IN THE COURT OF APPEALS OF NORTH CAROLINA
No. COA24-380
Filed 19 November 2024
Caldwell County, Nos. 23 JA 111–12
IN THE MATTER OF: L.B., A.B.
Appeal by respondent-mother from order entered 9 January 2024 by Judge
Mark L. Killian in Caldwell County District Court. Heard in the Court of Appeals 8
October 2024.
Stephen M. Schoeberle, for petitioner-appellee Caldwell County Department of Social Services.
Brittany T. McKinney for guardian ad litem.
BJK Legal, by Benjamin J. Kull, for respondent-appellant mother.
THOMPSON, Judge.
Respondent-mother appeals from the trial court’s order, inter alia,
adjudicating her minor child A.B. (Annette)1 to be a neglected and dependent juvenile
and her minor child L.B. (Lincoln) to be an abused, neglected, and dependent juvenile.
After careful review, we vacate the order and remand for further proceedings
consistent with this opinion.
I. Factual Background and Procedural History
Annette was born in May 2021, and Lincoln was born in January 2023. On 21
1 Pseudonyms are used throughout the opinion to protect the identity of the juveniles and for
ease of reading. IN RE: L.B., A.B.
Opinion of the Court
September 2023, Caldwell County Department of Social Services (DSS) obtained
nonsecure custody of Annette and Lincoln (the children) and filed juvenile petitions
alleging that Annette was a neglected and dependent juvenile and that Lincoln was
an abused, neglected, and dependent juvenile. The juvenile petitions alleged that the
children were together in the same home and that Lincoln had bruising along his
head, neck, back, and stomach. Respondent-mother and her husband (respondent-
caretaker),2 who had a prior child protective services history, did not seek medical
attention for Lincoln after learning of his bruises.
The juvenile petitions came on for hearing on both adjudication and disposition
on 13 December 2023 in Caldwell County District Court. On 9 January 2024, the trial
court entered an adjudication order adjudicating Annette to be a neglected and
dependent juvenile and adjudicating Lincoln to be an abused, neglected, and
dependent juvenile. That same day, the trial court entered a separate disposition
order continuing the children’s custody with DSS. From these orders, respondent-
mother filed timely written notice of appeal.
II. Discussion
On appeal, respondent-mother alleges the following issues:
I. Are portions of the adjudication findings unsupported by the adjudication evidence?
II. Do the properly made adjudication findings support the conclusions of law required for adjudications of Lincoln
2 Respondent-caretaker is not the children’s biological father.
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and [Annette], when those findings only establish the mere fact of Lincoln’s bruises?
III. Must the juvenile petitions be dismissed because there is no adjudication evidence from which sufficient findings could hypothetically be made on remand?
We will address respondent-mother’s arguments, as necessary, in the analysis
to follow.
A. Standard of review
Appellate review of the trial court’s adjudication and disposition order requires
us “to determine whether the trial court’s findings of fact are supported by clear and
convincing competent evidence and whether the court’s findings support its
conclusions of law.” In re K.L., 272 N.C. App. 30, 36, 845 S.E.2d 182, 188 (2020)
(internal quotation marks and citation omitted). “The clear and convincing standard
is greater than the preponderance of the evidence standard required in most civil
cases.” Id. at 36, 845 S.E.2d at 188–89 (internal quotation marks and citation
omitted). “Clear and convincing evidence is evidence which should fully convince.” Id.
at 36, 845 S.E.2d at 189 (internal quotation marks and citation omitted). “Whether a
child is [dependent,] abused[,] or neglected is a conclusion of law . . . and we review a
trial court’s conclusions of law de novo.” Id. “Under a de novo review, this Court
considers the matter anew and freely substitutes its own judgment for that of the
lower tribunal.” Id. (internal quotation marks and citation omitted).
B. Adjudication Order
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Respondent-mother argues that “the properly made adjudication findings only
establish the mere fact of Lincoln’s bruises, [and] those findings do not support the
conclusions of law required for the adjudications of either Lincoln or [Annette].” For
the reasons stated herein, we agree.
1. Abuse
We first address the trial court’s conclusion of law that Lincoln was an abused
juvenile. The Juvenile Code defines an abused juvenile as any juvenile “whose parent,
guardian, custodian, or caretaker . . . [i]nflicts or allows to be inflicted upon the
juvenile a serious physical injury by other than accidental means” or “[c]reates or
allows to be created a substantial risk of serious physical injury to the juvenile by
other than accidental means[.]” N.C. Gen. Stat. § 7B-101(1) (2023). “At its core, the
nature of abuse, based upon its statutory definition, is the existence or serious risk of
some nonaccidental harm inflicted or allowed by one’s caretaker.” In re A.J.L.H., 384
N.C. 45, 53, 884 S.E.2d 687, 693 (2023) (citation and internal quotation marks
omitted).
