In re Hughes

496 F.2d 1216, 182 U.S.P.Q. (BNA) 106, 1974 CCPA LEXIS 155
CourtCourt of Customs and Patent Appeals
DecidedJune 6, 1974
DocketPatent Appeal No. 9137
StatusPublished
Cited by10 cases

This text of 496 F.2d 1216 (In re Hughes) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Hughes, 496 F.2d 1216, 182 U.S.P.Q. (BNA) 106, 1974 CCPA LEXIS 155 (ccpa 1974).

Opinion

RICH, Judge.

This appeal is from the decision of the Patent Office Board of Appeals af[1217]*1217firming the rejection of claims 12 and 13 of appellant’s application serial No. 817,219, filed March 7, 1969, for reissue of patent No. 3,315,717, issued April 25, 1967, entitled “Semi-Split Shake.”1 The rejection was made by the board on a new ground, pursuant to Patent Office Rule 196(b). We reverse.

The Invention

The invention relates to the fabrication of shakes by first cutting blocks of cedar, for example, called shake bolts, to produce sawn shake tip portions and then splitting the shakes from the bolt by commencing the split at the inner ends of the cuts and allowing the shakes to split along natural cleavage lines, dictated by the grain of the shake bolt wood, to produce split weather end portions. The application contains allowed claims directed to the method of making the shakes and also article claims to the shake. The two rejected claims are delineated produet-by-process claims and are as follows:

12. Shakes manufactured from a shake bolt by the process of making a plurality of cuts into and across the shake bolt to an extent to establish predetermined tip lengths, and splitting the weather end portions of the shakes from the bolt by starting the splits at the inner ends of the cuts and continuing the splits to the end of the bolt.
13. Shakes defined by claim 12 wherein each such shake comprises a tip end portion having cut top and bottom surfaces, and a weather end portion having top and bottom surfaces formed by natural cleavage commencing at the juncture of the tip end and weather end portions.

The Rejection

The basis of the board’s new ground of rejection of these claims is that they are “improper product-by-process claims” because “it is only proper to use product-by-process claims when there is no other way of claiming the structure and * * * [,] since the appellant presents article claims 8 through 10, it is obvious that the product can be claimed without process limitations.”

Although this was formally a new ground of rejection by the board, the examiner had commented on the impropriety of the product-by-process claims and appellant had responded by citing two cases decided by this court, In re Pilkington, 56 CCPA 1237, 411 F.2d 1345, 162 USPQ 145 (1969), and In re Steppan, 55 CCPA 791, 394 F.2d 1013, 156 USPQ 143 (1967). In response to appellant’s argument, the board stated:

The appellant asserts that the Court in In re Pilkington, supra, laid to rest the question of whether product-by-process claims are permitted in an application when the product can also be adequately claimed by its physical characteristics. However, the Court clearly did not do so explicitly, nor do we believe it did so implicitly since the Court found that the product-by-process claim involved satisfied 35 U. S.C. 112 since the differences between the applicant’s article and the prior art article were not particularly susceptible to definition by conventional recitation of properties or structure. It appears that if the appellant’s postion were correct the Court would simply have found that the form of the claim was immaterial. Moreover, the Court of Customs and Patent Appeals stated in In re Johnson, 55 CCPA 1463, 394 F.2d 591, 857 OG 670, 157 USPQ 620, “This court has repeatedly held that a claim for an article capable of such definition must define the article by its structure and not by the process of making it.”

Appellant’s Argument

Appellant’s argument before us is twofold: He first challenges the basis for the rejection, the validity of the rule that one cannot have product-by-process claims because he can describe his inven[1218]*1218tion by true product claims. He asserts that the rejection is without foundation in the statute and actually prevents an applicant from claiming with precision and definiteness that which he “regards as his invention,” according to 35 U.S.C. § 112, second paragraph. Appellant’s second argument is that even if the rule against the use of product-by-process claims as stated by the board is sound, it is not applicable here because the allowed product claims in this application are not true product claims but are actually product-by-process claims. Appellant notes particularly the emphasized language in allowed claim 8, which reads:

8. A semi-split shake comprising a tip end portion having cut top and bottom surfaces, and a weather end portion having top and bottom surfaces formed by natural cleavage commenced at the juncture of the tip end and weather end portions.

This is the only example of the allowed product claims in the record before us, and the solicitor has not sought to add to the record any of the other product claims or controverted the statement in appellant’s brief that “the allowed product claims * * * define the product as having a weather end portion ‘formed by natural cleavage commenced at the juncture of the tip end and weather end portions.’ ”

OPINION

As the solicitor notes, the rule applied by the board dates back to at least 1891, when, in Ex parte Painter, 1891 C.D. 200, 57 O.G. 999,

* * * the Commissioner of Patents enunciated the general rule that a product should not be defined in terms of the process of making it. In Painter, a proper exception to the general rule was found on the ground that the product could not be properly defined and discriminated from the prior art otherwise than by reference to the process of producing it. This basic rule and the exception have been recognized and followed continuously by the Patent Office and the Courts. * * * In re Johnson * * *.

The solicitor also correctly notes that in spite of the fact that a product-by-process claim may recite only process limitations, “it is a product which is covered by the claim and not the recited process steps.” He further asserts that the definiteness requirement of the second paragraph of § 112 is the basis for the rule and “that the underlying reason for the often expressed impropriety of product-by-process claims lies in the fact that their scope is undeniably more difficult to determine than the scope of product claims which are drawn in terms of structure or physical characteristics.”

We cannot agree with the solicitor that defining a product in terms of process makes the language of the claims imprecise or indefinite. Their scope, if anything, is more definite in reciting a novel product made by a specific process, assuming, of course, that the process is clearly defined. It does not create a definiteness problem under § 112.

If there is a basis for the rule applied by the board, it resides in the fact that it may be more difficult to determine from a product-by-process claim what product is covered thereby.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Abbott Laboratories v. Sandoz, Inc.
566 F.3d 1282 (Federal Circuit, 2009)
Biacore, AB v. Thermo Bioanalysis Corp.
79 F. Supp. 2d 422 (D. Delaware, 1999)
Ralston Purina Co. v. Far-Mar-Co, Inc.
586 F. Supp. 1176 (D. Kansas, 1984)
In re Mayhew
527 F.2d 1229 (Customs and Patent Appeals, 1976)

Cite This Page — Counsel Stack

Bluebook (online)
496 F.2d 1216, 182 U.S.P.Q. (BNA) 106, 1974 CCPA LEXIS 155, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-hughes-ccpa-1974.