In Re Hards

885 N.E.2d 980, 175 Ohio App. 3d 168, 2008 Ohio 630
CourtOhio Court of Appeals
DecidedFebruary 15, 2008
DocketNos. 2006-L-158 and 2007-L-012.
StatusPublished
Cited by11 cases

This text of 885 N.E.2d 980 (In Re Hards) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Hards, 885 N.E.2d 980, 175 Ohio App. 3d 168, 2008 Ohio 630 (Ohio Ct. App. 2008).

Opinion

Timothy P. Cannon, Judge.

{¶ 1} Appellants, attorney James T. Flaherty and Jacqueline Adams, appeal the judgment of the Lake County Court of Common Pleas, finding them guilty of criminal contempt. For the following reasons, we affirm the decision of the court below.

{¶ 2} On April 10, 1995, Adams was appointed guardian of the person and estate of her mother, Bertina Hards. In the course of her guardianship of the estate, Adams filed six partial accountings of the estate’s assets. In the final partial accounting, filed September 13, 2001, Adams reported assets totaling $220,350.40 in the estate.

{¶ 3} In the first years of the guardianship, the Hards estate became involved in litigation against Dean Witter Reynolds, Inc., a brokerage firm that managed several accounts belonging to the estate. 1 See Adams v. Dean Witter Reynolds, Inc. (June 17, 1999), 8th Dist. No. 74379, 1999 WL 401394. As a result of this involvement, the estate was beset with numerous motions for attorney fees and other matters. See In re Hards, 11th Dist. No. 2002-L-032, 2003-Ohio-1207, 2003 WL 1193779, at ¶ 3-11.

{¶ 4} On March 15, 2001, the probate court sua sponte appointed Richard T. Spotz Jr. as special master commissioner to resolve these matters. Spotz filed a report that the probate court adopted on February 4, 2002. In this judgment entry, the probate court resolved the pending requests for attorney fees and other motions and removed Adams as guardian of the Hards estate but retained her as guardian of Hards’s person. The court appointed Russell J. Meraglio Jr. successor guardian for the Hards estate. The court ordered Adams to “file a final and distributive account” and “turn over all Estate Documentation to * * * *173 Meraglio * * * within 30 days of this Judgment Entry.” The court ordered Meraglio to “file the appropriate bond with this Court "within 10 days of the final and Distributive Account being filed with this Court.”

{¶ 5} In In re Hards, 2003-Ohio-1207, 2003 WL 1193779, the Michael A. Shore Co., L.P.A., appealed the February 4, 2002 judgment entry denying its request for attorney fees. In March 2003, this court affirmed the decision of the probate court. Id. at ¶ 19. Adams did not appeal the probate court’s February 4, 2002 judgment entry.

{¶ 6} On February 24, 2002, Bertina Hards died at her home in Geauga County.

{¶ 7} On March 15, 2002, the probate court awarded special master commissioner Spotz $11,855 for services and expenses to be paid by the guardian of the Hards estate. Adams appealed the award to this court. In August 2003, this court reversed the award and remanded the case for the limited purpose of determining whether the amount awarded was reasonable. In re Hards, 11th Dist. No. 2002-L-054, 2003-Ohio-4224, 2003 WL 21892925, at ¶ 23.

{¶ 8} On October 3, 2003, a hearing was held on the reasonableness of Spotz’s fees. At this point, Adams was being represented by Flaherty and attorney Geoffrey W. Weaver. At this hearing, Weaver raised no objection to Spotz’s fees, while Flaherty maintained that Adams was without jurisdiction to question Spotz regarding his fees. Flaherty acknowledged that “in fact and in law, Mr. Meraglio is the guardian of the Hards estate” and that Adams’s rights and duties as guardian of the person terminated upon the death of Bertina Hards in February 2002.

{¶ 9} In its October 7, 2003 judgment entry, the probate court awarded Spotz fees in the amount of $13,709.76, taxed as costs to the estate pursuant to R.C. 2101.07. The court further noted that none of the estate assets had been delivered to Meraglio. Accordingly, the court scheduled a hearing to determine the status of the $220,350.40 belonging to the estate. The court ordered Adams to “return all guardianship funds to the guardianship” and ordered Flaherty to “file a written explanation with the Court * * * concerning what happened to the guardianship funds and who has possession of said funds.”

{¶ 10} On October 24, 2003, the probate court issued a judgment entry finding that neither Adams nor Flaherty had complied with its October 7 order. The court noted that Adams had filed a summary of inventory and accounts in which, for the first time, she identified Bertina Hards’s assets as “joint with a right of survivorship” and “payable on death” assets. This document failed to account for guardianship assets or establish “what assets in the guardianship, if any, were joint assets or had a beneficiary prior to the establishment of the guardianship.” *174 The court then ordered Adams and Flaherty to comply with its October 7, 2003 judgment entry.

{¶ 11} On November 26, 2003, in response to a motion for instructions filed by Adams, the probate court issued another judgment entry ordering Adams and Flaherty to comply with the October 7 and October 24, 2003 judgment entries. The court further advised Adams that it could not accept the final distributive account until court costs had been paid.

{¶ 12} On December 5, 2003, the probate court issued a judgment entry in response to the filing of numerous motions and documents by Flaherty. The court repeated its order that Adams and Flaherty file an explanation of what happened to the $200,000 in guardianship assets.

{¶ 13} On December 29, 2003, and January 14, 2004, an inconclusive hearing on the status of the guardianship assets was held.

{¶ 14} On January 9, 2004, Adams filed a collection of documents attesting the existence of an Estate of Bertina Hards, Deceased, Geauga County Court of Common Pleas, Probate Division No. 02-PE-194, with Adams as administrator. Included among these documents was a report of newly discovered assets consisting of $78,000 worth of funds in various credit union accounts.

{¶ 15} In its January 16, 2004 judgment entry, the probate court again ordered Adams and Flaherty to “turn over all original documents relating to the ownership of the assets of the guardianship of Bertina Hards to * * * Meraglio * * * for attorney Meraglio to review and make copies of any documents he deems necessary.” The court noted that although Adams had submitted a purported “final and distributive account,” the account would not be approved “because it is not an accurate accounting, there is no proof that the bond * * * is current and court costs have not been paid.” The court ordered Meraglio and Spotz to make requests for additional fees within 20 days of that judgment entry. Thereafter, Spotz filed two applications for special-master-commissioner fees in the amount of $18,110.13, and Meraglio filed an application for guardian fees in the amount of $5,959.

{¶ 16} In February 2004, Flaherty filed a notice of appeal from the probate court’s October 7, 2003 judgment entry. In September 2004, this court dismissed the appeal as untimely. In re Hards, 11th Dist. No. 2004-L-028, 2004-Ohio-4866, 2004 WL 2047486, at ¶ 9.

{¶ 17} In November 2004, Adams filed a writ of prohibition in this court, seeking to prevent the probate court from proceeding with this case on the grounds that the probate court lost jurisdiction over the estate upon the death of the ward. State ex rel. Estate of Hards v. Klammer, 11th Dist. No.

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Cite This Page — Counsel Stack

Bluebook (online)
885 N.E.2d 980, 175 Ohio App. 3d 168, 2008 Ohio 630, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-hards-ohioctapp-2008.