In re Kurzweil

4 F. App'x 823
Court of Appeals for the Federal Circuit·Decided January 24, 2001·No. No. 00-1258·Published·Cited by 1 cases

Opinion

MICHEL, Circuit Judge.

Raymond C. Kurzweil and John Armstrong III (collectively “Kurzweil”) appeal from the decision of the Board of Patent Appeals and Interferences (“the Board”) affirming the examiner’s rejection, and holding that the invention claimed in application Ser. No. 08/184,664 is unpatentable as obvious under 35 U.S.C. § 103. See Ex Parte Raymond C. Kurzweil and John Armstrong III, Paper No. 26 (BPAI Dec. 8, 1999). Because the Board’s factual findings on the motivation to combine references and other facts relating to obviousness are supported by substantial evidence, and because the Board did not err in concluding that the claims were not allowable under § 103, we affirm.

ANALYSIS

The Board affirmed the examiner’s rejection of all of the claims of Kurzweil’s application for obviousness based upon the teachings of U.S. Patent No. 5,231,670 (“Goldhor”) when combined with those of U.S. Patent No. 4,868,750 (“Kucera”). On appeal, Kurzweil argues separately the al[824] lowability of claims 1-4, with independent claim 1 representative, and of claims 5 and 6, with independent claim 5 representative. Representative claim 1 reads (underlining as in Kurzweil’s principal brief):

1. Apparatus for generating text from speech comprising:

means for converting a received acoustic signal to a sequence of characterizing data;
means for storing tokens representing corresponding vocabulary words to be recognized;
means for comparing said sequence of characterizing data with at least a preselected group of said tokens thereby to identify a token which best matches the sequence and for displaying the vocabulary word corresponding to the token;
means responsive to a first user command for extracting, from the displayed word, a root spelling;
means for identifying and displaying a list of words incorporating said root spelling; and
means responsive to a second user command for selecting a word from said list.

The differences between claims 1 and 5 are not material to this appeal. As admitted by Kurzweil in his principal brief, “the claim limitations that are not underlined correspond to Goldhor’s system.” (emphasis added). Thus, Kurzweil grounds patentability on his claimed dictation device providing correction of misrecognized speech when the user dictates two commands. When the system makes an error during dictation, the user’s first command informs the system that it has misrecognized a previously spoken word. This command causes the system to display a list of alternative words. The user then speaks a second command to select the desired word from the list. Kurzweil refers to this as a “double command arrangement.”

A. The Prior Art

Goldhor discloses a dictation device for converting speech into text. The user speaks into a microphone, and the device converts the speech into text which is instantly displayed to the user. One problem with prior art dictation devices was that they were controlled, in part, by the user’s hands. Often a user’s hands are otherwise occupied during dictation, or the user may be incapable of efficiently operating an input device by hand. Thus, an important aspect of Goldhor’s invention is to allow the user to control the device through spoken commands. Goldhor, col. 1, II. 55-68. ¡

Goldhor also teaches that “misrecognition,” i.e., conversion of oral speech input to a text word other than that desired by the user, was a problem with known dictation devices. Id. at col. 2, II. 9-12. Goldhor discloses that:

Another object of the present invention is to provide a system and method for generating text from a voice input that reliably and effectively implements system functions which máke it possible for the user to inform the system of misrecognitions; for the system to undo the effects of said misrecognitions; for the user to control the application by referring directly to earlier events in the dictation process; and for the system to control and modify the recognition of speech, including the lability to learn from earlier misrecognitions.

Id. at col. 2, II. 17-26. Goldhor discloses such a device for the correction of misrecognitions, but it does not disclose the use of the misrecognized word’s root-form as a basis for determining what other word may be intended by the user, as claimed by Kurzweil. i

[825] Kucera discloses a device for the analysis of digitally encoded text in order to correct errors of spelling and grammar. Kucera is not a dictation device; rather it is a computer device for manipulating textual data to correct errors. Kucera discloses the isolation and use of a misspelled word’s “root” in order to identify other candidates for the desired word. Kucera, col. 6, II. 41-65, col. 7, I. 41 — col. 8, I. 8. For example, when confronted with the text “walke,” Kucera’s device would drop the “e,” and find “walk” in its database of known word roots. Id. at col. 8, II. 19-20. The device would then choose alternative word-match candidates, from its dictionary of known words, containing the root “walk,” such as “walks, walking, walker,” etc. Id. at col. 6, II. 42-65. Kucera also teaches that:

[T]he invention includes improvements to existing types of non-grammar language processors. For example, an improved spelling checker according to the invention includes a spelling checker of the type wherein each erroneously spelled word is identified and a list of possibly-intended words is displayed.

Id. at col. 3, II. 15-19.

B. Kurzweil’s Arguments on Appeal

It appears that, in his reply brief, Kurzweil limited the patentability of his invention to his claimed “double command arrangement”:

The innovation here is not in speech recognition or in root extraction or in generation of lists of words from a root spelling — these things have been known. The innovation is in making these components operate together on command, in a dictation system that permits correction using a double command arrangement, an arrangement that is nowhere taught in the art of record, (emphasis added).

Kurzweil asserts that the Board employed hindsight in combining selected features from Goldhor and from Kucera. He argues that devising the “double command arrangement” would not have been routine in the art in view of Goldhor and Kucera. Kurzweil argues that:

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In re Kurzweil, 4 F. App'x 823 (Fed. Cir. 2001).

4 F. App'x 823 (In re Kurzweil) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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