In re Huf's Estate

115 N.Y.S. 984
CourtNew York Surrogate's Court
DecidedMarch 16, 1909
StatusPublished

This text of 115 N.Y.S. 984 (In re Huf's Estate) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Huf's Estate, 115 N.Y.S. 984 (N.Y. Super. Ct. 1909).

Opinion

THOMAS, S.

The administrator is a resident of Philadelphia, and he intrusted all the matters in the administration of this estate to his attorney in this proceeding. The account 'filfed discloses that receipts amounting to $3,164 have been consumed in the expenses of various litigations, except that a balance of $405.88 remains to be distributed to those entitled thereto, subject to the deductions of the commissions of the administrator and the expenses of this accounting. The debts of the estate being judgments for costs recovered against the administrator in some of the litigations, and aggregating $1,387, besides interest, are unpaid. Objections are filed by the judgment creditors and certain of the next of kin.

Credit claimed for expenses of litigation can be allowed when such expenses were “necessary,” and then for a reasonable amount (section 2730, Code Civ. Proc.), and a litigation can be treated as necessary when it has been prosecuted not only in good faith, but also in the exercise of a reasonable judgment. Matter of Huntley, 13 Misc. Rep. 375, 35 N. Y. Supp. 113; Matter of Stanton, 41 Misc. Rep. 278, 84 N. Y. Supp. 46; St. John v. McKee, 2 Dem. Sur. 236; Estate of Peyster, 5 N. Y. St. Rep. 334.

I am of the opinion that the third appeal to the Appellate Division of the Supreme Court in the Union Dime Savings Institution Case, and the further appeal from the judgment of affirmance rendered thereon to the Court of Appeals, when it was finally" affirmed, should not, under the rule as I have stated, be approved. This action against the Union Dime Savings Institution was defended upon the ground that the entire deposit had been paid to one George Thoma under a power of attorney executed by the decedent in her lifetime, and it was alleged that George Thoma had a personal interest in the deposit of such a character as rendered the payment valid though made after the death of the decedent. Upon the first trial of that action, had before a justice [990]*990of the Supreme Court without a jury, the evidence of George Thoma as to the transactions between himself and the-decedent were excluded, it being determined that he was not a competent witness under section 829, Code Civ. Proc., and judgment was rendered in favor of the plaintiff. On appeal the Appellate Division decided that George Thoma was a competent witness, and that his evidence should have been received, and the first judgment was therefore reversed and a new trial ordered. Notwithstanding this conclusion, the court commented upon the evidence in the case, and quite clearly expressed an opinion in hostility to the defendant’s contentions in a way likely to caution the justice presiding at the second trial about to be had against being misled into showing any favor to the evidence then pronounced to be admissible. 95 App. Div. 329, 88 N. Y. Supp. 686. The second trial was had before a justice of the Supreme Court and a jury. Mr. Thoma testified, and a verdict was rendered in favor of the defendant. The substance of Mr. Thoma’s evidence was that the bankbook had been delivered to him by the decedent and the fund then given to him by parol, he to have all that remained after caring for the decedent during her life and paying the expenses of an appropriate funeral for her after her death. The sole question litigated was one of fact, pure and simple. If Mr. Thoma was believed, the defense of the bank was perfect. Both sides were fully heard, and various matters were urged to attack the story of Mr. Thoma as improbable, or to show him unworthy of belief because of interest or otherwise, and evidence in corroboration of his testimony was also given. On appeal from this judgment the Justices of the Appellate Division were plainly of the opinion that the verdict was erroneous, the conclusion being as follows:

“But even if the technical requisites of a gift had been proved, the evidence is so unsatisfactory and Thoma’s evidence so contradictory and apparently unreliable that justice requires there should be another trial, and for that reason the motion for a new trial should have been granted.” 109 App. Div. 24, 27, 95 N. Y. Supp. 1045.

The judgment was reversed. Following this action of the Appellate Division, and in the light of the opinion then written, the third trial was held before another justice of the Supreme Court and a jury, upon which all the evidence obtainable on both sides of the controversy to this single issue of fact was again threshed out, and another verdict was rendered for the defendant, and a new trial was denied.

At this point the plaintiff should, in my judgment, have rested and accepted his defeat as final. Twice had the Appellate Division expressed its opinion that Thoma’s story was incredible and his.evidence unworthy of belief,'and two different juries had, notwithstanding those opinions, unanimously agreed that Thoma had told the truth. The third trial was conducted with great fairness, and no occasion for criticism, was found upon the appeal that was taken worthy of any comment whatever, and, as I have above said, the issue presented was one of fact, and that alone. The jury had a right to believe Thoma, and no court could by its direction require them to make a finding contrary to that evidence. To direct one new trial when it is believed that the [991]*991weight of evidence requires a different result is not - unusual, but it is not the practice of appellate courts to keep on ordering new trials against repeated verdicts, and counsel for the administrator in the exercise of a reasonable judgment should have known that fact. A reversal of the judgment would not have availed him unless he could have had a third jury to render a unanimous .verdict that each and every of the jurors that had previously tried the case had been mistaken. An aggrieved litigant, dealing with his own funds and at his own expense, may sacrifice his own money in support of his own pride of opinion, but the persistent course of litigation adopted here, by an administrator dealing with the funds of others, can be excused only by success, and when the appeal came to the Appellate Division the affirmance of the judgment was not accompanied by any expression of opinion.

The further appeal to the Court of Appeals was equally ill-advised, since that court could hardly be expected under the circumstances to reverse a judgment as to facts which had been so thoroughly litigated in the court below. The question of the competency of Mr. Thoma as a witness under section 829, Code Civ. Proc., might have been debated in that court if the question had been worthy of serious argument, but in a brief of 48 pages presented to that court by the appellant there is only one point upon this subject, and it contains only eight lines of printed comment. This, in my judgment, was fully as much as the question deserved, for Mr. Thoma was not a party to the record, he had no direct interest in the result, and the defendant did not acquire a right to the fund in controversy from, through, or under him. At any rate, the affirmance in the Court of Appeals was also without opinion.

When the administrator took this third appeal he had funds in his hands wherewith to pay all debts of the estate, including the judgments for costs previously obtained against him. The expenses of the subsequent litigation made the estate insolvent, and rendered the judgments for costs uncollectible, except from the sureties on the undertakings on appeal.

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Related

Fowler v. . Bowery Savings Bank
21 N.E. 172 (New York Court of Appeals, 1889)
Hoffmann v. Union Dime Savings Institution
95 A.D. 329 (Appellate Division of the Supreme Court of New York, 1904)
Hoffman v. Union Dime Savings Institution
109 A.D. 24 (Appellate Division of the Supreme Court of New York, 1905)
St. John v. McKee
2 Dem. Sur. 236 (New York Surrogate's Court, 1883)
In re the Judicial Settlement of the Accounts of Huntley
1 Gibb. Surr. 306 (New York Surrogate's Court, 1895)
In re the Judicial Settlement of the Accounts of the of the Will of Stanton
4 Mills Surr. 31 (New York Surrogate's Court, 1903)
In re Stanton
84 N.Y.S. 46 (New York Surrogate's Court, 1903)

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115 N.Y.S. 984, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-hufs-estate-nysurct-1909.