“This Court has previously upheld adjudications of abuse where a child
sustains non-accidental injuries, even where the injuries were unexplained, where
clear and convincing evidence supported the inference that the respondent-parents
inflicted the child’s injuries or allowed them to be inflicted.” K.L., 272 N.C. App. at
39, 845 S.E.2d at 190 (internal quotation marks, brackets, and citation omitted)
(emphasis added). However, “[i]n each of these cases, though the exact cause of the
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child’s injury was unclear, the trial court’s findings of fact—or other evidence in the
record—supported the inference that the respondent-parents were responsible for the
unexplained injury.” Id. at 40, 845 S.E.2d at 191 (emphasis added). Although “the
caselaw does not require a pattern of abuse or the presence of risk factors, we do
require clear and convincing evidence to support this inference.” Id. (internal
quotation marks, brackets, and citation omitted).
In In re K.L.¸ this Court reversed the trial court’s adjudication of abuse because
“[u]nlike those instances in which this Court has upheld an abuse adjudication based
on unexplained injuries,” there, “the trial court’s detailed findings of fact . . . d[id] not
sufficiently support the conclusion that [the] [r]espondents inflicted or allowed the
infliction of [the minor child]’s injuries.” Id. at 45–46, 845 S.E.2d at 194. Here, as in
K.L., “[t]he trial court was rightly concerned that [r]espondent[-mother and
respondent-caretaker] were unable to explain [Lincoln]’s fractures[,] [b]ut that alone,
as a matter of law, cannot support the trial court’s conclusion that [r]espondents were
responsible for [Lincoln’]s injuries” or that they “allowed them to be inflicted.” Id. at
46, 845 S.E.2d at 194.
Here, the injuries found by the trial court included “multiple bruises on
[Lincoln’s] head and neck, and smaller bruises on his abdomen.” The trial court also
found that respondent-mother and respondent-caretaker claimed that the bruises
were on Lincoln when they picked him up from daycare, but the trial court made no
findings as to whether it found these claims credible. There are simply not sufficient
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findings of fact—or other evidence in the record—to support the inference that
respondent-parents were responsible for the unexplained injury to Lincoln. Also
absent from the trial court’s adjudication order are any findings regarding the
severity of the bruises found on Lincoln’s body, whether the bruises sustained by
Lincoln were the result of non-accidental means, whether respondent-mother or
respondent-caretaker inflicted the injuries, or whether respondent-mother and
respondent-caretaker allowed the injuries to be inflicted upon Lincoln at his daycare,
as they had alleged.
A finding of fact that Lincoln had suffered multiple bruises—absent any other
findings of fact demonstrating that Lincoln was an abused juvenile—simply does not
overcome the “clear and convincing” standard that is necessary to support the trial
court’s conclusion of law that Lincoln was an abused juvenile. Therefore, we conclude
that the trial court erred in adjudicating Lincoln an abused juvenile.
2. Dependency
Next, we consider the trial court’s conclusion of law that Lincoln and Annette
are dependent juveniles. The Juvenile Code defines a dependent juvenile, in pertinent
part, as a “juvenile in need of assistance or placement because . . . the juvenile’s
parent, guardian, or custodian is unable to provide for the juvenile’s care or
supervision and lacks an appropriate alternative child care arrangement.” N.C. Gen.
Stat. § 7B-101(9). Moreover, although N.C. Gen. Stat. § 7B-101(9) “uses the singular
word ‘the parent’ when defining whether ‘the parent’ can provide or arrange for
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adequate care and supervision of a child, our caselaw has held that a child cannot be
adjudicated dependent where she has at least ‘a parent’ capable of doing so.” In re
V.B., 239 N.C. App. 340, 342, 768 S.E.2d 867, 868 (2015) (brackets and citation
omitted) (emphasis added).
“In determining whether a juvenile is dependent, the trial court must address
both (1) the parent’s ability to provide care or supervision, and (2) the availability to
the parent of alternative child care arrangements.” In re T.B., 203 N.C. App. 497, 500,
692 S.E.2d 182, 184 (2010) (internal quotation marks and citation omitted) (emphases
added). “Findings of fact addressing both prongs must be made before a juvenile may
be adjudicated as dependent, and the court’s failure to make these findings will result
in reversal of the court.” In re B.M., 183 N.C. App. 84, 90, 643 S.E.2d 644, 648 (2007)
(emphases added). “When a trial court is required to make findings of fact, it must
make the findings of fact specially.” In re Harton, 156 N.C. App. 655, 660, 577 S.E.2d
334, 337 (2003). “The trial court may not simply recite allegations, but must through
processes of logical reasoning from the evidentiary facts find the ultimate facts
essential to support the conclusions of law.” Id. (internal quotation marks and citation
In the present case, the trial court did not sufficiently address either prong of
dependency—whether respondent-mother or respondent-father3 had the ability to
3 As will be discussed below, respondent-father was a party to the adjudication hearing before
the trial court.
