In re Marie X.

150 A.D.2d 23
CourtAppellate Division of the Supreme Court of the State of New York
DecidedSeptember 11, 1989
StatusPublished
Cited by3 cases

This text of 150 A.D.2d 23 (In re Marie X.) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Marie X., 150 A.D.2d 23 (N.Y. Ct. App. 1989).

Opinion

OPINION OF THE COURT

Per Curiam.

In this appeal from the denial of an adoption petition, we are confronted with the question of whether the consent of the natural father to the proposed adoption of the infant child Raquel Marie is required pursuant to Domestic Relations Law § 111 (1) (e). Based upon the following discussion, we conclude that it is not.

Raquel Marie’s natural parents first met in 1983 or 1984 while both were attending high school. A tumultuous relationship followed. On August 10, 1986, the natural mother gave [25]*25birth to a daughter, Lauren Louise. Shortly thereafter, the unmarried couple began to discuss the idea of living together, inasmuch as they were residing in the homes of their respective parents at the time. However, they did not begin to cohabit until mid or late April 1987, when they and Lauren took up residence in an apartment. The cohabitation was short-lived, for in late May 1987 certain rumors arose concerning the purported infidelity of the natural father, prompting the natural mother to vacate the premises and return to her parents’ home with Lauren. The natural father likewise returned to the home of his parents, and the couple continued to see each other sporadically. In the summer of 1987, the natural mother procured an abortion without telling the natural father. This action greatly angered the natural father. In October 1987, the couple learned that the natural mother was again pregnant. Their relationship deteriorated, and the natural mother obtained an order of support due to the natural father’s failure to properly provide for Lauren, as well as numerous orders of protection necessitated by the violent conduct of the natural father. The natural mother also accused the natural father of raping her and, due to his repeated assaults on her person and his violátion of orders of protection, filed at least three separate criminal complaints against him.

Raquel Marie, the child who is the subject of the instant adoption proceeding, was born on May 26, 1988. Her birth certificate did not set forth the name of her natural father. Her natural parents remained unmarried and were not cohabiting at the time of her birth. For approximately one week after the child’s birth, the natural father "was spending the nights” with the natural mother at an apartment in which she had taken up residence. However, as the natural father conceded at the hearing, he did not continue this practice because "we were arguing, and I thought it wasn’t safe to stay there at night”.

When Raquel Marie was approximately one month old, the natural mother placed her with the Spence-Chapin Agency for adoption, claiming that she was unable to care for two children. At the natural father’s insistence, the child was retrieved from the agency. However, on July 22, 1988, the natural mother executed a consent to adoption and surrendered Raquel Marie to an attorney. The attorney then gave the child to the proposed adoptive parents, with whom the child has resided ever since. On July 19, 1988, the natural [26]*26father had commenced a custody proceeding against the natural mother. An order of filiation was entered upon his consent on August 19, 1988. Although the natural parents had discussed marriage on numerous occasions in the past, they did not marry until November 4, 1988, and the natural mother then joined in the natural father’s attempt to obtain custody of Raquel Marie. The proposed adoptive parents then commenced this proceeding in January 1989 to finalize the adoption. The natural parents opposed the petition and sought the return of the child, essentially contending that the natural father’s consent to the adoption was required and had not been obtained, and that the consent of the natural mother to the adoption was invalid. The Family Court, Westchester County, directed that a hearing be held to resolve the dispute. The court bifurcated the hearing, limiting the evidence solely to the issue of whether the natural father’s consent to the adoption was necessary.

At the conclusion of the hearing, the Family Court rendered a decision which accurately characterized the natural parents’ relationship as one which was turbulent, marred by mutual suspicion as well as assaultive behavior on the natural father’s part, and neither normal nor stable. However, the court concluded that the natural father had sufficiently met the requirements of Domestic Relations Law § 111 (1) (e) and therefore, his consent to the adoption was necessary. Inasmuch as such consent was never obtained, the court denied the petition for adoption. We now reverse.

At one time, an unwed father in New York had no right to veto an adoption to which the biological mother had consented. In Caban v Mohammed (441 US 380), the United States Supreme Court declared the predecessor statute of Domestic Relations Law § 111 unconstitutional insofar as it created a gender-based distinction violative of the Equal Protection Clause by requiring only the consent of the mother for an adoption. In response to Caban v Mohammed (supra), the New York State Legislature amended Domestic Relations Law § 111 in 1980, thereby granting unmarried fathers certain veto rights with regard to adoptions in particularized circumstances and when certain conditions have been met. The legislative history underlying the amendment demonstrates that the criteria set forth in Domestic Relations Law § 111 (1) (e), which are applicable herein, are to be considered mandatory rather than permissive (see, 1980 NY Legis Ann, at 242). Accordingly, with respect to children who are born out of [27]*27wedlock and placed for adoption less than six months after birth, Domestic Relations Law § 111 (1) (e) provides as follows:

"Subject to the limitations hereinafter set forth consent to adoption shall be required as follows * * *
"(e) Of the father, whether adult or infant, of a child born out-of-wedlock who is under the age of six months at the time he is placed for adoption, but only if: (i) such father openly lived with the child or the child’s mother for a continuous period of six months immediately preceding the placement of the child for adoption; and (ii) such father openly held himself out to be the father of such child during such period; and (iii) such father paid a fair and reasonable sum, in accordance with his means, for the medical, hospital and nursing expenses incurred in connection with the mother’s pregnancy or with the birth of the child.”

The foregoing provision serves the salutary purpose of ensuring that the consent of an unmarried father to an adoption will be required where a meaningful family relationship has been established. Conversely, as we noted in Matter of "Female” D. (83 AD2d 933, 935): "the preadoption consent of the unwed father of an infant under the age of six months is not required where the father has failed to satisfy such legislatively prescribed criteria as are intended to demonstrate that the newborn infant has a functioning male parent (and, therefore, a de facto family) available to him or her”. Indeed, the statutory requirements of Domestic Relations Law § 111 (1) (e) are not to be taken lightly, for: "[t]he Legislature has determined * * * that an unwed father must show that he has offered at least minimal support to the mother and child and created some semblance of a family unit before his consent will be required for the adoption of an infant placed for adoption before the age of six months. Where an unwed father has failed to provide this stability and support,

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Related

In re Raquel Marie X.
173 A.D.2d 709 (Appellate Division of the Supreme Court of New York, 1991)
In re Raquel Marie X.
76 N.Y.2d 387 (New York Court of Appeals, 1990)
Erickson v. Doe
145 Misc. 2d 557 (NYC Family Court, 1989)

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Bluebook (online)
150 A.D.2d 23, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-marie-x-nyappdiv-1989.