In re Honeywell, Inc.

497 F.2d 1344, 181 U.S.P.Q. (BNA) 821, 1974 CCPA LEXIS 161
CourtCourt of Customs and Patent Appeals
DecidedMay 23, 1974
DocketPatent Appeal No. 8994
StatusPublished
Cited by19 cases

This text of 497 F.2d 1344 (In re Honeywell, Inc.) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Honeywell, Inc., 497 F.2d 1344, 181 U.S.P.Q. (BNA) 821, 1974 CCPA LEXIS 161 (ccpa 1974).

Opinions

BALDWIN, Judge.

Honeywell Incorporated appeals from the decision of the Trademark Trial and Appeal Board, 169 USPQ 619, refusing [1345]*1345registration of a configuration of a portion of a thermostat, as a trademark for thermostats, on the Principal Register,

The application,1 alleging use since 1952, seeks registration of the following:

A smooth outer cover ring, or “decorator ring,” and a center disc positioned concentrically therein are depicted. These features were a portion of the subject matter of an expired design patent2 which the appellant had owned.

The trademark examiner had refused registration on the ground that the configuration was incapable of functioning as a trademark within the meaning of the statute since the outer ring and center disc were merely functional in nature and dictated by the configuration of the thermostat itself. The examiner contended that the configuration “is so fundamentally functional and utilitarian that the matter applied for is incapable of acquiring a legal recognizable secondary meaning or of becoming an enforceable trademark.” The examiner had also mentioned that “[t]he fact that applicant has secured a design patent covering the shape does not enhance applicant’s attempt to secure trademark protection for the same subject matter.”

The board chose to rely only upon appellant’s prior design patent to sustain the examiner’s refusal of registration and stated:

Apart from any consideration as to whether applicant’s configuration is essentially functional in character because it is formulated or designed to cover a round thermostatic device and is so arranged that the essential operating and temperature controlling and indicating mechanisms are visible to the operator thereof, registration must be refused on the ground that the registration sought by applicant would extend the monopoly which the applicant has enjoyed for a period of fourteen years from the issuance of [1346]*1346the design patent on January 17, 1956. Applicant’s design patent, which expired during the pendency of the subject application, protected applicant for the fourteen year period against another’s making, using or vending a control instrument including a thermostat utilizing the ornamental design disclosed therein, admittedly substantially identical to the subject matter of the instant trademark application. Under Section 7(b) of the statute, a registration on the Principle [sic] Register affords the owner thereof, inter alia, prima facie evidence of the registrant’s ownership of the mark and exclusive right to use the mark in commerce in connection with the goods recited therein, and hence by reason thereof, the right to exclude others from the use and registration of the same or a similar design for similar goods during the life of the registration which is subject to renewal every twenty years. Since applicant’s design patent expired in 1970, it is apparent that the issuance of a registration for the same subject matter, including the same mark and goods, would be inconsistent with the right of others under the terms of the patent grant to make fair use of the ornamental design for control instruments including thermostats after the expiration of the patent and that it would serve, in effect, to extend the protection accorded the patented design contrary .to the purpose and intent of the patent law.

Before the board, appellant had argued that the decision of In re Mogen David Wine Corporation, 328 F.2d 925, 51 CCPA 1260 (1964), was determinative of the “extension of monopoly” issue upon which the board later based its decision. In Mogen David this court held that trademark rights exist independently of the rights resulting from the grant of a design patent, and that these trademark rights do not extend the patent rights. However, the board distinguished Mogen David from the case before it by stating:

The Mogen David case relied on by applicant is clearly distinguishable from the instant case in that the applicant was seeking to register the subject matter of the design patent, namely, the design or configuration of a bottle or container for a product contained therein, namely, wine and not for a bottle or container, per se, whereas here applicant is seeking to register the design of the product for the product itself.

OPINION

Request for Dismissal

Before addressing ourselves to the merits of this appeal, we must first consider a jurisdictional issue raised by the solicitor. Since this is a jurisdictional matter it is proper to raise it at any time. The solicitor calls to our atteption that appellant has presented only one reason of appeal, which concerns the alleged error of the board in its interpretation of the Mogen David decision as applied to the facts of this case. Since the examiner had refused registration on the additional ground of functionality, which the board’s decision did not explicitly reverse, the solicitor, apparently relying upon the rule formulated in In re Wagenhorst, 64 F.2d 780, 20 CCPA 991 (1933) and expounded upon in In re Boyce, 144 F.2d 896, 32 CCPA 718 (1944), submits that the examiner’s position on that issue must be viewed as having been affirmed by the board. Accordingly, the solicitor urges that appellant’s failure to file a reason of appeal3 challenging the propriety of that ground of [1347]*1347refusal does not fulfill the minimum requirements of the statute 4 for perfecting appeals to this court. Therefore, the solicitor, citing two additional patent cases, In re Gruschwitz, 320 F.2d 401, 50 CCPA 1498 (1963) and In re Dichter, 110 F.2d 664, 27 CCPA 1060 (1940), requests dismissal of this appeal.

We hold this request to be without merit inasmuch as the instant ease is not a patent case; nor does it involve multiple rejections which were presented in the eases relied upon by the solicitor. There was a single refusal of registration of a single alleged mark by the examiner. The board affirmed that refusal. The single reason, though perhaps not artfully drawn and unduly specific in referring to the Mogen David decision, when carefully read unquestionably states that the board erred in its decision that appellant cannot have a trademark registration for subject matter on which it had a design patent because such subject matter cannot be a trademark. The facts of this case which are of record show that what appellant is seeking to register was a portion of the subject matter of its design patent. The reason of appeal clearly brings before us the question of the registrability of that subject matter. The appeal, after all, is from the decision of the board, not the supporting reasoning in its opinion. There was one decision of unregistrability here and one reason of appeal —even though unnecessarily detailed— which is enough to bring it before us.

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Bluebook (online)
497 F.2d 1344, 181 U.S.P.Q. (BNA) 821, 1974 CCPA LEXIS 161, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-honeywell-inc-ccpa-1974.