In Re Grand Jury Proceedings (Sealed)

607 F. Supp. 1002, 17 Fed. R. Serv. 1286, 1985 U.S. Dist. LEXIS 21035
CourtDistrict Court, S.D. New York
DecidedApril 4, 1985
DocketM-11-188(CBM)
StatusPublished

This text of 607 F. Supp. 1002 (In Re Grand Jury Proceedings (Sealed)) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Grand Jury Proceedings (Sealed), 607 F. Supp. 1002, 17 Fed. R. Serv. 1286, 1985 U.S. Dist. LEXIS 21035 (S.D.N.Y. 1985).

Opinion

MEMORANDUM OPINION

MOTLEY, Chief Judge.

This matter is before this court on mov-ant’s motion to quash a subpeona ad testi-ficandum. The movant-witness’s brother is under investigation by the Grand Jury. The movant seeks to quash the subpeona and avoid testifying before the Grand Jury on the ground that he is entitled to exercise a “sibling privilege.” The issue presented by this motion is one of first impression in the Second Circuit.

Facts

The movant was subpoenaed to appear and testify before a federal grand jury empanelled in the Southern District of New York on February 26, 1985. Counsel for movant, John J. Momet, Esq., notified the Assistant United States Attorney, Roanne L. Mann, that the movant would invoke his Fifth Amendment privilege and refuse to testify before the Grand Jury. Movant was excused from appearing before the Grand Jury pending the Government’s application for use immunity, pursuant to 18 U.S.C. sections 6002-6003.

On March 13, 1985, the government was granted an immunity order requiring mov-ant to testify. As a result, the movant’s appearance before the Grand Jury was scheduled for Wednesday, March 20, 1985, at 10:00 a.m.

Movant has now moved to quash the subpeona and vacate the order to compel testimony and requested an evidentiary hearing.

Subsequently, this court granted mov-ant’s motion to stay the Grand Jury proceeding at least until March 25, 1985, in an order dated March 20, 1985. The Court further granted movant’s motion to seal all papers. Movant’s motion to quash the subpoena and vacate the order to compel testimony without an evidentiary hearing was denied by an order dated March 25, 1985, with an opinion to follow.

Movant contends that if he is required to testify against his brother his emotional, psychological and physical health will suffer. According to movant, if he were compelled to testify against his brother, he would be forced to breach the confidence of this sibling relationship. Movant further contends that his family life, more particularly his relationship with his brother, will be irreparably harmed. Finally, movant asserts that society’s interest in protecting the family unit, in light of the breakdown of family cohesiveness prevalent in modern society, is greater than the government’s interest and should be afforded greater protection.

For the reasons set forth below, the court denies movant’s motion to quash the subpoena and vacate the order to compel testimony on the ground of a testimonial sibling privilege.

*1003 Discussion

Federal Rules of Evidence, Rule 501, provides that in the absence of federal statute or rule, “the privilege of a witness, person, government, State or political subdivision thereof shall be governed by the principles of the common law as they may be interpreted by the courts of the United States in the light of reason and experience.”

The Second Circuit has declined to expand recognized testimonial privileges to include parent-child or familial or sibling privileges. In In re Cueto, 554 F.2d 14, 15 (2d Cir.1977), the court declined to recognize a privilege for lay ministers stating:

It is a fundamental rule of law that the public has a right to every person’s evidence. There are a small number of constitutional, common-law and statutory exceptions to that general rule, but they have been neither “lightly created nor expansively construed, for they are in derogation of the search for truth.” United States v. Nixon, 418 U.S. 683, 710, 94 S.Ct. 3090, 41 L.Ed.2d 1039 (1974).

Movant requests this court to follow the trend of other district courts in expanding testimonial privileges. He relies on the decisions of other courts which recognized the existence of a parent-child privilege. See, e.g., In re Grand Jury Proceedings (Agosto), 553 F.Supp. 1298 (D.Nev.1983).

In a recent decision, the Second Circuit declined to create an “in-law” privilege. Although recognizing other judicial decisions upholding a parent-child privilege, the court stated that “[t]hese rulings ... are departures from the traditional rule in federal courts that, other than the spousal privilege, there is no privilege that permits a person not to testify against family members.” In Re Matthews, 714 F.2d 223, 224 (2d Cir.1983).

Similarly, the district court in In re Kinoy, 326 F.Supp. 400, 406 (S.D.N.Y.1970) denied a parent-child privilege stating that “there is no such thing [as a parent-child privilege]. All of us, whether as parents or children, may empathize over the imaginable prospect of being asked to incriminate those close to us.”

Other courts have also refused to expand the traditional list of recognized privileges to include a parent-child privilege or familial privilege. In re O’Brien, 728 F.2d 1172, 1174 (8th Cir.1984) (rejecting witness’ argument that compelled testimony before the grand jury would violate First Amendment right to freedom of association by “compromising his social and family relationships”); Rockwell International Corp. v. H. Wolfe Iron & Metal Co., 576 F.Supp. 511, 515 (W.D.Pa.1983) (deposition witnesses ordered to answer questions concerning third parties including family members); United States v. Penn, 647 F.2d 876, 885 (9th Cir.1980) (en banc) (parent-child privilege, rejected because “there is no judicially or legislatively recognized general ‘family’ privilege”).

The Eleventh Circuit, in In re Grand Jury Subpeona of Santarelli, 740 F.2d 816, 817 (1984), denied appellant’s motion to quash a grand jury subpeona where appellant asserted a parent-child privilege. The appellant attempted to distinguish the Fifth Circuit’s decision in In re Grand Jury Proceedings (Starr), 647 F.2d 511 (5th Cir.1981), wherein the court rejected the appellant’s parent-child privilege claim. The Eleventh Circuit stated:

The holding in Starr is consistent with that of every court of appeals that has had occasion to address questions of family privilege outside the context of interspousal communications. In re Matthews,

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607 F. Supp. 1002, 17 Fed. R. Serv. 1286, 1985 U.S. Dist. LEXIS 21035, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-grand-jury-proceedings-sealed-nysd-1985.