In re Henry

191 So. 3d 562, 2016 WL 2879940, 2016 La. LEXIS 1124
CourtSupreme Court of Louisiana
DecidedMay 13, 2016
DocketNo. 2016-B-0455
StatusPublished

This text of 191 So. 3d 562 (In re Henry) is published on Counsel Stack Legal Research, covering Supreme Court of Louisiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Henry, 191 So. 3d 562, 2016 WL 2879940, 2016 La. LEXIS 1124 (La. 2016).

Opinion

PER CURIAM.

|, This disciplinary matter arises from formal charges filed by the Office of Disciplinary Counsel (“ODC”) against respondent, Patrick Henry, an attorney .licensed to practice law in Louisiana.

As originally filed, the formal charges consisted of two counts; however, the ODC withdrew one count of misconduct during the formal hearing. Accordingly, this opinion does not address Count II, and simply refers to the disciplinary proceeding as if it had. .always consisted of a single count of formal charges.

UNDERLYING FACTS

In February 2008, respondent accepted employment as an associate with the Baton Rouge law firm of Shockey and Associates. At the time of his hiring, respondent was advised that his professional services would be billed at the rate of two hundred dollars per hour. The agreement further provided that respondent would be paid at the rate of sixty-five dollars per hour for each =hour of billable time that he produced for the firm, and that he would receive twenty-five percent of all net fees collected on cases which he personally brought- to the firm.

In November 2008, respondent agreed to represent a personal friend, 'Kevin Hambrice, in a child custody dispute with his former spouse pending in the 19th Judicial District Court in Baton Rouge. According to Mr. Hambrice, respondent agreed to handle the case with the expectation of the future referral 1 of Mr. | gHambrice’s business associates who may need legal services. To offset a substantial part of the work obligations associated with the representation, Mr. Hambriée’s wife, who is a trained paralegal, agreed to perform the clerical work required in the case.

Simultaneously, . respondent informed William Shockey that he agreed to represent Mr. Hambrice and that Mr Hambrice had agreed to pay the firm’s standard hourly rate. Respondent immediately began to submit hourly, billings to the firm. Respondent was paid every two weeks based on the submitted .billings. -

Difficulties arose after the firm’s bookkeeper submitted an hourly billing invoice to Mr. Hambrice on December 16, 2008. The following day, Mr. Hambrice e-mailed respondent and questioned why he was receiving a bill. In response, respondent advised Mr. Hambrice to simply disregard the- invoice. Respondent promised to ■“clear the matter up” with Mr. Shockey, but he never did.

After Mr. Hambrice received a second invoice in early January 2009, his wife emailed respondent, asking whether he had “cleared- the matter up.” Again, respondent reassured her that it was a clerical mistake and that he would make certain no further invoices were sent to them. Throughout this time, respondent continued to submit hourly billings to the firm and was paid for his time.

In January 2009, Mr. Shockey terminated respondent’s employment for reasons unrelated to the Hambrice case. Respondent took the Hambrice file with him when he left the firm. Thereafter, Mr. Shockey called respondent and advised him that Mr. Hambrice had refused to pay his bill. Respondent continued to reassure Mr. Shockey that Mr. Hambrice had freely agreed to be billed on an hourly basis. Mr. Shockey then filed suit against Mr. Hambrice to collect the unpaid fee. After filing the collection suit, Mr. Shockey learned from Mr. Hambrice’s attorney about respondent’s agreement to handle the child custody case pro bono. Mr. Shockey was compelled to dismiss his suit [564]*564after Mr. Hambrice ¡.«¡produced an e-mail exchange between the parties confirming the- specifics of the agreement.

DISCIPLINARY PROCEEDINGS

In March 2015, the ODC filed formal charges against respondent, alleging that his conduct violated the following provisions of the Rules of Professional Conduct: Rules 8.4(a) (violation of the Rules of Professional Conduct) and 8.4(c) (engaging in conduct involving dishonesty, fraud, deceit, or misrepresentation).

Respondent answered the formal charges and denied any misconduct. The matter then proceeded to a formal hearing on the merits, which was conducted by the hearing committee in September 2015.

Hearing Committee Report

After considering the evidence and testimony presented at the hearing, the hearing committee made factual findings consistent with the underlying facts described above. The committee also made the following findings:

Respondent entered into an agreement with Mr. Hambrice to represent him in a domestic matter while respondent was employed at the Shockey Law Firm. Respondent was aware of the general hourly fee charged by the firm, but he did not communicate to the firm that he would be doing the work pro bono or request that the firm charge a lesser fee. Respondent submitted billable hours for his work on the matter and was paid at his customary and agreed upon rate by the . firm. Respondent never submitted a contract signed by Mr. Hambrice to the firm as per the requirements of his employment agreement.

Prior to 2009, respondent did not communicate to the firm any requests for deferred billing or any other variations of- the billing arrangements for the representation. Respondent did not advise Mr. Hambrice that he had not | communicated to Mr. Shockey a request for deferred billing or any variations of the billing arrangements, prior to Mr. Hambrice receiving a bill from the firm. E-mails from Mr. Hambrice indicate he believed respondent was doing work on the case pro bono. Emails from respondent did not clarify that he was not doing the work pro bono but indicated that Mr. Hambrice ■ would not receive any more bills.

Based on conversations with respondent, the firm filed suit against Mr. Hambrice to collect outstanding attorney’s fees. The firm dismissed the suit after being presented with e-mails that Mr.- Shockey believed indicated that ■ respondent had agreed to. provide services to Mr. Ham-brice on a pro bono basis. Respondent subsequently reimbursed the firm for the attorney’s fees owed by'the Hambrices. Although respondent indicated that he would seek an assignment of the firm’s rights against Mr. Hambrice, no assignment was requested or made.

In September 2009, respondent entered into a settlement agreement with the Hambrices to settle any outstanding claims regarding respondent’s representation of Mr. Hambrice in the domestic matter. The. settlement included a. provision requiring the Hambrees to acknowledge that they will not

,.. initiate[ ] or otherwise institute[ ], either directly, or through the action of another, any ethical complaint, investigation and/or proceeding with the Louisiana Bar Association’s Office of Disciplinary Counsel, and/or any other agency, court, tribunal, administrative body or organization in any way pertaining to or involving.HENRY and/or THE HENRY FIRM.

- Respondent was mentally impaired during this time due to his use of alcohol. On [565]*565November 17, 2013, he signed , a five-year recovery agreement with the Judges, and Lawyers Assistance Program (“JLAP”). He has sought assistance from Alcoholics Anonymous and substance abuse counseling for his addiction.

Based on these factual findings, the committee determined respondent violated the Rules of Professional Conduct as-alleged in the formal charges. | .^Specifically, the committee found clear and convincing evidence that respondent faded to adequately advise Mr. Hambrice of the financial arrangements that had or had not been made with the Shockey law firm.

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Cite This Page — Counsel Stack

Bluebook (online)
191 So. 3d 562, 2016 WL 2879940, 2016 La. LEXIS 1124, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-henry-la-2016.