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provide care or supervision for the minor—nor did the trial court consider whether
respondents had appropriate alternative child care arrangements. The juvenile
petition named respondent-father as the children’s father and alleged that his
“[whereabouts] [are] unknown at this time.” In its adjudication order, however, the
trial court found that respondent-father was personally served with the juvenile
petition on 17 October 2023, that he had appeared at the adjudicatory hearing, and
that he was represented by counsel.
Indeed, the trial court made no findings of fact to support its conclusion of law
that respondent-mother or respondent-father was unable to provide care or
supervision, or that respondent-mother and respondent-father lacked an alternative
child care arrangement. The only finding of fact that could be construed as bearing
on the question of whether the children were dependent is Finding of Fact Fourteen,
which simply mirrors the aforementioned statutory definition of dependency, that
“the juveniles are dependent juveniles . . . in that the juveniles’ parent, guardian, or
custodian is unable to provide for the juveniles’ care or supervision and lacks an
alternative child care arrangement.” N.C. Gen. Stat. § 7B-101(9).
Aside from Finding of Fact Fourteen, the trial court made no additional
findings of fact regarding respondents’ ability to provide for the minor children’s care
or supervision, or that respondents lacked an alternative appropriate child care
arrangement. The mere fact that there were multiple parents in the present case who
did not live with one another, necessitated findings by the trial court as to both
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parents and their ability to provide care or supervision, and both parents’ ability to
provide alternative child care arrangements because “a child cannot be adjudicated
dependent where she has at least ‘a parent’ capable of doing so.” V.B., 239 N.C. App.
at 342, 768 S.E.2d at 868 (emphasis added). The trial court made no such findings.
Again, in reviewing an adjudication on appeal, we must determine whether the
trial court’s findings of fact are supported by clear and convincing competent
evidence, “evidence which should fully convince[,]” that Lincoln and Annette were
dependent. The dearth of findings of fact in the adjudication order—to support the
trial court’s conclusion of law that the minor children were dependent—fails to fully
convince; for this reason, we conclude that the trial court erred in adjudicating the
minor children as dependent juveniles.
3. Neglect
Next, we review the trial court’s conclusion of law that Lincoln and Annette
are neglected juveniles. A neglected juvenile is defined, in pertinent part, as a
juvenile “whose parent, guardian, custodian, or caretaker . . . [d]oes not provide
proper care, supervision, or discipline[,]” “[h]as abandoned the juvenile,” or “[c]reates
or allows to be created a living environment that is injurious to the juvenile’s welfare.”
N.C. Gen. Stat. § 7B-101(15). “In determining whether a juvenile is a neglected
juvenile, it is relevant whether that juvenile lives in a home . . . where another
juvenile has been subjected to abuse or neglect by an adult who regularly lives in the
home.” Id.
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“In order to adjudicate a juvenile neglected, our courts have additionally
required that there be some physical, mental, or emotional impairment of the juvenile
or a substantial risk of such impairment as a consequence of the failure to provide
proper care, supervision, or discipline.” In re A.W., 377 N.C. 238, 243, 856 S.E.2d 841,
847 (2021) (citation omitted) (emphasis in original). “In determining whether a child
is neglected based upon the abuse or neglect of a sibling, the trial court must assess
whether there is a substantial risk of future abuse or neglect of a child based on the
historical facts of the case.” In re D.B.J., 197 N.C. App. 752, 755, 678 S.E.2d 778, 781
(2009) (internal quotation marks and citation omitted) (emphasis added). “Severe or
dangerous conduct or a pattern of conduct either causing injury or potentially causing
injury to the juvenile may include alcohol or substance abuse by the parent, driving
while impaired with a child as a passenger, or physical abuse or injury to a child
inflicted by the parent.” Id. (brackets, internal quotation marks, and citation
Here, the trial court found that Lincoln sustained multiple bruises on various
parts of his body, but the trial court made no findings as to the severity of the bruises,
whether Lincoln sustained those bruises as a result of respondent-mother,
respondent-father, or respondent-caretaker’s failure to provide proper care,
supervision, or discipline of Lincoln, or whether respondent-mother, respondent-
father, or respondent-caretaker created or allowed to be created a living environment
injurious to Lincoln’s welfare. See generally In re J.C.M.J.C., 268 N.C. App. 47, 834
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S.E.2d 670 (2019) (reversing adjudication of neglect where, although the children had
multiple absences from school, there were no findings regarding the reason they
missed classes, how many of their absences were unexcused, or to what degree the
children were academically behind).
