In re Jonathan C.

51 Misc. 3d 469, 28 N.Y.S.3d 764
CourtNew York City Family Court
DecidedNovember 6, 2015
StatusPublished
Cited by2 cases

This text of 51 Misc. 3d 469 (In re Jonathan C.) is published on Counsel Stack Legal Research, covering New York City Family Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Jonathan C., 51 Misc. 3d 469, 28 N.Y.S.3d 764 (N.Y. Super. Ct. 2015).

Opinion

[471]*471OPINION OF THE COURT

Alma M. Gomez, J.

This matter comes before the court upon two motions. In this Family Court Act article 10 proceeding, the Administration for Children’s Services (ACS) seeks to compel three mental health providers to testify, at the dispositional hearing where the respondent mother seeks the release of the children to her care and custody, regarding the mental health counseling of respondent mother Kimberly F. (Ms. F.) who is declining to waive the therapist/social worker-patient privilege. Two therapists and Ms. F, asserting the therapist-patient privilege, move to quash the subpoenas for their testimony and therapy notes under relevant federal and state statutes (motion No. 1). In the alternative, they argue that any records produced should be reviewed in camera for the court to determine their relevance. Brian C. (Mr. C.), Ms. F.’s former paramour, has also filed a motion to intervene in this action as Jonathan’s father (motion No. 2). In the alternative, he seeks DNA testing.

Specifically, the critical issue in motion No. 1 is whether the privilege accorded therapist-patient communications bars the disclosure of previous communications between Ms. F. and her therapists at a dispositional hearing under the state’s Mental Hygiene Law § 33.13 and the Federal Health Insurance Portability and Accountability Act of 1996 (HIPAA) (Pub L 104-191, 110 US Stat 1936 [relevant portions codified as amended in scattered sections of 42 USC]). The principal issue in motion No. 2 is whether a prior denial of paternity by Mr. C. and acceptance by the court precludes a subsequent motion to intervene in the article 10 disposition for Jonathan C. In the alternative, the court must decide whether a DNA test should be ordered.

Whether a subpoena should be enforced rests in the judicial discretion of the court. This court, having read and considered the motion papers of the parties, the arguments of counsel, and pursuant to the applicable case law and statutes, concludes that it will compel the testimony of the three mental health providers, but the court will not compel the disclosure of the records maintained by these providers to the extent that these records reflect actual discussions between the therapist and patient. Moreover, no therapeutic records or notes will be released as ACS is not asking for access to the therapy records, only that the therapists bring to court whatever documentation supports their testimony. Additionally, Mr. C.’s motion to [472]*472intervene is denied in part, and granted in part to the extent that DNA testing is ordered.

Background

This proceeding involves three children: Heaven S., who is nine years old, her sister Nadiya S. and their half brother Jonathan, ages 11 years old and 18 months old, respectively. On or about January 24, 2014, ACS filed an article 10 petition, under docket number NA-XXXXX-XX/XX, against Ms. F. and her then paramour, Mr. O., alleging Heaven and Nadiya were sexually abused by Mr. O. On that day, Heaven was remanded to the care and custody of the Commissioner of ACS and she remains in foster care. Nadiya was temporarily released to the care and custody of her non-respondent father who lives in Pennsylvania under a preexisting order of custody. Ms. F. was permitted only supervised contact with Heaven, and no contact with Nadiya.

On May 1, 2014, ACS filed an abuse petition against Ms. F., which alleged that Jonathan was derivatively abused as she had allowed sexual offenses to be committed against Jonathan’s siblings, Nadiya and Heaven, by Mr. O. The same petition alleged that Ms. F. had seen a video of Heaven, then seven years old, being vaginally raped by Mr. O., and subsequently informed Jacobi Hospital staff that she didn’t “know who to believe because it didn’t look like Heaven was being abused in the video, it looked like she was enjoying it.” The petition further alleged that Mr. O. sexually abused Nadiya and that Nadiya reported the abuse to Ms. F. who “did not believe [her].” At the time the petition was filed, Mr. C. claimed to be the legal father of Jonathan. His name is not listed as Jonathan’s father on one birth certificate in the court file. However, on a different birth certificate for Jonathan in the court file, which is attached as exhibit D to the affirmation of Brian C., Mr. C. is listed as the father. Jonathan was initially released to Mr. C.’s care under ACS supervision. However, in July 2014, Mr. C., after an incident with Ms. F, which resulted in him seeking an order of protection against her, provided the court with a DNA test, dated June 4, 2014, indicating that there was a 0% chance he was the biological father of Jonathan. Mr. C. also provided the court with a notarized affidavit stating that he wished to have Jonathan removed from his care. On July 28, 2014, Mr. C. stated under oath, and on the record, that he was revoking his acknowledgment of paternity (see July 28, 2014 tr at 7). On [473]*473that day, Jonathan, who was three months old, was remanded to the care and custody of the Commissioner of ACS. Jonathan remains in foster care.

At some point after that court date, Mr. C. and Ms. F. apparently reconciled. On October 23, 2014, Mr. C. and Ms. F. signed an acknowledgment of paternity for Jonathan, which was filed with the court on November 20, 2014. Subsequently, Mr. C. filed for custody (docket No. V-XXXXX-XX) of Jonathan on February 23, 2015. Almost three months later, on May 22, 2015, Mr. C. filed a petition for guardianship (docket No. G-XXXX-XX) in which he swore that the legal birth father of Jonathan had never been established. Mr. C., to date, has not filed a petition seeking to establish paternity.

On or about January 20, 2015, after a fact-finding hearing, the Honorable Erik S. Pitchal entered a finding of abuse against Ms. F. based on her having knowledge of the sexual abuse of her children, Heaven and Nadiya, and failing to take appropriate action to protect those children. In effect, the court found that Ms. F. failed to maintain a reasonable degree of interest, concern, or responsibility as to her daughters’ welfare. The finding of abuse against her was based on a “deep lack of empathy for her children and self-centered narcissism” and “her serious flaw in parenting judgment” (see petitioner’s 2 in evidence at disposition, finding of abuse, dated Jan. 20, 2014 at 7). A court-ordered mental health study (MHS) (petitioner’s 3 in evidence at disposition, MHS, dated Mar. X, XXXX at 11) discusses her “chronic [mental illness] characterized by period [s] of difficulty with emotion regulation, which seemed to negatively affect her overall daily functioning” and her “history of poor decision-making skills and judgment which negatively affected her parental functioning.” Based upon observation and Ms. F.’s history, the interviewer found Ms. F.’s “insight, judgement and impulse control. . . to be limited” (see MHS at 9). As part of her service plan, Ms. F. has participated in individual counseling, family therapy with Heaven, and parenting classes.

At this time, the permanency goal is return to parent. A contested dispositional hearing was commenced on June 10, 2015. On or about August 18, 2015, counsel for Ms. F. received judicial subpoenas compelling the testimony of treating therapists for Ms. F. and her children. The three therapists are Flora M., LCSW, of the Postgraduate Center for Mental Health; Lindsay D., LMHC, of Chances for Children; and Isabel J., LCSW, of Astor Services for Children & Families. Ms. D. offers [474]*474dyadic therapy to Ms. F.

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Bluebook (online)
51 Misc. 3d 469, 28 N.Y.S.3d 764, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-jonathan-c-nycfamct-2015.