In re M. Z.

155 Misc. 2d 564, 590 N.Y.S.2d 390, 1992 N.Y. Misc. LEXIS 453
CourtNew York City Family Court
DecidedSeptember 16, 1992
StatusPublished
Cited by5 cases

This text of 155 Misc. 2d 564 (In re M. Z.) is published on Counsel Stack Legal Research, covering New York City Family Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re M. Z., 155 Misc. 2d 564, 590 N.Y.S.2d 390, 1992 N.Y. Misc. LEXIS 453 (N.Y. Super. Ct. 1992).

Opinion

OPINION OF THE COURT

Minna R. Buck, J.

On motion of respondents, a pretrial hearing was held concerning the admissibility in a fact-finding proceeding under [565]*565article 10 of the Family Court Act of certain evidence obtained through a technique known as "facilitated communication”. (See below.) At the conclusion of petitioner’s proof, respondents moved to preclude such testimony on the grounds that petitioner had failed to present a prima facie case as to its admissibility.

NATURE OF THE EVIDENCE

As described to the court, "facilitated communication” is a technique whereby the "speaker’s” hand, wrist, arm, elbow and/or shoulder is physically supported by a "facilitator.” The "speakers” (sometimes referred to as "pointers”) are individuals who are totally or partially nonverbal. Their speech impairments may stem from or be associated with various neurological, muscular and/or psychological dysfunctions; the speakers described display varying degrees of poor muscle control, which (according to one theory) plays a role in their speech impairment and is overcome through "facilitation.”

"Facilitation,” according to its practitioners, is accomplished by means of the facilitator exerting slight pressure on the speaker’s hand, wrist, etc., away from a lettered keyboard or facsimile placed in front of the speaker; the speaker thus supported exerts forward pressure against this resistance and points to or touches — usually with an index finger extended from an otherwise closed fist — a series of letters, which form the "communication.” As described by petitioner’s witnesses, the keyboard may be one of several electronic devices with a keyboard usually (but not necessarily) similar to a typewriter, or it may be a facsimile on paper or cardboard referred to as a "letterboard.” The particular electronic device used in the situations testified to is known as a "Canon communicator”; some, but not all, of these devices, incorporate a printer which records on a narrow tape the letters touched by the "pointer,” or speaker. Samples of these devices were received in evidence.

As further set forth on the record, the individual whose "facilitated communication” is at issue in this hearing is one of the subject children, a 10-year-old partially verbal child afflicted with Down’s syndrome.

SCOPE OF HEARING — THE FRYE TEST

Prior to receiving testimony, the court made the following rulings concerning the scope of this pretrial proceeding:

[566]*5661. Applicability of the "Frye test”

Frye v United States (293 F 1013, 1014 [DC Cir 1923]) set forth a standard for admissibility of expert scientific testimony: "Just when a scientific principle or discovery crosses the line between the experimental and demonstrable stages is difficult to define. Somewhere in this twilight zone the evidential force of the principle must be recognized, and while courts will go a long way in admitting expert testimony deduced from a well-recognized scientific principle or discovery, the thing from which the deduction is made must be sufficiently established to have gained general acceptance in the particular field in which it belongs.”

Notwithstanding increasing criticism of the Frye standard, at least as applicable to so-called "soft sciences,” (Giannelli, The Admissibility of Novel Scientific Evidence: Frye v. United States, a Half-Century Later, 80 Colum L Rev 1197 [1980]; Bamberger, Let’s Think Before We Leap: Why Should the Law of Evidence be Codified?, NYLJ, May 13, 1992, at 1, col 1, at 7, col 3, and cases cited therein; People v Mooney, 76 NY2d 827, 829, n 1 [Kaye, J., dissenting 1990]; People v Burton, 153 Misc 2d 681), the test is still applicable in New York, but with an emphasis on the reliability of the evidence (People v Hughes, 59 NY2d 523 [1983]; People v Middleton, 54 NY2d 42 [1981]; People v Allweiss, 48 NY2d 40, 50 [1979]; People v Leone, 25 NY2d 511 [1969]; Matter of Jazmin M., 139 Misc 2d 731).

In applying this standard, however, a number of threshold questions are presented to the trial court: what must be accepted, who must accept it, how extensive must such acceptance be, and what evidence is acceptable to reflect the extent of acceptance?

2. What must be accepted?

Cases invoking Frye (supra) involve the validity of the underlying scientific theory or technique. New "forensic technique * * * may involve either the new application of a well-established theory or the application of a new theory. In the latter case, the theory can be validated only empirically or inferentially, not deductively * * * In terms of the Frye test, if the technique is generally accepted, then the theory must be valid although not fully understood or explainable.” (Giannelli, op. cit., at 1212.)

It has been noted that while cases use " 'validity’ and 'reliability’ interchangeably, the terms have distinct meanings in scientific jargon. rValidity’ refers * * * to accuracy [with [567]*567respect to technique/procedure, does it measure what it’s supposed to measure], 'Reliability’ refers to * * * its consistency. Validity includes reliability, but the converse is not necessarily true.” (Id., at 1201, n 20 [emphasis supplied].)

3. Who are the experts whose opinion on facilitated communication must be considered?

The petitioner’s witnesses stressed that facilitated communication has been utilized successfully with speech-impaired individuals who suifer from a variety of disabling conditions, including autism, Down’s syndrome and cerebral palsy, although most of the cases they discussed involved autism. The field of relevant experts may vary depending on which of several theories as to the etiology of autism (and, as argued by respondents, perhaps of Down’s syndrome as well) is adopted (People v Leone, 25 NY2d 511, 516; People v Collins, 94 Misc 2d 704, 708). In this case the court concluded that under any theory, the experts whose opinion on facilitated communication would be relevant would include psychologists, psychiatrists, speech and language pathologists, special education practitioners, and neuro-scientists (i.e., neurologists, researchers and clinicians in this field). Also included would be other clinicians or educators with experience and training in evaluating data for purposes of diagnosis, treatment or research (e.g., physicians who have diagnosed or treated patients with the aid of facilitated communication).

Petitioner also suggested that the opinions of parents who themselves use, or have observed the use of, facilitated communication with their speech-impaired children should be considered. Based on the evidence presented thus far (see below), the court now rejects this idea.

4. What is "general acceptance”?

As enunciated in case law, it need not be universal (People v Middleton, 54 NY2d 42, 49): "the test is not whether a particular procedure is unanimously indorsed by the scientific community, but whether it is generally acceptable as reliable.” (Emphasis supplied.) What constitutes "general acceptance” is apparently a matter of discretion for the trial court, since no standard more specific than that enunciated in

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Cite This Page — Counsel Stack

Bluebook (online)
155 Misc. 2d 564, 590 N.Y.S.2d 390, 1992 N.Y. Misc. LEXIS 453, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-m-z-nycfamct-1992.