In re Lewis

39 How. Pr. 155
CourtUnited States District Court
DecidedJuly 1, 1869
StatusPublished

This text of 39 How. Pr. 155 (In re Lewis) is published on Counsel Stack Legal Research, covering United States District Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Lewis, 39 How. Pr. 155 (usdistct 1869).

Opinion

Before Fitch, Register.

This cause is now pending before me. A "witness is under examination on the part of the creditors of the bankrupt’s estate, for the purpose of showing that the petitioner has either destroyed, altered, mutilated or falsified, or caused to be destroyed, altered, mutilated or falsified some of his books of account, book, document or writing relating thereunto, contrary to the provisions of section 44 of the act.

The direct examination has been closed, and the witness is on his cross-examination. Counsel for petitioner asks the following questions:,

EXTRACT FROM MINUTES.

Question. Have you at any time been employed by any person or firm in Manchester, England ?

Answer. I have, but not in the capacity of book-keeper.

Q. By whom? what was the nature of your employment? and how long did you remain in it ?

[156]*156(Objected to as irrelevant and immaterial—the witness can only be examined as to the times during which he was a book-keeper, he being called as an expert. Overruled— excepted).

A. I cannot answer that question without making admissions which would be more or less humiliating to me.

Q. Question repeated.

A. I decline to answer the question", and ask the register’s protection.

Counsel for bankrupt insists upon the question being answered, and asks that t'he register direct the witness to answer the question.

The register, I decide that as the question -stands,.the witness must answer the question, unless he says, under oath, that he cannot truthfully answer it without stating facts or circumstances which would bring upon him some moral turpitude, or the omission of some offense prohibted by law.

Witness, I say the answer to the question would tend to degrade me.

The register decides that degradation is moral turpitude, and comes within the rule as laid down by the courts, and the witness is not obliged to answer the question, and will certify the qustion of the district court.

Counsel for bankrupt requests the register to certify the question to the court.

The witness declines answering the question, and claims the personal privilege of declining to answer the question on the ground that a truthful answer to said question would tend to degrade him, &c., and applies to the court for protection. The court, as in duty bound, informed him of his legal rights. (V. Chan. Ct., 1833, Taylor agt. Wood, 2 Edw., 94). The witness again pleaded his privilege, and the court decided as above stated. It will be observed that the witness is a foreigner, and whatever offenses he may have committed in England, he cannot- be punished for [157]*157them here; but his admissions, or confessions of the commission of any crime, or misdemeanor, or of any act which exposes him to any penalty or forfeiture in any country, or j.f by answering the question, the answer would tend to such a result, he is excused from answering the question. (Court of Appeals, 1847, Henry agt. Salem Bank, 1 N. Y., 1 Comst. 83, affirming, S. C., 2 Den., 154; 24 Wend., 360).

The right of a witness to answer is a personal privilege; his right to exercise it rests in his own discretion ; he uses it at his peril. (N. Y. Superior Court, Sp. T., 1834; Hurdt agt. Wetmore, 2 Robt. 697; Southard agt. Redford, 6 Cow. 255; 1845, People agt. Bodine, 1 Den. 281; 2 Barb. 216 ; People agt. Anlantmon, alias Mdme. Restell). The courts of this state have for hears held that a witness was not compelled to answer any question, the truthful answer to which would have a tendency to implicate the witness in a criminal charge, or expose him to a penalty. (24 Wend., 360). The court is to determine whether the answers he may give, could directly or indirectly criminate him, by furnishing evidence of his guilt, by his own admission ; even if it only established one fact out of many which, taken together, would be sufficient to warrant his conviction, his privilege should be allowed. If the court holds that the answer might in any way criminate the witness, the witness is not to be compelled to explain bow he would be criminated by such answer. (In matter of Tappin, 9 How. Pr., 394; Ct. of Errors, 1845, Curtis agt. Knox, 2 Den., 341 ; Ct. of Appeals, 1848). And also where answers to a question would have disgraced the witness, the privilege may be pleaded and must be allowed by the court. (4 Wend., 250; Cow. & H., Notes, n. 521; 1 Burr’s Tr. 244; 1 Greenl. S., 454; Ct. of Appeals, 1843, Lohman, agt. People, 1 N. Y., 1 Comst., 83, affirming, S. C., 2 Barb., 216).

In 2 Barb., 216, People agt. Lohman, alias Mdme. [158]*158Restell, (Marie Bodine case,) the court held that where a party intends to coerce an answer from a witness tending to degrade him, such party is bound to show affirmatively that, the question is relevant. In the case of The People agt. Mather, (4 Wend., 229,) the court says: If the witness was obliged to show how the testimony would affect him, the protection would at once be annihilated. In this case, it will be observed, the witness is not asked any' question in regard to which he has testified in his direct examination, or anything applicable to this case, and in no way relating to the correctness, accuracy, or the way or manner in which the petitioner’s books of account were kept. The answers, if given, will not be in any way inconsistent with his testimony already given on this trial, and cannot implicate him in perjury. (Mitchell agt. Hinman, 8 Wend., 667; People agt. Bodine, 1 Den., 181;) and the authorities cited in these two cases respectively.

Courts should exercise great care in compelling witnesses to answer questions where the witness claims the privilege, as is claimed by this witness, and has brought himself within the rule, as it is a matter exclusively between the court and the ywitness. The opposite party cannot object. He has no right to insist upon the privilege, and require the court to exclude it on that ground, as the witness has the right to waive his- privilege, and if ordered to testify, he may refuse and be committed. (3 Hill, 564; Thomas agt. Newton, 1 Mood. & Malk., 58, n. b; Treat agt. Browning, 4 Conn. R., 408 ; Southard agt. Rexford, 6 Cow., 259; Cowen & Hill's Notes to Phil. Ev., 784, b.; Forbes agt. Willard, 54 Rarb., 520).

In the case of Mordaunt agt. Mordaunt, in England, a suit for a divorce on the part of the husband, the Prince of Wales was examined as a witness on the part of the! defendant.

The court, Lord Penzakce, in advance of any question being asked the Prince, of his own accord stated, (witness [159]*159did not plead his privilege,) That no witness was bound to make to any .question an answer which would admit that he had been guilty of adultery.”

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Southard v. Rexford
6 Cow. 254 (New York Supreme Court, 1826)
Robinson v. Cushman
2 Denio 149 (New York Supreme Court, 1846)
Curtis v. Knox
2 Denio 341 (New York Supreme Court, 1845)
In re for an Attachment against Tappan
9 How. Pr. 394 (New York Supreme Court, 1854)
People v. Mather
4 Wend. 229 (New York Supreme Court, 1830)
Mitchell v. Hinman
8 Wend. 667 (New York Supreme Court, 1832)
Taylor v. Wood
2 Edw. Ch. 94 (New York Court of Chancery, 1833)
Howe v. Willson
1 Denio 181 (Court for the Trial of Impeachments and Correction of Errors, 1845)
People v. Bodine
1 Denio 281 (Court for the Trial of Impeachments and Correction of Errors, 1845)

Cite This Page — Counsel Stack

Bluebook (online)
39 How. Pr. 155, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-lewis-usdistct-1869.