In re Klein

23 A.D.2d 356, 262 N.Y.S.2d 416, 1965 N.Y. App. Div. LEXIS 3731
CourtAppellate Division of the Supreme Court of the State of New York
DecidedJune 29, 1965
StatusPublished
Cited by2 cases

This text of 23 A.D.2d 356 (In re Klein) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Klein, 23 A.D.2d 356, 262 N.Y.S.2d 416, 1965 N.Y. App. Div. LEXIS 3731 (N.Y. Ct. App. 1965).

Opinion

Per Curiam.

After certification by the State Board of Law Examiners on September 22, 1922, respondent’s application for admission to the Bar was rejected by the Committee on Character and Fitness for the First Judicial District on October 18, 1923 and again on May 28, 1925. A petition for rehearing was denied in May, 1926, but a third petition for rehearing was granted in November, 1927. On December 17, 1927 respondent was approved by the Character Committee, and on January 8, 1928 was admitted to the Bar by the Appellate Division, First Department.

Thereafter, in a proceeding instituted by the Association of the Bar of the City of New York, hearings were held before an Official Referee who, on February 5,1934, reported that respondent had made fraudulent representations and concealments before the Committee on Character and Fitness duly appointed by the court in connection with his original application for admission to the Bar. The findings of the Official Referee were sustained, and on December 7, 1934 respondent’s license to practice law was revoked (242 App. Div. 494, mot. for lv. to app. den. 270 N. Y. 675). Applications for vacatur of the order of revocation were denied on May 28, 1937 and on December 30, 1942 (265 App. Div. 934).

On May 33, 1953 the respondent made application to the Appellate Division, First Department, for leave to appear before its Committee on Character and Fitness as an applicant for admission to the Bar. The court denied this motion without prejudice to a reapplication in the event respondent again took and passed the Bar examinations. After again passing the Bar examinations, respondent was admitted to the Bar on May 31, 1955 by the said Appellate Division.

By orders made in October, 1963 this court directed the Judicial Inquiry on Professional Conduct in Kings County to inquire into and report with respect to written charges made by respondent and his clients (Ursini) of alleged corruption on the part of [358]*358various Justices of the Supreme Court in the Second Judicial Department and by two attorneys in connection with an action in the Supreme Court, Queens County, entitled Fun Fair Park v. Ursini. The charges were found to be baseless. The Justice presiding at the Additional Special Term of the Supreme Court, Kings County, before whom such inquiry was conducted, found that respondent was guilty of making baseless charges against the Judges and attorneys and of other misconduct.

On December 17, 1964 this disciplinary proceeding was instituted against respondent. The petition alleged that respondent was guilty of the following misconduct:

(a) He contumaciously refused to answer questions as a witness on January 23 and 24,1964, at the Additional Special Term of the Supreme Court, Kings County, in violation of his duty as a member of the legal profession, and defied the authority of the court to inquire into information within respondent’s knowledge relating to the charges of respondent and his clients with respect to the alleged misconduct and corruption on the part of members of the judiciary and members of the Bar, and relating to his conduct as a lawyer, and thereby hindered and impeded the Judicial Inquiry directed by this court;

(b) He contumaciously obstructed and impeded the Additional Special Term by willful failure to appear on November 21, 1963 as a witness under subpoena, and by instructing his client (Ursini) to refuse to testify when the client appeared before the Additional Special Term as a witness pursuant to subpoena;

(c) In an action in the Supreme Court, Queens County, he deceived the court and the third-party defendant by preparing and serving a third-party summons and complaint in the name of an attorney of record for the third-party plaintiff, when in fact the said attorney had not been retained by the third-party plaintiff to prosecute the action and respondent’s use of such attorney’s name was without the attorney’s knowledge or consent;

(d) In October, 1960 respondent solicited legal business from the client of other attorneys in a pending lawsuit and attempted to induce such client to discharge such other attorneys and to retain respondent instead;

(e) In October, 1961 respondent solicited legal business for another attorney;

(f) In October, 1961, without the knowledge or consent of the attorneys for an adverse party in a pending litigation, respondent communicated with such adverse party; and

(g) Despite the fact that respondent had already been retained as attorney for Fun Fair Park, Inc., thereafter, in March, 1964, [359]*359he aided in the preparation and filing of a petition by creditors in an involuntary bankruptcy proceeding against said Fun Fair Park, Inc. in the United States District Court for the Eastern District of New York; he gave the creditors legal advice, and prepared papers for execution and filing by such creditors. Thereafter respondent appeared in said bankruptcy proceeding as attorney for the alleged bankrupt and filed an answer to the creditors’ petition, denying allegations thereof, which were based upon information furnished by him.

On January 6, 1965 respondent filed an answer in which he alleged “ in Bar and Demurrer ” that: (1) this court lacks jurisdiction over the subject matter and the person of respondent; (2) the proceeding is in deprivation of his constitutional rights; (3) this court is without authority to initiate or prosecute charges against him; (4) this court should withdraw and transfer the proceedings to another “ equal jurisdiction”; (5) there is now pending and undetermined another proceeding at the Bar Association of the City of New York, “ of which the present proceeding is in substantial if not complete duplication ” which is a bar to the present proceeding; (6) the orders of this court authorizing this proceeding were based on the unlawful and improper appropriation of confidential and privileged communications from him “ addressed to and belonging to State Agencies and the Office of the Grovernor of the State of New York”, and were in ‘‘ violation of the public policy of the State ”, by reason of which the proceeding is barred; (7) this court did * * * terminate” the proceeding before the service of the order to show cause “ and upon prior recorded assurances given duly to respondent and others, that no charges were or would be considered or entertained against this respondent, and did thereby intend, on information and belief, to and did exonerate and relieve this respondent of any disciplinary liability ”, by reason of which this proceeding is barred; (8) there is now pending and undetermined a proceeding before the Judicial Conference and its Administrative Board, by reason of which this proceeding is barred; (9) respondent was exonerated of all charges and, by reason of orders made by this Court in denial of access to and suppression of the records ”, this proceeding is barred; (10) this proceeding was maliciously instituted by respondent’s adversaries, to defeat the interests of respondent’s clients in the pending Fun Fair Park litigation, by reason of which respondent requests and demands * * * as is usual in disciplinary proceedings ’ ’, an adjournment of this proceeding until the determination of the litigation mentioned; [360]*360and (11) the petition is insufficient to constitute a statement or notice of charges, or to enable him to answer.

After the service of the ‘

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Related

In re Malone
105 A.D.2d 455 (Appellate Division of the Supreme Court of New York, 1984)
Matter of Klein
407 F. Supp. 570 (S.D. New York, 1976)

Cite This Page — Counsel Stack

Bluebook (online)
23 A.D.2d 356, 262 N.Y.S.2d 416, 1965 N.Y. App. Div. LEXIS 3731, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-klein-nyappdiv-1965.