested pursuant to SCPA 1750-b that life-sustaining treatment be withdrawn and withheld from M.B.

SCPA 1750-b is part of the “Health Care Decisions Act for Persons with Mental Retardation” (L 2002, ch 500), effective March 16, 2003. This act of the Legislature also amended SCPA 1750 relating to the appointment of guardians for mentally-retarded persons. SCPA 1750-b (1) provides that “[u]nless specifically prohibited by the court” the guardian for a mentally-retarded person appointed pursuant to SCPA 1750 has the authority to make health care decisions on behalf of the mentally-retarded person which “may include decisions to with[30]*30hold or withdraw life-sustaining treatment” as defined in Mental Hygiene Law § 81.29 (e). Mental Hygiene Law § 81.29 (e) defines life-sustaining treatment as “medical treatment” including “artificial nutrition and hydration” that “is sustaining life functions and without which, according to reasonable medical judgment, that patient will die within a relatively short time period.”

The appellant Mental Hygiene Legal Service (hereinafter MHLS) commenced the instant proceeding to determine that R. B. did not have the authority to withhold or withdraw life-sustaining treatment pursuant to SCPA 1750 and 1750-b on the ground that those provisions are not to be applied retroactively to guardians appointed prior to their effective date. MHLS contended that R.B., as guardian of the person of M.B., could “only exercise authority under SCPA 1750-b if his authority is specifically expanded by the Surrogate.” The order appealed from (see Matter of M.B., 2 Misc 3d 328, 331), held that the Health Care Decisions Act for Persons with Mental Retardation “applies to all guardians, whether appointed before or after its effective date.”

At the outset, we note that the issue of the powers of the guardian for M.B. is now academic, since M.B. died within hours of the termination of life-sustaining treatment. However, in view of a likelihood of the repetition of this issue in the future, the fact that the issue could tend to evade review, and that the questions raised by this appeal are substantial, an exception to the mootness doctrine applies (see Matter of Hearst Corp. v Clyne, 50 NY2d 707, 714-715 [1980]).

The constitutionality of the Health Care Decisions Act for Persons with Mental Retardation is in no way contested on this appeal. The only question before this Court is whether its provisions are to be applied retroactively.

In determining whether the amendments should be applied retroactively, one must examine the legislative intent. “[T]he clearest indicator of legislative intent is the statutory text” (Majewski v Broadalbin-Perth Cent. School Dist., 91 NY2d 577, 583 [1998]). The retroactive application of statutes is not favored (see id. at 584). Substantive statutes which create new rights are generally not applied retroactively; indeed, even statutes which are remedial in nature are not applied retroactively if vested rights would be impaired (see Matter of Marino S., 100 NY2d 361, 371 [2003], cert denied 540 US 1059 [2003]; Alliance of Am. Insurers v Chu, 77 NY2d 573, 586 [1991]; McKinney’s Cons Laws of NY, Book 1, Statutes § 51, at 98-100).

[31]*31The amendments were enacted to address a problem discussed in the relevant case law. New York case law holds that a competent adult has the right to refuse life-saving medical treatment (see Matter of Fosmire v Nicoleau, 75 NY2d 218). When the patient is not competent, a decision to withhold or withdraw life-sustaining treatment may be made if there is clear and convincing evidence that the patient, when competent, did not wish to have his or her life prolonged by medical means with no hope of recovery (see Matter of Storar, 52 NY2d 363 [1981], cert denied 454 US 858 [1981]). Such a determination can only be made if the patient “had been competent and capable of expressing” his or her wishes at some point (Matter of Westchester County Med. Ctr. [O’Connor], 72 NY2d 517, 529 [1988]). In the case of Storar, who was profoundly retarded and was never able to competently express his wishes, the Court of Appeals held that the guardian could not withhold or withdraw life-sustaining treatment (see Matter of Storar, supra).

Like all individuals, mentally-retarded persons are not all the same. The levels of mental retardation have been classified as (1) mildly retarded with IQ of 50 to 70, (2) moderately retarded with an IQ of 35 to 50, (3) severely retarded with an IQ of 20 to 35, and (4) profoundly retarded with an IQ below 20 (Matter of Baby Boy W., 3 Misc 3d 656, 666 [2004]). Mentally-retarded persons can be competent to make their own medical decisions (see Matter of Baby Boy W., supra at 666; Matter of B, 190 Misc 2d 581 [2002] [retarded person with IQ of 62 can give informed consent to sterilization]) and can be capable of pursuing their legal rights without the aid of a guardian (see Matter of Individual with Disability for Leave to Change Name, 195 Misc 2d 497 [2003]).

The new SCPA 1750 (2) properly recognizes that there are mentally-retarded persons who are capable of making their own health care decisions. Every certification by two physicians or a physician and a psychologist that the mentally-retarded person is incapable of managing his or her affairs “shall include a specific determination . . . as to whether the mentally retarded person has the capacity to make health care decisions.” (SCPA 1750 [2].) A determination by the examining physicians and/or psychologist that the mentally-retarded person is capable of making health care decisions “shall not preclude the appointment of a guardian pursuant to this section to make other decisions on behalf of the mentally retarded person” (id. [emphasis supplied]).

[32]*32With respect to guardians appointed prior to the effective date of the new provisions, SCPA 1750 (2) provides that the absence of a determination as to whether the mentally-retarded person has the capacity to make health care decisions “shall not preclude such guardians from making health care decisions.” Further, SCPA 1750-b states:

“Unless specifically prohibited by the court after consideration of the determination, if any, regarding a mentally retarded person’s capacity to make health care decisions, which is required by section seventeen hundred fifty of this article, the guardian of such person appointed pursuant to section seventeen hundred fifty of this article shall have the authority to make any and all health care decisions, as defined by subdivision six of section twenty-nine hundred eighty of the public health law, on behalf of the mentally retarded person that such person could make if such person had capacity. Such decisions may include decisions to withhold or withdraw life-sustaining treatment” (emphasis supplied).

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Related

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Bluebook (online)
21 A.D.3d 28, 797 N.Y.S.2d 510, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-mb-mental-hygiene-legal-service-nyappdiv-2005.