In re Lewellen

56 F. App'x 663
CourtCourt of Appeals for the Sixth Circuit
DecidedJanuary 17, 2003
DocketNo. 00-2028
StatusPublished
Cited by1 cases

This text of 56 F. App'x 663 (In re Lewellen) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Lewellen, 56 F. App'x 663 (6th Cir. 2003).

Opinion

PER CURIAM.

Roy C. Lewellen appeals the order entered by the district court censuring him and recommending additional disciplinary action. We affirm.

I

Lewellen is an attorney practicing in Marianna. Arkansas. His client, Jerry Butler, was indicted in the United States District Court for the Western District of Michigan. Lewellen appeared with his client in court at his arraignment on February 22,1999. On that day, Lewellen was [664]*664ordered to obtain the necessary papers for admission to the Bar of the district court. According to Lewellen, he and his client retained local counsel for the matter. Just after the arraignment, Butler made a plea agreement with the government and pled guilty on July 19,1999.

The Clerk’s Office indicated on the docket sheet on April 22, 1999 that Lewellen still had not been admitted to the Bar of the district court. On that day, the district court issued an order that required Lewellen either to file an application for admission to practice before the court within ten days, or to show cause in writing why he had not yet filed for admission, and if not, why he should be permitted to appear before the court. The district court noted that there is no indication on the docket sheet that Lewellen ever filed an application for admission, nor did he show cause.

Butler’s sentencing was scheduled, after several continuances, for February 2, 2000. Lewellen and Butler did not appear for the scheduled hearing. Butler’s local counsel, John Frawley, told Judge Enslen that he had spoken with Lewellen on February 1, and that Lewellen had told him that a snowstorm in Arkansas had prevented him and Butler from flying to Michigan from Arkansas. The court expressed doubt that this story was true. The court adjourned the sentencing hearing and issued an arrest warrant for Butler. Lewellen subsequently faxed two documents to the court entitled “Motion for Continuance.”

Butler appeared before Magistrate Judge Brenneman for a bond revocation hearing on February 22, 2000. Lewellen took the stand, was sworn in, and explained that he had not attended the sentencing hearing because of the weather in Arkansas, and had advised his client not to attend as well. During the hearing, the Assistant United States Attorney asked Lewellen: “And I understand though you’re not admitted to practice in the Western District of Michigan; is that correct?” Lewellen answered, “I am. I filed the documents and what have you as far as I can remember.” On February 24, 2000. Magistrate Judge Brenneman issued a notice to the parties that notified them, in part, that according to the Clerk, Lewellen was not yet admitted to practice in the Western District of Michigan.

On March 10, 2000, the district court issued an order requiring Lewellen to show cause why discipline should not be imposed. Another sentencing hearing for Butler took place on April 6, 2000. At that hearing Lewellen was asked by the court whether he was a member of the Bar of the district court; Lewellen replied that he was not.

On June 6, 2000, the court held a show cause hearing regarding Lewellen’s behavior. The district court noted in its opinion that

[a]t that hearing, the evidence indicated that Lewellen had not made any plane reservations to ensure that Defendant Butler attended the February 2, 2000 sentencing hearing. Additionally, the evidence indicated that attorney Lewel-len failed to inform the Court that Defendant Butler was not going to attend the February 2, 2000 sentencing hearing.
As of June 6, 2000, attorney Lewellen has not been admitted to practice in the Western District of Michigan according to Court records which are undisputed.

On June 12, 2000, the court issued an opinion and order censuring Lewellen, pursuant to the authority of the Local Rules of Practice and Procedure of the United States District Court for the Western District of Michigan. Criminal Rule [665]*665SJ.RkXi).1 for violation of the Michigan Rules of Professional Conduct (“MRPC”) 1.3 and 3.3(a)(1), and for violation of the court’s orders.

The district court stated that Lewellen repeatedly violated the court’s orders to seek admission to practice before the court. The court also noted that “he repeatedly appeared in Court to represent and speak on behalf of Defendant Butler and submitted at least two motions to the Court relating to Defendant Butler’s case.”

The court also stated that it was convinced that Lewellen perjured himself when testifying in front of Magistrate Brenneman. violating MRPC 3.3(a)(1). The court found that Lewellen violated MRPC 1.3 when he “failed to make any reservations or preparations for Defendant Butler’s February 2, 2000 sentencing hearing.” when he “failed to inform the Court that Defendant Butler would not be attending that hearing,” and when he failed to follow the court’s orders.

The discipline ordered was censure by the court for violation of MRPC 1.3 and 3.3, and for disobedience of the court’s orders. The court also notified Lewellen that it was forwarding the opinion to West Publishing Company for publication, and that the court was requesting that the Arkansas disciplinary authority conduct further investigation and take further disciplinary action.

Lewellen filed a motion for reconsideration of finding of facts and conclusion of law on June 22, 2000. The court denied this motion on July 27, 2000. Lewellen filed a timely appeal.

II

There appears to be no precedent in this Circuit for an attorney appealing a censure by a federal district court pursuant to a local district court rule. The appeal of a Rule 11 sanction is the closest analogous situation. The Supreme Court stated that “an appellate court should apply an abuse-of-discretion standard in reviewing all aspects of a district court’s Rule 11 determination. A district court would necessarily abuse its discretion if it based its ruling on an erroneous view of the law or on a clearly erroneous assessment of the evidence.” Cooter & Gell v. Hartmarx Corp., 496 U.S. 384, 405, 110 S.Ct. 2447, 110 L.Ed.2d 359 (1990). Review is particularly deferential in sanctions cases. Id. at 400-05. In Palmer v. United States, the government appealed a finding of a breach of ethical conduct and the imposition of sanctions because of the conduct of a Department of Justice attorney. This court, using an abuse of discretion standard, found that the district court had made erroneous findings of fact and reversed its finding of misconduct and award of sanctions. 146 F.3d 361, 366 (6th Cir.1998).

Lewellen urges the court to review the district court’s order de novo. He cites several cases to support the proposition [666]*666that whether a particular disciplinary rule prohibits the conduct in question is reviewed de novo. Grievance Comm. for the S. Dist. of New York v. Simels, 48 F.3d 640, 645 (2d Cir.1995); United States v. Miller, 624 F.2d 1198, 1201 (3rd Cir.1980). The Supreme Court stated in Hartmarx

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Bluebook (online)
56 F. App'x 663, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-lewellen-ca6-2003.