Indeed, the trial court failed to make “affirmative findings of fact that would
support a conclusion that the children are neglected”; in other words, “[t]hese findings
do not support a conclusion that [r]espondents did not ‘provide proper care,
supervision, or discipline[,]’ or that the children were living in an environment
injurious to their welfare.” Id. at 58, 834 S.E.2d at 678. There are simply no findings
in the adjudication order that bear on the question of whether the children were
neglected—aside from the fact that Lincoln had multiple bruises on various parts of
his body. Again, this finding, standing alone, is insufficient to establish that Lincoln
was neglected.
Furthermore, the finding that respondent-caretaker and respondent-mother
“led the children out of the home and placed them in [DSS’s] car” is insufficient to
show that they abandoned the children. See In re Adoption of Searle, 82 N.C. App.
273, 275, 346 S.E.2d 511, 514 (1986) (“Abandonment implies conduct on the part of
the parent which manifests a willful determination to forego all parental duties and
relinquish all parental claims to the child.”).
Finally, very few of the trial court’s findings concern Annette. The trial court
found that she was in the same home as Lincoln and that she was “emotionless” and
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“singing in the backseat” when DSS drove the children away from their home. It
appears that the trial court based its adjudication of Annette as a neglected juvenile
upon its conclusions that Lincoln was an abused, neglected, and dependent juvenile—
simply because Annette shared a home with Lincoln—she was by proxy, neglected
and dependent.
However, as established above, the trial court erred in concluding that Lincoln
was an abused, dependent, or neglected juvenile, and the trial court’s conclusions of
law that Annette was neglected or dependent—based on the trial court’s adjudication
of Lincoln—were also erroneous. Again, the only findings of fact in the adjudication
order relating to Annette found that “[t]he juveniles were emotionless when they left
home” and that Annette “was singing in the backseat.” These two findings, standing
alone, are simply insufficient to support the trial court’s conclusion of law that
Annette was a neglected juvenile.
Moreover, assuming that Annette was adjudicated neglected based upon the
abuse of Lincoln, the trial court also failed to assess whether there was a substantial
risk of future abuse or neglect to Annette based on the historical facts of the case, as
is required by our caselaw to adjudicate a minor child neglected based upon abuse of
a sibling. For the aforementioned reasons, we conclude that the trial court erred in
concluding that Lincoln and Annette are neglected juveniles.
Because we vacate the trial court’s adjudications, we must also vacate the 9
January 2024 disposition order and remand for entry of a disposition, if warranted
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by the proceedings on remand. See In re S.C.R., 217 N.C. App. 166, 170, 718 S.E.2d
709, 713 (2011) (“Since we [vacate] the adjudication order, the disposition order must
also be [vacat]ed . . . .”).
C. Juvenile petition
Finally, respondent-mother argues that “the juvenile petitions must be
dismissed because there is no adjudication evidence from which sufficient findings
could hypothetically be made on remand.” We do not agree.
Here, the evidentiary record before the trial court could have been sufficient to
support the trial court’s conclusions of law that Lincoln was an abused, neglected,
and dependent juvenile, and that Annette was a dependent and neglected juvenile;
the trial court’s order to that effect was simply insufficient. Indeed, the trial court
heard testimonial evidence that respondent-mother and respondent-caretaker
continued to send Lincoln to a daycare where he had suffered several bruises, without
offering a reasonable explanation as to why they would continue to subject their child
to this potentially injurious environment. “The trial court has the duty of determining
the credibility and weight of all the evidence, and only the trial court can make the
findings of fact resolving any conflicts in the evidence.” In re A.H.D., 287 N.C. App.
548, 564, 883 S.E.2d 492, 504 (2023). Consequently, we conclude that the juvenile
petitions are not required to be dismissed because the trial court heard evidence from
which it could have made the challenged conclusions of law.
III. Conclusion
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We conclude that the adjudication order’s findings of fact do not support the
trial court’s conclusions of law that Lincoln was an abused, neglected, and dependent
juvenile, or that Annette was a neglected and dependent juvenile. However, because
the record contains evidence that could support the trial court’s adjudications, we
vacate the 9 January 2024 adjudication order and remand the matter to the trial
court for additional findings of fact.
VACATED AND REMANDED.
Judges MURPHY and GRIFFIN concur.
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