In re Judicial Campaign Complaint Against Kienzle

708 N.E.2d 800, 96 Ohio Misc. 2d 31, 1999 Ohio LEXIS 550
Ohio Supreme Court·Decided March 9, 1999·No. No. 98-2510·Published

Opinion

[32]*32ORDER OF THE COMMISSION OF JUDGES.

This matter came to be reviewed by a commission of five judges appointed by the Supreme Court of Ohio pursuant to Gov.Jud.R. II(5)(E)(1) and R.C. 2701.11. The commission members are: Judges John T. Patton, Jan Michael Long, John D. Schmitt, Barbara P. Gorman, and Jon R. Spahr, Chair.

On October 2, 1998, the complainant, Judge Robert Brown, filed a grievance with the Board of Commissioners on Grievances and Discipline of the Supreme Court. The complaint alleged that the respondent, Roger Kienzle, had violated Canon 7(E)(1) of the Code of Judicial Conduct by disseminating campaign material containing the statement that “[a]s Judge, Robert Brown imposed $430,000 in taxes on Wayne countians. The Court of Appeals said he was wrong.” This statement was made in reference to complainant’s ruling in the case of Strong et al. v. Killbuck Valley Mosquito Abatement Sanitary Dist. (Wayne C.P. No. 93-CI-049) and the subsequent reversal of the complainant’s order by the Ninth District Court of Appeals, Strong et al. v. Killbuck Valley Mosquito Abatement Sanitary Dist. (1996), 108 Ohio App.3d 441, 670 N.E.2d 1085. The respondent further stated in the campaign materials that “I will never impose taxes on Wayne countians contrary to law.”

Following a review by a probable cause panel of the board pursuant to Gov.Jud.R. II(5)(C)(1)(a) and based on instructions from that panel, the Secretary of the board filed a formal complaint on October 28, 1998, alleging that the respondent, during the course of a judicial campaign, violated Canon 7(E) of the Code of Judicial Conduct by making the aforementioned statements.

[33]*33On November 20, 1998, a hearing panel appointed by the Board of Commissioners on Grievances and Discipline conducted a hearing on the allegations contained in the formal complaint. On November 25, 1998, the héaring panel issued its findings of fact, conclusions of law, and recommendations in this matter. The hearing panel concluded that the statements alleged in the formal complaint violated Canon 7(E)(1) in that the statements were made by the respondent either knowing them to be false or with a reckless disregard of whether they were false. In assessing the severity of the respondent’s misconduct, the hearing panel considered the respondent’s claims that his statement describing the complainant’s ruling in the Strong case was the functional equivalent of imposing a tax and that he did not intend to violate Canon 7. Finding that these contentions did not excuse the respondent’s conduct, the hearing panel recommended that the respondent be fined $2,500. The panel further recommended that the respondent be ordered to pay the complainant’s attorney fees and be assessed the costs of these proceedings.

On December 1, 1998, the Supreme Court of Ohio appointed this five-judge commission to review the hearing panel’s report pursuant to Gov.Jud.R. II(5)(E)(1). We were provided with the record certified by the Board of Commissioners on Grievances and Discipline, a complete transcript of the November 20, 1998 proceeding before the hearing panel, and the exhibits presented at that hearing.

We met by telephone conference on December 7, 1998, February 3, 1999, and March 2, 1999. Following the initial telephone conference, we issued an order allowing the parties the opportunity to file written briefs. Following the second telephone conference, the parties were ordered to submit information regarding the complainant’s attorney fees and costs. We considered the briefs and other materials filed by the parties in reviewing the record and the hearing panel’s report and recommendation.

Pursuant to Gov.Jud.R. II(5)(E)(1), we are charged with reviewing the report of the hearing panel and have discretion in establishing procedures used to conduct bur review. GovJud.R. II(5)(E)(1) requires that we independently review the record before us and ascertain whether clear and convincing evidence exists to support a determination that the respondent violated Canon 7 of the Code of Judicial Conduct.

We affirm the findings of fact and conclusions of law made by the hearing panel. The record contains clear and convincing evidence that the respondent’s statements, alleging that the complainant imposed taxes on the residents of Wayne County, were contrary to Canon 7(E)(1), which reads, in part, as follows:

[34]*34“(E) Campaign Communications. During the course of any campaign for nomination or election to judicial office, a judicial candidate, by means of campaign materials * * * or otherwise, shall not knowingly or with reckless disregard do any of the following:
“(1) Post, publish, broadcast, transmit, circulate, or distribute information concerning a judicial candidate or an opponent, either knowing the information to be false or with a reckless disregard of whether or not it was false or, if true, that would be deceiving or misleading to a reasonable person.”

The record indicates that the respondent’s undergraduate degree was in political science and that he taught American government to high school students. The respondent has been a licensed attorney since 1974 and has served as a common pleas court magistrate since 1991. Given his educational and professional background and the fact that he was seeking election to a judicial office, the respondent knew or should have known that members of the judicial branch of government are without power to impose taxes. This is a fundamental principle of our form of government recognized by the drafters of the United States Constitution (see Federalist No. 48 by James Madison and Federalist No. 78 by Alexander Hamilton) and contained throughout the Ohio Constitution and Revised Code. Accordingly, we find clear and convincing evidence that the respondent’s statements were made either knowing them to be false or with a reckless disregard of the truth.

Before the hearing panel and in briefs filed with this commission, the respondent heavily relied on an argument that his statements and the wording of the appellate court’s opinion in Strong were “functionally equivalent.” We reject this contention. To argue that the complainant’s order and the subsequent reversal by the court of appeals is “functionally equivalent” to the illegal imposition of a tax is disingenuous and clearly beyond the bounds of campaign conduct permitted by Canon 7.

While we find that the respondent’s statements in this instance to be contrary to Canon 7(E)(1), we do not intend to imply the existence of absolute limits on comments and debate in judicial campaigns. However, the respondent’s statement not only was inaccurate but promotes the public’s misunderstanding of the role of the judiciary in our form of government.

We also note that there are avenues for judicial candidates to obtain guidance regarding the applicability of Canon 7 to planned campaign conduct and statements. Judicial candidates are required to attend campaign seminars at which the provisions and interpretation of Canon 7 are reviewed by staff of the Supreme Court and Board of Commissioners on Grievances and Discipline. Persons attending those seminars are made aware that the court and board staff are available for informal consultation throughout the campaign. Judicial candi[35]*35dates also may request written advisory opinions from the Board of Commissioners.

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In re Judicial Campaign Complaint Against Kienzle, 708 N.E.2d 800, 96 Ohio Misc. 2d 31, 1999 Ohio LEXIS 550 (Ohio 1999).

708 N.E.2d 800 (In re Judicial Campaign Complaint Against Kienzle) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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