In re Lou R.

131 Misc. 2d 138
CourtNew York City Family Court
DecidedFebruary 21, 1986
StatusPublished
Cited by10 cases

This text of 131 Misc. 2d 138 (In re Lou R.) is published on Counsel Stack Legal Research, covering New York City Family Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Lou R., 131 Misc. 2d 138 (N.Y. Super. Ct. 1986).

Opinion

OPINION OF THE COURT

Minna R. Buck, J.

By petition filed October 7, 1985, petitioner alleged that the above children were neglected by respondents, as evidenced by certain hospital reports of the child Lou’s medical condition. (An ex parte order placing the children in petitioner’s [Department of Social Services (DSS)] custody had been signed on Oct. 4, 1985.) A hearing was held on December 18, 1985, all parties and counsel being present throughout. Petitioner’s witnesses were Dr. B., a physician who cared for the child Lou during his hospitalization, and a police officer who interviewed both [139]*139respondents as part of the investigation which followed the report of suspected abuse/neglect to the Children’s Protective Service; the respondents each testified. Copies of hospital records pertaining to both children were received into evidence pursuant to CPLR 4518 without objection. After all parties rested, the court indicated that certain additional clarification from Dr. B. would be useful in making a determination; the specific area of inquiry was reviewed with all counsel, who stipulated to having the court put certain questions by telephone to the witness, with a record of the telephone conversation made by the court reporter. The court conducted this telephone conversation on December 19, 1985 and a transcript was then presented to all counsel prior to their presenting closing arguments the following day and made part of the record. Respondents then moved to strike the testimony of petitioner’s expert.

The relevant evidence may be summarized as follows:

1. The children named in the petition are under the age of 18, Lou having been born April 23, 1985 and Quita having been born May 2, 1984.

2. Respondents are the parents of both children. Although respondent mother lists her residence as different from that of respondent father, both respondents testified that she and one or both of the children frequently stay overnight at the father’s residence. Mother also testified that she stayed there most of the time in the three months preceding Lou’s admission to the hospital on October 1, 1985 and that Lou was in her care the entire week preceding that date except for several hours on September 30, 1985, when the infant was left in his father’s care.

3. Lou was brought to Crouse-Irving Hospital emergency room early on the morning of October 1 after his parents observed the baby was experiencing breathing difficulties and called an ambulance; he was later transferred to the Pediatric Intensive Care Unit at Upstate Medical Center where various tests were conducted and treatment administered.

Dr. B. was then on duty, in his capacity as a pediatric resident, and continued to treat and observe the child, in consultation with other staff pediatric specialists, for one week. Upon admission, the child was breathing with the aid of a "ventilator” but his vital signs were otherwise normal and no bruises or lacerations were observed. During the child’s second day of hospitalization, he experienced "seizures.” The [140]*140child was discharged from the hospital on October 14, 1985 to the custody of the petitioner.

4. Dr. B.’s diagnosis was that Lou exhibited signs of "shaken baby syndrome” — i.e., retinal hemorrhage, as well as presence of unexplained blood in the cranial cavity, without any evidence of any trauma or blow to the child. Other symptoms noted were the breathing difficulty, the subsequent seizures (i.e., spasticity, or clenching of the extremities) and unexplained blood in the spinal fluid. He testified that this had been his initial suspicion, but he came to his final diagnosis only after the administration of numerous tests (including CT scan, bone scan, blood clotting studies, urine/blood/spinal fluid cultures, electrolyte studies, electroencephalogram, chest X rays, blood count and check of arterial blood gases). He also examined records of the child’s hospitalization at birth and clinic examinations prior to October 1 and found nothing therein which would adequately explain the child’s condition on this latest admission. Based on the foregoing, other possible explanations of the child’s symptoms, such as internal bleeding in another part of the body, infection, cardiac problems or congenital brain damage were ruled out by the witness and, according to the hospital records, by other medical staff.

5. Each of the parents denied having shaken or struck the child, or having seen anyone else do so. Their only explanation or theory as to the cause of the child’s symptoms was either that the child had fallen a week earlier, from a chair to the carpeted floor, or that father had pounded the child on the back when he first observed the breathing difficulties.

Dr. B.’s testimony was that neither of these theories was consistent with the clinical evidence: assuming the baby had fallen to the floor, there was no bruise or any abnormality of the skull which would suggest a blow to the head severe enough to cause the child’s symptoms.

He also ruled out any pounding to the child’s back as causing the problem, based on the following explanation: "Shaken baby syndrome” is a result of an infant being held around the chest and shaken back and forth; this creates a "whiplash” effect because an infant’s head is disproportionately large in relation to the rest of its body and its muscular control is insufficiently developed to allow the infant to hold up its head. These factors would not operate in the case of a child who was simply pounded on the back.

6. Assuming an infant to have been shaken severely enough [141]*141to cause the signs initially noted in this case, the unrebutted testimony was that these signs might present themselves at any time from within several hours of the incident to four-five days later, but would probably be manifest within two or three days of such shaking. By the respondents’ own testimony, one or both of them were the only people caring for Lou during the entire period in question. The child was admitted to the hospital on October 1, 1985. Respondent mother had arrived at respondent father’s apartment shortly after midnight on September 30, 1985 with the two children. During the five-day period prior to that, she and the child had stayed with her sister. Although mother testified that on occasions in the past her sister had baby-sat for Lou, there is nothing on this record to show that the sister cared for the child in mother’s absence during this particular five-day period.

7. Subsequent to the initial effects and/or signs of "shaken baby syndrome,” there may be additional, longer term effects, such as cerebral palsy or other neurological disorder.

Clearly, petitioner’s case rests on the testimony of Dr. B. Whether or not his testimony should be allowed to stand or, if included whether or not it is sufficient to sustain the petition, depends on the applicability of the general rules on expert testimony to the facts in this case. As stated in McCormick, Evidence § 13 (3d ed 1984): "To warrant the use of expert testimony two general elements are required. First * * * the subject of inference must be so distinctively related to some science * * * as to be beyond the ken of laymen * * * Second, the witness must have sufficient skill, knowledge, or experience in or related to the pertinent field * * * that his opinion or inference will probably aid the trier in the search for truth”.

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Bluebook (online)
131 Misc. 2d 138, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-lou-r-nycfamct-1986.