In Re Houston

1999 NMSC 032, 985 P.2d 752, 127 N.M. 582
CourtNew Mexico Supreme Court
DecidedAugust 12, 1999
Docket25,830
StatusPublished
Cited by3 cases

This text of 1999 NMSC 032 (In Re Houston) is published on Counsel Stack Legal Research, covering New Mexico Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Houston, 1999 NMSC 032, 985 P.2d 752, 127 N.M. 582 (N.M. 1999).

Opinion

OPINION

PER CURIAM.

{1} This matter came before the Court following disciplinary proceedings conducted pursuant to the Rules Governing Discipline, Rules 17-101 through 17-316 NMRA, in which Glen L. Houston was found to have committed multiple violations of the Rules of Professional Conduct, Rules 16-101 through 16-805 NMRA, in his representation of clients in two separate matters. We adopt the recommendation of the disciplinary board that Glen L. Houston be suspended for a period of eighteen months, with the entire period of suspension deferred in favor of supervised probation.

{2} The first matter involved respondent’s representation of conflicting interests in related divorce, domestic violence, and criminal proceedings. In May 1997, the wife retained respondent to represent her in a divorce proceeding, which appeared to be uncontested. Although wife believed respondent was representing her in the divorce, respondent testified before the hearing committee that he was representing the interests of both husband and wife. The interests of husband and wife in the divorce were adverse, even though the divorce was a consent proceeding.

{3} On or about July 17, 1997, wife informed respondent that her seven-year old daughter had reported being sexually molested by her father. Wife also told respondent that husband had battered her on two separate occasions. The batteries were severe, and included the husband kicking her in the ribs, banging her head against a wall, and pointing a loaded pistol at her. All four children witnessed their father’s battery on their mother.

{4} Relying on respondent’s advice, wife filed a domestic violence petition and informed the interviewer of the sexual molestation. Husband was arrested and charged with criminal sexual penetration of a minor, as well as battery and domestic violence. At the request of husband, and with the consent of wife, respondent agreed to represent the husband in the criminal case, and also provided advice to him concerning the domestic violence charges.

{5} A hearing was scheduled for July 25, 1997, on the domestic violence petition. Respondent failed to attend because of a scheduling conflict, but advised husband to admit at the hearing that domestic violence had occurred and to turn himself in for booking on the criminal charges after the domestic violence hearing. At the domestic violence hearing, husband told the judge he had hit wife. The judge immediately advised husband not to say anything else, warning him that anything he said could be used against him if criminal battery charges were pursued.

{6} In requesting that wife consent to his representing husband on the criminal charges, respondent failed to tell her that both she and her daughter could be called to testify on the criminal charges and further failed to discuss with her any other risks of the common representation. Rule 16-107(A) NMRA requires a lawyer seeking a client’s consent to the lawyer’s representation of a party with adverse interests to explain both the advantages and risks of the common representation.

{7} Respondent represented husband in accepting a plea bargain that allowed him to plead guilty to criminal sexual contact. At the guilty plea hearing, the court inquired on the record, while wife was present, as to whether husband’s waiver of the conflict was knowing. The court approved the waiver and proceeded with the guilty plea proceeding. Husband was sentenced to a three-year prison sentence for criminal sexual contact with a minor.

{8} The divorce decree had not been entered when the battery and criminal sexual penetration charges were filed. Although fully aware of the facts, respondent failed to consult with wife about making changes in the divorce decree, and did not seek to have restrictions placed on the husband’s custody status or visitation. The decree prepared and filed by respondent provided for husband to have joint legal custody of the children and unsupervised visitation. 1

{9} Before the decree was entered, wife informed respondent that she did not want husband to have unsupervised visitation with the children. Respondent told her that the visitation provided in the decree was standard in New Mexico and that she could go back to court after husband was released from prison if she wanted to change the visitation. Returning to court to attempt to change the visitation provisions would require wife to bear the burden of showing changed circumstances rather than requiring husband to bear that burden in order to retain any visitation. Respondent clearly protected husband’s interests to the disadvantage of his client, the wife, by entering a decree containing joint custody and unsupervised visitation provisions, knowing husband had beaten wife and sexually abused his daughter.

{10} After entry of the divorce decree, respondent was remiss in not advising wife that failure to permit husband to have unsupervised visitation in accordance with the decree could subject her to criminal charges of custodial interference. On one occasion before husband’s incarceration, his mother contacted wife about taking the children to visit at husband’s apartment. When wife refused, husband contacted the police and provided them with a copy of the visitation schedule included in the decree. A police officer contacted wife and told her she could be arrested if she did not permit visitation in accordance with the court order. Even after she told the officer about husband’s sexual abuse of his daughter and the pending criminal proceeding, the officer said that she must comply with the existing order of the court on visitation. She permitted her three sons to visit with husband, but did not permit her daughter to go. Husband did not insist that his daughter visit him at that time.

{11} The fact that respondent’s representation of wife was materially limited by his representation of husband is reflected not only in the custody and visitation provisions of the decree, but also in his failure to provide tax benefits to wife for supporting the children during husband’s incarceration. Although respondent was aware that wife would be the sole support of her children while husband was incarcerated, the divorce decree prepared by respondent awarded the dependent tax deductions for all four children to husband, with no alternative provision for the period of his incarceration.

{12} Respondent’s conduct in these matters violated Rules 16-107(A) and 16-107(B). Rule 16-107(A) prohibits a lawyer from representing a client with interests adverse to those of another client unless two criteria are met. The first criterion is that the lawyer' must reasonably believe the representation will not adversely affect the lawyer’s relationship with the other client. Only if the first criterion is met is the second criterion — client consent — a factor. Whether the lawyer reasonably could believe the representation would not be affected is determined by an objective standard. The “Terminology” section of the Preamble to our Rules of Professional Conduct defines “reasonable”, in the context of a lawyer’s conduct, to mean the conduct of a reasonably prudent and competent lawyer.

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Related

In the Matter of Stein
2008 NMSC 013 (New Mexico Supreme Court, 2008)
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In Re Chavez
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Cite This Page — Counsel Stack

Bluebook (online)
1999 NMSC 032, 985 P.2d 752, 127 N.M. 582, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-houston-nm-1999.