In re Lance

55 Misc. 13, 106 N.Y.S. 211
CourtNew York Supreme Court
DecidedJune 15, 1907
StatusPublished
Cited by5 cases

This text of 55 Misc. 13 (In re Lance) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Lance, 55 Misc. 13, 106 N.Y.S. 211 (N.Y. Super. Ct. 1907).

Opinion

Spencer, J.

This is a summary inquest by a justice of the Supreme Court as to the sufficiency of a certain statement made by the treasurer of the Republican county committee of Clinton county and, on the 21st day of November, 1906, filed by him with the Secretary of State, pursuant to chapter 502, Laws of 1906.

The committee, respondent, appears specially and objects to the prosecution of the inquest on grounds that the act, under which the same is to be taken, is in violation of the State Constitution, and that the justice is without jurisdiction.

The statute referred to is known as the Corrupt Practices Act, so called because it is intended to prevent the corrupt use of money in connection with elections. It was adopted by the Legislature, not as a separate and independent enactment, but as supplemental to the Election Law, and should [15]*15be regarded as a part of the same. Many of its provisions are not intelligible unless so construed. It is a new departure in the regulation of political parties, its sole intention being, as expressed in its title, to provide for the publication of political contributions, the expenditures of political campaign funds and for judicial inquiries in regard to the same. In order to accomplish these results, it provides, (1st) that any person who independently expends money for the purpose of promoting the success or defeat of a political party or the election or defeat of a candidate for public office, other than for his own personal expenses, shall file with the Secretary of State a written statement of the money so contributed and expended; (2d) that any association of three or more persons cooperating to aid or promote the success or defeat of a political party or principle, or to aid in the election or defeat of a candidate for public office, shall be regarded as a political committee and shall have a treasurer, who shall receive and expend the moneys contributed for those purposes and who shall file a statement with the Secretary of State of all such contributions and disbursements.

In order to insure the filing of such statements, the statute provides that, in case any person or committee shall fail to file such a statement within the time prescribed, or shall file a false, erroneous, or incomplete statement, the Attorney-General, a district attorney, or candidate voted for at the election, or any five qualified voters who voted at such election, may apply to the Supreme Court or to a justice thereof, who thereupon must forthwith hold a summary inquest inquiring as to such failures; and, in case the court or justice shall find that such person or committee has failed to file such a statement or has filed a false or incomplete one, without wilful intent, the court or justice may render judgment requiring the person or committee to file the statement or file an amended statement within ten days from the entry of such judgment; and, if the court or justice shall find that such person or committee was guilty of a wilful intent to defeat the provisions of the statute, or shall fail to file any statement as required by the court or justice, the person or committee shall be adjudged guilty of a contempt of court [16]*16and liable to a fine not exceeding a thousand dollars or to imprisonment for one year, or both.

This brief summary of the statute indicates its novelty. Many of its provisions are so clumsily expressed that it is no wonder that counsel differ widely as to their meaning. It was the hope of the justice before whom this inquest is sought to be taken, that the Appellate Division, from whom a writ of prohibition has been sought, would confer a public benefit by expressing an opinion upon the important questions raised and especially the one having reference to the filing of the petition, as that question has some personal relations to the justice. But the Appellate Division has declined to issue either an alternative or peremptory writ, and, therefore, the questions remain to be disposed of by the justice before whom the inquest is sought. I appreciate the difficulties of the undertaking and approach it with no little concern.

The first objection urged by the respondent is that the act is in violation of the due process of law provision of the State Constitution in that it attempts to authorize the court or a justice thereof to award judgment without notice to the person subjected thereto. It is true the statute does not require notice of the inquest, but only provides that an interested party may appear. It thus, on its face, justifies the respondent’s contention. But it is so difficult to believe that the well known promoters of this act and the Legislature would unwarily run foul of the simplest and best known provision of the organic law, that we search for some theory or line of construction to obviate the objection.

The draftsman seems to have been minded to authorize the court or justice to prosecute a proceeding akin to an investigation by a grand jury, and also a proceeding for contempt of court. The former is in its nature ex parte, that is, without notice; but the latter may be had only after notice to the person proceeded against. These two distinct and well known proceedings have been so confused in the language of the statute that support is found for the respondent’s contention that the two have been so welded together as to make the entire proceeding violative of the fundamental law.

[17]*17The question for us is whether this is so or whether a distinction may be drawn so as to regard the statute as providing for two separate and distinct proceedings, neither dependent upon the other. I have labored diligently to discover and set forth such a line of demarcation, but have failed to find one. The proceeding seems to be a continuous one. It is true an inquest may result with no person found delinquent; but a finding of delinquency on the part of any person requires an immediate judgment to that effect, including a requirement that such delinquent make compliance therewith. A contempt proceeding may thereon be taken, which, no doubt, is the same as in other instances of contempt for noncompliance with orders or judgments which, although taken separately, rest for justification upon the binding force of former orders or judgments. If such former orders or judgments be taken without notice, they are void. They may not be made the basis for proceedings in contempt. Hence I am of the opinion that this act in this respect is in violation of the organic law which provides that no person shall be deprived of his liberty or his property without due process of law.

The statute, if it means anything, means that the inquest may be ex parte. In order to have saved it from the condemnation of the Constitution, a provision should have been inserted requiring notice to any person whose affairs are investigated, before judgment be taken against him. It is impossible in a statute of this character to explain away the use of the word “ judgment.” Ho word in our language has a more definite and fixed meaning. It implies that what is-thereby stated as determined is the sentence of the law decreed and pronounced after due inquiry and deliberation. The matters thereby adjudicated are regarded as settled until reversed by a higher authority. The Legislature must be presumed in the framing of the statute to have employed the word with knowledge of its meaning and with intent that full effect be given thereto. To read into the law another and different meaning of the term would open the door to the unsettlement of the most solemn and binding covenants [18]

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Cite This Page — Counsel Stack

Bluebook (online)
55 Misc. 13, 106 N.Y.S. 211, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-lance-nysupct-1907.