In re Johanning

23 P.3d 895, 271 Kan. 638, 2001 Kan. LEXIS 391
CourtNorth Dakota Supreme Court
DecidedJune 1, 2001
DocketNo. 86,416
StatusPublished
Cited by2 cases

This text of 23 P.3d 895 (In re Johanning) is published on Counsel Stack Legal Research, covering North Dakota Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Johanning, 23 P.3d 895, 271 Kan. 638, 2001 Kan. LEXIS 391 (N.D. 2001).

Opinion

Per Curiam:

This is an original proceeding in discipline filed by the office of the Disciplinary Administrator against Marlin Johanning, of Atchison, an attorney admitted to the practice of law in Kansas.

Complaints filed against the respondent alleged that the respondent violated KRPC 1.2 (2000 Kan. Ct. R. Annot. 307) (scope of representation); KRPC 1.3 (2000 Kan. Ct. R. Annot. 310) (diligence); KRPC 1.4 (2000 Kan. Ct. R. Annot. 320) (communication); and KRPC 1.15 (2000 Kan. Ct. R. Annot. 360) (safekeeping property).

A hearing was held before a panel of the Kansas Board for Discipline of Attorneys. The respondent appeared in person and through counsel, Shelley Kurt Bock, and the Disciplinary Administrator’s office appeared by Frank D. Diehl, Deputy Disciplinary Administrator.

Based upon clear and convincing evidence, a unanimous hearing panel made the followings findings of facts and conclusions of law.

“FINDINGS OF FACT
“1. Marlin Johanning (hereinafter ‘the Respondent’) is an attorney at law. . . His last registration address with the Clerk of the Appellate Courts of Kansas is . . . Atchison, Kansas. The Respondent was admitted to the practice of law in die state of Kansas on September 14, 1979.
“2. John and Shirley Hagenaar reside in Savannah, Missouri. In 1998, the Hagenaars’ residence suffered significant and ongoing drainage problems. The Hagenaars attributed the drainage problems to construction work authorized by the [639]*639City of Savannah. The drainage problems caused damage to the foundation of the Hagenaars’ residence.
“3. On or about October 8, 1998, the Respondent met with the Hagenaars regarding the drainage problems. The Hagenaars hired the Respondent (1) to make a claim for monetary damages against the City of Savannah and (2) to get die drainage problems fixed so that they would not recur. At that time, die Hagenaars paid die Respondent a retainer of $1,000.00. The Respondent failed to memorialize die fee agreement widi the Hagenaars by contract or letter. Additionally, instead of depositing die retainer into a trust account as required, die Respondent deposited die retainer into the personal checking account of liis wife. Thereafter, die Respondent withdrew the funds from his wife’s personal checking account.
“4. The Respondent was not licensed to practiced law in Missouri. The Respondent assured the Hagenaars diat if he was unable to resolve the matter without court action, the Respondent would obtain local counsel.
“5. During the fall of 1998, the Respondent wrote two letters to the City of Savannah. There was no mention, in those letter, of die Hagenaars’ claim for monetary damages against the City of Savannah. After October 1998, die Hagenaars tried, on approximately twenty to twenty-five occasions, to contact die Respondent. On one occasion when the Hagenaars called the Respondent, they were informed diat his telephone had been disconnected. Most of their efforts to contact die Respondent were unsuccessful.
“6. In August 1999, the Respondent sent a letter to the Hagenaars regarding the employment of an expert witness. The Hagenaars drought that hiring an expert was unnecessary because at the October 8,1998, meeting, the Hagenaars provided die Respondent with two estimates to repair the damage to die foundation.
“7. Eventually, the Hagenaars obtained the Respondent’s home telephone number. The Hagenaars were able to contact die Respondent at home.
“8. In November 1999, the Respondent returned the Hagenaars’ file. Although die Respondent acknowledged owing the Hagenaars $466.00 in unearned retainer, he did not return those funds to the Hagenaars.
“9. On December 5,1999, Mr. Hagenaar sent a letter of complaint to the Office of die Disciplinary Administrator. During the investigation of the complaint, die Respondent informed the disciplinary investigator diat the Respondent maintained no trust or checking account in connection with his law practice. The Respondent stated that he paid all his bills by cash or money order. Additionally, die Respondent stated that he cashed all checks received at a local bank.
“10. On December 8, 2000, die Respondent forwarded restitution to die Hagenaars in the amount of $568.00 ($466.00 plus 12% interest). The Hagenaars received die restitution on December 10, 2000.
“11. On December 11,2000, the Respondent set up a trust account in the form of a passbook savings account. However, die Respondent does not currently have, and has never had, an accounting system in place to track client funds.
[640]*640“12. On December 13, 2000, the hearing was held on the Formal Complaint filed in this case.”
“CONCLUSIONS OF LAW
“Based upon the above findings of fact, the Hearing Panel makes the following conclusions of law:
“1. Attorneys must act with reasonable diligence and promptness in representing their clients. See KRPC 1.3. By filing to seek a monetary claim for damages against the City of Savannah, the Respondent failed to act with reasonable diligence and promptness in representing Mr. and Mrs. Hagenaar. Further, although the Cify of Savannah took some actions to alleviate the drainage problems which caused the Hagenaars’ damage, those actions were taken before the Respondent’s first letter to the City. Accordingly, tire Hearing Panel concludes that the Respondent violated KRPC 1.3.
“2. KRPC 1.4(a) provides:
A lawyer shall keep a client reasonably informed about the status of a matter and promptly comply with reasonable requests for information.’
Id. The Respondent failed to return approximately twenty to twenty-five telephone caEs and failed to otherwise communicate with Mr. and Mrs. Hagenaar for an extended period of time. As such, the Hearing Panel concludes that the Respondent violated KRPC 1.4(a).
“3. Lawyers must keep their property separate from their clients’ property and lawyers must promptly return property belonging to a client, when requested to do so. KRPC 1.15.
a. Specifically, KRPC 1.15(a) requires attorneys to ‘hold property of clients or third persons . . . separate from the lawyer’s own property.’
Id. This rule requires attorneys to hold the funds or other property of clients with the care required of a professional fiduciary. In this case, the Hearing Panel concludes that the Respondent violated KRPC 1.15(a) by commingling the Hagenaars’ funds with the Respondent’s personal funds.
b. KRPC 1.15(d)(2)(iv) provides:
‘The lawyer shall . . .[promptly pay or deliver to the client as requested by a client die funds, securities, or other properties in the possession of die lawyer which the client is entided to receive.’
Id. Because the Respondent failed to return the unearned fees when requested by his client to do so, die Hearing Panel concludes that the Respondent violated KRPC 1.15(d)(2)(iv).
“4.

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Related

In re Johanning
111 P.3d 1061 (Supreme Court of Kansas, 2005)

Cite This Page — Counsel Stack

Bluebook (online)
23 P.3d 895, 271 Kan. 638, 2001 Kan. LEXIS 391, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-johanning-nd-2001.