In re Grand Jury Subpoena of Rochon

686 F. Supp. 195, 1988 U.S. Dist. LEXIS 4217, 1988 WL 45703
District Court, N.D. Illinois·Decided March 23, 1988·No. No. 88 GJ 138·Published·Cited by 1 cases

Opinion

MEMORANDUM OPINION AND ORDER

GRADY, Chief Judge.

This matter comes before us on the emergency motion of Donald and Susan Rochon to disqualify the prosecutors conducting the grand jury investigation and to sequester the grand jury investigation from the United States Department of Justice, Edwin Meese, and William Bradford Reynolds.

FACTS

Donald Rochon is a black Federal Bureau of Investigation (“FBI”) agent. Donald and his wife Susan allege that various FBI officials and employees discriminated against them and harassed them because of Donald’s race. Furthermore, they claim that the Department of Justice failed to investigate their charges and obstructed the investigations attempted by other agencies. The Rochons have instituted two federal civil actions alleging these claims, one in Chicago and one in Washington, D.C. In the Chicago case, Rochon v. Dillon, et al., No. 87 C 9574 (N.D.Ill. filed 1987) (Shadur, J.), the Rochons have named as defendants four agents based in the FBI’s Chicago office. Id. at Exhibit G. In the Washington case, Rochon v. FBI, et al., 87-3008 (D.D.C. filed 1987), the Rochons have named thirty defendants, including, in their official capacities, Attorney General Edwin Meese and Assistant Attorney General William Bradford Reynolds. Id. at Exhibit B.

A grand jury in this district has begun an investigation into possible criminal conduct in connection with the Rochons’ charges. Civil Rights Division Attorney Albert Glenn and other Department of Justice lawyers are conducting the grand jury investigation. According to the Department of Justice, “procedures have been adopted to erect a wall between those responsible for the criminal investigation and those working on the civil lawsuit.” United States Memorandum in Opposition at 8. As part of its investigation, the grand jury has subpoenaed the Rochons to testify on March 18, 1988. On March 16, 1988, the Rochons filed an emergency motion to disqualify the prosecutors conducting the grand jury investigation, to sequester the grand jury investigation from all defendants in the civil actions, and to continue the grand jury subpoenas pending our decision. We continued the Rochons’ subpoenas and took their arguments under advisement. DISCUSSION

The Rochons make two basic points: They claim the defendants in the criminal cases may use the grand jury to obtain “secret and improper discovery” for use in the civil cases. Secondly, they argue that the grand jury investigation might be compromised by the civil defendants’ conflict of interest, or at least that there is an appearance of impropriety in the civil defendants’ participation in the grand jury proceeding.

The two leading cases on disclosure of grand jury materials to Justice Department attorneys are United States v. Sells Eng’g, Inc., 463 U.S. 418, 103 S.Ct. 3133, 77 L.Ed.2d 743 (1983) and United States v. John Doe, Inc. I, — U.S.-, 107 S.Ct. 1656, [197] 95 L.Ed.2d 94 (1987). In Sells, government attorneys in the Civil Division of the Justice Department, who were preparing a civil suit, sought access to materials generated in a grand jury investigation conducted by other Justice Department attorneys. The Supreme Court held that Justice Department attorneys who had not participated in the criminal investigation could gain access to the grand jury materials only with court approval under Federal Rule of Criminal Procedure 6(e)(3)(C)(i). 463 U.S. at 420, 103 S.Ct. at 3136. Rule 6(e)(3)(C)(i) requires a strong showing of particularized need, e.g. to avoid an injustice in another judicial proceeding, before a court will grant access to grand jury materials. Sells, 463 U.S. at 442-444, 103 S.Ct. at 3147-48; Douglas Oil Co. v. Petrol Stops Northwest, 441 U.S. 211, 99 S.Ct. 1667, 60 L.Ed.2d 156 (1979). The court specifically rejected the Government’s contention that “all attorneys in the Justice Department qualify for automatic disclosure of grand jury materials under Rule 6(e)(3)(A)(i), regardless of the nature of the litigation in which they intend to use the materials.” Sells, 463 U.S. at 427, 103 S.Ct. at 3140.

In John Doe I, the Supreme Court decided a question left open in Sells, 463 U.S. at 431 n. 15,103 S.Ct. at 3141 n. 15. The Doe court ruled that an attorney who had previously conducted a grand jury investigation (in which no indictment was returned, — U.S. -, 107 S.Ct. at 1658) could use those grand jury materials in preparing a civil action based on the same dispute, without seeking court approval. — U.S. at-, 107 S.Ct. at 1660.

Neither Sells nor John Doe I does more than furnish background for the problem in this case. Here, two of the Justice Department officials who have access to grand jury materials are parties to pending civil litigation related to the grand jury investigation. They are not simply lawyers investigating a possible suit on the government’s behalf. Neither side has cited a case involving similar facts. In both Sells and John Doe I, the criminal investigation had been completed before the contemplated disclosure to the attorney in the civil matter. There was no possibility that the grand jury investigation could be used for improper discovery in a pending civil case.

The issues before the court in this case go beyond the usual matter of weighing the interest of grand jury secrecy against the competing interests of disclosure when grand jury material is sought for use in another judicial proceeding. Here, the attorney defendants in the civil actions are not seeking access to grand jury material for use in the civil cases. Rather, they are conducting the grand jury investigation for the purpose of determining whether a criminal indictment should be brought on the basis of the Rochons’ charges. They disavow any intent to utilize the fruits of the criminal investigation in the civil cases. They fully recognize that it would be improper to use any of the grand jury material in the civil cases, and there is no argument about that.

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In re Grand Jury Subpoena of Rochon, 686 F. Supp. 195, 1988 U.S. Dist. LEXIS 4217, 1988 WL 45703 (N.D. Ill. 1988).

686 F. Supp. 195 (In re Grand Jury Subpoena of Rochon) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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