In Re Judicial Misconduct

664 F.3d 332, 2011 WL 6058029
CourtUnited States Judicial Conference Committee
DecidedDecember 1, 2011
DocketC.C.D. 11-01
StatusPublished

This text of 664 F.3d 332 (In Re Judicial Misconduct) is published on Counsel Stack Legal Research, covering United States Judicial Conference Committee primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Judicial Misconduct, 664 F.3d 332, 2011 WL 6058029 (usjc 2011).

Opinion

664 F.3d 332 (2011)

In re Complaint of JUDICIAL MISCONDUCT.

No. C.C.D. 11-01.

U.S. Judicial Conference Committee on Judicial Conduct and Disability.

December 1, 2011.

Present: Judges JOHN M. WALKER, JR., Chair, EDITH BROWN CLEMENT, DAVID M. EBEL, JAMES E. GRITZNER, THOMAS F. HOGAN.[1]

AMENDED MEMORANDUM OF DECISION

This matter is before the Judicial Conduct and Disability Committee on the complainant's petition for review of an April 8, 2011 order of the Sixth Circuit Judicial *333 Council dismissing a complaint that she filed under the Judicial Conduct and Disability Act, 28 U.S.C. §§ 351-64 (the "Act"). The complaint alleges that Judge George C. Paine, II,[2] Chief Judge of the United States Bankruptcy Court for the Middle District of Tennessee, has committed misconduct by holding membership in an organization that practices invidious discrimination on the bases of race and sex. The Sixth Circuit Judicial Council, citing Judge Paine's efforts to change the practices of the organization, found no misconduct. We disagree and conclude that Judge Paine's club membership violates Canons 2A and 2C of the Code of Conduct for United States Judges and constitutes misconduct under the Act.

BACKGROUND

A. Facts

Belle Meade Country Club ("Belle Meade" or the "Club") is a 110 year-old private social club located in Nashville, Tennessee. The Club's Constitution sets forth six membership categories: Resident, Non-resident, Lady, Associate Resident, Ministers of Gospel, and Honorary Resident. Management of the Club is vested exclusively in Resident Members, who alone have the right to vote, hold office, and propose new members.[3] To become a member, a candidate must be proposed by two Resident Members and unanimously approved by the Club's Board of Directors and Membership Committee. Judge Paine has been a Resident Member of Belle Meade since 1978.

Belle Meade has never had and presently has no female Resident Members—all female members are Lady Members. Lady Members, who pay lower fees than Resident Members, are defined as "unmarried females" who "have attained 18 years of age," and historically have been widows of Resident, Honorary, Associate, and Non-resident Members. At any time there can be no more than 175 Lady Members.[4] Although the Constitution and Bylaws do not prohibit women from becoming Resident Members, there is conflicting evidence as to whether women unofficially are barred from such membership. Two members have stated (one under oath) that women are so barred. Others have testified that there is no such prohibition. Additionally, there is evidence that at least two women have been approached about seeking Resident Membership but have declined.

Nor does Belle Meade have any African American Resident Members but, as with women, there is no express prohibition. The Club has one African American Nonresident Member who lives and works in Atlanta, Georgia, more than two hundred miles outside of Nashville. Membership proposals for two African American Resident Member candidates, one of whom Judge Paine sponsored, have been pending for at least four years.[5] Several African Americans have declined requests to seek Resident Member status.

To his considerable credit, Judge Paine wrote a strong letter in August 1990 to the *334 Club's Board of Directors in response to other letters "received [by the Board] in regards to the perceived exclusionary policies of Belle Meade." Judge Paine considered it "long overdue that the Club have Jewish and black associate and resident members" and thought it "patently preposterous that there are not persons in these racial and religious groups who would not be excellent participating members of the Club." Given his impression that adverse publicity could diminish the value of Club membership, Judge Paine suggested that the Board members' fiduciary duty required that they "protect[ ] [the Club's] interests on this issue."

B. Procedural History

This complaint, filed in May 2008, alleges that Judge Paine's membership in Belle Meade constitutes judicial misconduct. In particular, it alleges violations of Canons 2A and 2C of the Code of Conduct for United States Judges. Canon 2A states that "[a] judge should respect and comply with the law and should act at all times in a manner that promotes public confidence in the integrity and impartiality of the judiciary." Under Canon 2C, "[a] judge should not hold membership in any organization that practices invidious discrimination on the basis of race, sex, religion, or national origin."

The complaint initially was reviewed by then-Chief Judge Boggs of the Sixth Circuit Court of Appeals, as required by 28 U.S.C. § 352. After conducting a limited investigation, Judge Boggs dismissed the complaint for failure to make an adequate showing of misconduct.

The complainant petitioned the Sixth Circuit Judicial Council for review of Judge Boggs's dismissal. The Council, under Chief Judge Batchelder, tasked its Standing Special Committee with investigating the complaint. With the help of outside counsel, the Special Committee interviewed the complainant, as well as a Mr. Alex Friedmann, who apparently has assisted the complainant in the pursuit of these charges, and several members of Belle Meade including Judge Paine. Based on its investigation, the Special Committee made findings of fact (most of which are summarized above) and concluded that Judge Paine's membership at Belle Meade does not violate the Code of Conduct.[6]

The Sixth Circuit Judicial Council, by a vote of 10-8, adopted the Special Committee's report and agreed with its ultimate conclusion. The majority determined, among other things, that Judge Paine's "long and sincere efforts to integrate the club in question . . . preclude a finding that he has engaged in misconduct."

The complainant appealed.

DISCUSSION

We defer to the findings of the Sixth Circuit Judicial Council and overturn *335 them only if clearly erroneous. See In re Complaint of Judicial Misconduct, 640 F.3d 354, 356 (U.S.Jud.Conf. Apr. 12, 2010) (citing In re Memorandum of Decision, 517 F.3d 563, 569 (U.S.Jud.Conf. Jan. 14, 2008)).

On appeal, the complainant argues that (1) the decision of the Sixth Circuit Judicial Council was against the weight of the evidence, (2) the decision inappropriately relied on factors other than the Club's membership practices with respect to race and sex, and (3) the Special Committee's investigation was insufficient. We agree with the complainant's first two arguments and, as to the third, we conclude that, although the Special Committee might have engaged in a more thorough investigation,[7] the evidence in the record is sufficient to resolve this matter.

A. Canons 2A and 2C

Congress created the Judicial Conference as "the principal policy making body concerned with the administration of the U.S. Courts."[8] The Judicial Conference, in turn, adopted the Code of Conduct to aid judges and judicial nominees and to "provide standards of conduct for application in" judicial-conduct and judicial-disciplinary proceedings brought pursuant to the Act. Commentary to Canon 1.

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Related

Offutt v. United States
348 U.S. 11 (Supreme Court, 1954)
In Re Murchison.
349 U.S. 133 (Supreme Court, 1955)
Mayberry v. Pennsylvania
400 U.S. 455 (Supreme Court, 1971)
In Re Committee on Judicial Conduct
517 F.3d 563 (U.S. Judicial Conference Committee, 2008)
In Re Complaint of Judicial Misconduct
640 F.3d 354 (U.S. Judicial Conference Committee, 2010)

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Bluebook (online)
664 F.3d 332, 2011 WL 6058029, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-judicial-misconduct-usjc-2011.