In Re Kroger

702 A.2d 64, 167 Vt. 1, 1997 Vt. LEXIS 182
CourtSupreme Court of Vermont
DecidedJuly 25, 1997
Docket96-495
StatusPublished
Cited by13 cases

This text of 702 A.2d 64 (In Re Kroger) is published on Counsel Stack Legal Research, covering Supreme Court of Vermont primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Kroger, 702 A.2d 64, 167 Vt. 1, 1997 Vt. LEXIS 182 (Vt. 1997).

Opinion

Per Curiam.

Respondent is charged with violating Canons 1 and 2A of the Code of Judicial Conduct. A four-member majority of the Judicial Conduct Board found that certain public statements made by respondent were false, deceptive, and/or misleading, and concluded that respondent should be disciplined for violating the Code. The Board could not recommend a sanction because five members did not concur, as required by our rules. Rules of Supreme Court for Disciplinary Control of Judges, Rule 6(17). Respondent argues that the Board’s findings are erroneous, and urges this Court to dismiss the charges against her. We conclude that some of the statements made by respondent violated the Code and accordingly sanction respondent by suspending her from serving in a judicial capacity for one year.

I. Factual Background

Respondent was elected as an assistant judge for Chittenden County in November 1994 and took office in February 1995. Shortly after she took office, she and incumbent Assistant Judge Elizabeth Gretkowski became embroiled in conflicts over the administration of county business. These disputes were reported by the press, and respondent felt that the press coverage was biased against her. In August 1995, respondent decided to express her views on the management of the county budget by writing an article in the Burlington Free Press. The article, published in the newspaper’s “It’s My Turn” column, discussed a number of financial issues and also mentioned respondent’s concern that she was not permitted to audiotape assistant judge meetings or to take notes at those meetings. Chittenden County Clerk Diane Lavallee drafted a response to this article, which was later published under Judge Gretkowski’s name.

At the same time that respondent sent her article to the Free Press, she filed a complaint against Judge Gretkowski with the Judicial *4 Conduct Board. Respondent attached a copy of the article to the complaint. A short time later, respondent sent another letter to the Board, along with a memorandum entitled “Documentation in Support of Complaint Against Assistant Judge Elizabeth Gretkowski.” In the memorandum, respondent alleged that Judge Gretkowski had violated various provisions of the Code of Judicial Conduct by failing to comply with the Open Meeting Law; allocating capital construction funds in a manner prohibited by statute; failing to respond to the judicial and administrative problems in Chittenden County, specifically by refusing to enter mediation; and acting discourteously and in an undignified manner to litigants, witnesses, lawyers, and court personnel.

The Vermont Association of County Judges (VACJ) became increasingly concerned about this unpleasant and very public dispute between respondent and Judge Gretkowski. The organization decided to hold hearings about the allegations in the two newspaper articles and about the working relationship between the two judges. Although VACJ has no statutory or other authority to hold such hearings, both respondent and Gretkowski elected to participate. The procedural rules for the hearings, held in October 1995, allowed each judge to testify, call witnesses, and present documentary evidence, but did not permit cross-examination. The witnesses were sworn and a record was made of their testimony. The present charges against respondent are based on statements that she made while testifying at the VACJ hearings. 1

*5 II. Legal Standards

In a judicial conduct proceeding, this Court makes the only final and ultimate decision. In re Bryan, 164 Vt. 589, 593, 674 A.2d 793, 796 (1996). The findings made by the Board in this matter “carry great weight, but are advisory, not binding.” Id. We are obliged to review and evaluate the evidence independently to determine if the charges against respondent are supported by clear and convincing evidence. See id. at 595, 674 A.2d at 797 (misconduct must be proven by clear and convincing evidence).

Respondent maintains that the complaint against her should be dismissed because only four members of the Board endorsed the findings. Our rules do not support this argument. Although five members of the Board must concur in a recommendation for sanction, the rules do not require five members to concur in the findings. Rules of Supreme Court for Disciplinary Control of Judges, Rule 6(17). Moreover, the rules specifically require the Board to transmit its findings to this Court without a recommendation if five members cannot agree on a recommended sanction. Id. As any findings made by the Board are merely advisory, we see no reason to require more than a simple majority of Board members to endorse the findings. That several Board members dissented from certain critical findings may, of course, be a factor that the Court considers in evaluating whether the charges against respondent have been proven by clear and convincing evidence.

The ultimate question in this matter is whether respondent violated the Code of Judicial Conduct. The complaint alleges that respondent violated Canons 1 and 2(A) by making “false, deceptive and misleading statements under oath” during the VACJ hearings. Canon 1 states:

An independent and honorable judiciary is indispensable to justice in our society. A judge should participate in establishing, maintaining and enforcing high standards of conduct, and shall personally observe those standards so that the integrity and independence of the judiciary will be preserved. The provisions of this Code are to be construed and applied to further that objective.

*6 A.O. 10, Canon 1 (emphasis added). Canon 2(A) provides that “[a] judge shall respect and comply with the law and shall act at all times in a manner that promotes public confidence in the integrity and impartiality of the judiciary.” A.O. 10, Canon 2(A) (emphasis added). Both of these canons establish mandatory standards, the violation of which may lead to disciplinary proceedings. See A.0.10, Preamble to the Code of Judicial Conduct (2) (“When the text uses ‘shall’ or ‘shall not,’ it is intended to impose binding obligations the violation of which can result in disciplinary action.”).

Respondent maintains that she may be disciplined for violating these canons only if she intentionally made false or deceptive statements. She argues that the Board erred in concluding that her subjective intent in making the statements was irrelevant. Special counsel points out that Canons 1 and 2(A) do not explicitly include a scienter requirement, and argues that it would be inappropriate to interpret these mandatory standards of behavior in light of an individual judge’s subjective intent. Both the Board in its decision and special counsel maintain that a judge may be disciplined for misconduct even where the judge acted in good faith without intent to violate the Code.

These arguments confuse two distinct issues. As a general matter, a judge may be sanctioned for conduct that the judge sincerely believed to be appropriate and correct. See, e.g., In re Douglas, 135 Vt. 585, 593, 382 A.2d 215

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Anthony Davey v. James Baker
2021 VT 94 (Supreme Court of Vermont, 2021)
In re Assistant Judge Paul Kane
2017 VT 48 (Supreme Court of Vermont, 2017)
Pepperman v. Town of Middletown Springs
Vermont Superior Court, 2011
In Re Hodgdon
2011 VT 19 (Supreme Court of Vermont, 2011)
In Re Boardman
2009 VT 42 (Supreme Court of Vermont, 2009)
Disciplinary Counsel v. Parker
876 N.E.2d 556 (Ohio Supreme Court, 2007)
Velardo v. Ovitt
2007 VT 69 (Supreme Court of Vermont, 2007)
Disciplinary Counsel v. O'Neill
815 N.E.2d 286 (Ohio Supreme Court, 2004)
In RE INQUIRY CONCERNING McMORMICK
639 N.W.2d 12 (Supreme Court of Iowa, 2002)
In re the Inquiry Concerning McCormick
639 N.W.2d 12 (Supreme Court of Iowa, 2002)
In re Dean
717 A.2d 176 (Supreme Court of Connecticut, 1998)

Cite This Page — Counsel Stack

Bluebook (online)
702 A.2d 64, 167 Vt. 1, 1997 Vt. LEXIS 182, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-kroger-vt-1997.