In re Gregory M.

131 Misc. 2d 942, 502 N.Y.S.2d 570, 1986 N.Y. Misc. LEXIS 2598
CourtNew York City Family Court
DecidedMay 1, 1986
StatusPublished
Cited by6 cases

This text of 131 Misc. 2d 942 (In re Gregory M.) is published on Counsel Stack Legal Research, covering New York City Family Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Gregory M., 131 Misc. 2d 942, 502 N.Y.S.2d 570, 1986 N.Y. Misc. LEXIS 2598 (N.Y. Super. Ct. 1986).

Opinion

OPINION OF THE COURT

Bruce M. Kaplan, J.

Gregory M. was placed on probation on two dockets follow[943]*943ing findings of sexual abuse in the first degree and sexual abuse in the third degree, respectively. A violation petition was subsequently filed, and a hearing was held before this court pursuant to Family Court Act § 360.3.

At the conclusion of the hearing the court rendered decision, finding by a preponderance of the competent evidence that the respondent had violated the terms and conditions of his probation.

In their summations, counsel vigorously disputed the question of the applicable standard of proof. Since the language of Family Court Act § 360.3 does not provide guidance, the court deemed that it would be of interest to Bench and Bar to issue this supplemental memorandum.

In seeking to determine the legislative intent with respect to standard of proof recourse to the Practice Commentary to Family Court Act § 360.3 proved singularly unhelpful. Professor Merril Sobie, a consultant in the drafting of article 3 observed that there appears to be a conflict within the Family Courts as to whether violations must be proven beyond a reasonable doubt, or can be based upon only a preponderance of the evidence, the test prescribed for adult criminal violations. He opined that in the absence of a statutory standard, the issue should be determined by the appellate courts. (Practice Commentary, McKinney’s Cons Laws of NY, Book 29A, part 1, Family Ct Act § 360.3.) This decision squarely addresses this issue in order to provide an appropriate vehicle for appellate review and guidance.

In 1982 the Legislature redrafted the juvenile delinquency article which now appears as Family Court Act article 3. It removed juvenile delinquency from article 7 which is now limited to PINS (persons in need of supervision) matters.

Postdispositional procedures are subsumed in part 6 of article 3 and deal,, inter alia, with petition of violation, hearing on violation, as well as appeals. Its drafting represents a significant improvement both in form and substance over Family Court Act § 779.1

[944]*944Indeed, Family Court Act § 779 provides that if the court is satisfied by competent proof that the respondent without just cause failed to comply with the terms and conditions of probation it may revoke the order of probation, and proceed to make any order that would have been made at the time the order of probation was entered. The section is lamentably silent with respect to such niceties as notice and an opportunity to be heard, standard of admissibility of evidence, and other delineations of the respondent’s rights including his right to be represented by counsel.

Family Court Act § 360.3 is far more detailed. It mandates the standard of admissibility of evidence, entitlement to counsel, and entitlement to be notified of that right. It vouches safe to the respondent the right of cross-examination, and presenting evidence on his own behalf.

It has been noted that section 360.3 is similar in import to CPL 410.70, and that it should be read in conjunction with Family Court Act § 303.1 (2).2

CPL 410.70 (3) is more detailed than Family Court Act § 360.3. Indeed, it specifies that the burden of proof shall be preponderance of the evidence.

Both practical and conceptual considerations dictate that the standard of proof in Family Court parole revocation hearings also should be a preponderance of the evidence.

Family Court Act § 360.3 details the procedure for a hearing on violation and differs from dispositional hearings in only two respects: it provides that only relevant, competent and material evidence may be received, and is silent about the standard of proof. Family Court Act § 350.3 provides for the admissibility of evidence that is material and relevant and requires proof by a preponderance of the evidence. There appears to be no particular reason for the imposition of a more stringent standard of admissibility.

It is true that the Legislature did not specify the standard of proof in part 6. Therefore, it may be argued that it intended a different standard of proof than preponderance of the evidence. However, such a conclusion would be illogical. While [945]*945part 6 is concerned with postdispositional procedures, it also encompasses appeals as well as the manner in which a person shall be supervised. Most importantly section 360.3 (6) is a hybrid procedure for it mandates that the court determine whether there has been a violation of probation, and if it revokes probation, requires it to order a different disposition in that same hearing.

It would be anomalous to impose a different burden of proof for making an order of disposition where there had already been a prior disposition which had been revoked than the one applicable at the original dispositional hearing. Indeed, if there were to be a discrepancy between standards of proof it seems to me that a higher standard of proof should be required at the initial hearing rather than a subsequent one.

It may be that the failure to specify a standard of proof was an oversight in drafting. The Legislature is respectfully requested to amend Family Court Act § 360.3 by engrafting the preponderance standard found in CPL 410.70 (3).

It was earlier noted that Family Court Act § 360.3 was sufficiently similar to CPL 410.70 (3) to permit consideration of decisions interpreting that provision.

Those decisions make clear that the preponderance of evidence standard is a wholly appropriate one. In the first place CPL 410.70 (3) codified existing law when it specified the preponderance of evidence standard. (See, 6 Zett, NY Crim Prac ¶ 47.5 [1].)

When this standard has been challenged on due process grounds New York courts have found it to be constitutional. (People v Howland, 108 AD2d 1019 [3d Dept 1985]; People v Morse, 96 AD2d 654 [3d Dept 1983].)

In People v Morse (supra), the court relied on two United States Supreme Court cases which delineated the nature of a parole and a probation violation hearing.

In Morrissey v Brewer (408 US 471) and Gagnon v Scarpelli (411 US 778) the Supreme Court considered the requirements for procedural due process in hearings of this nature.

While recognizing the need for certain minimum standards the court explicitly stated that these hearings, conceptually indistinguishable from each other, were not stages of a criminal proceeding.

The Gagnon court went on to note that a probationer convicted of a crime has a more limited due process right than an accused in a criminal trial.

[946]*946In a footnote it observed that a juvenile charged with a crime is differently situated from an already convicted probationer, and entitled to a higher degree of protection. It contrasted In re Winship (397 US 358) where the standard of proof in juvenile delinquency proceedings must be proof beyond a reasonable doubt.

The citation to In re Winship (supra) is of particular value to the analysis of the instant question. It stands squarely for the proposition that proof beyond a reasonable doubt is an essential of due process and fair treatment at the adjudicatory stage of a juvenile delinquency proceeding.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Matter of Jonathan V.
2007 NY Slip Op 27063 (Richmond Family Court, 2007)
In re Jonathan V.
15 Misc. 3d 462 (NYC Family Court, 2007)
In re Julies R.
250 A.D.2d 855 (Appellate Division of the Supreme Court of New York, 1998)
In re Amanda RR.
230 A.D.2d 451 (Appellate Division of the Supreme Court of New York, 1997)
In re Alpheaus M.
168 A.D.2d 208 (Appellate Division of the Supreme Court of New York, 1990)
Opinion No.
Arkansas Attorney General Reports, 1988

Cite This Page — Counsel Stack

Bluebook (online)
131 Misc. 2d 942, 502 N.Y.S.2d 570, 1986 N.Y. Misc. LEXIS 2598, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-gregory-m-nycfamct-1986.