In Re Grand Jury Proceedings, David Brummitt, in Re Grand Jury Proceedings, Jack Wayne Scarborough

608 F.2d 640, 1979 U.S. App. LEXIS 9963
CourtCourt of Appeals for the Fifth Circuit
DecidedDecember 5, 1979
Docket79-3272, 79-3273
StatusPublished
Cited by12 cases

This text of 608 F.2d 640 (In Re Grand Jury Proceedings, David Brummitt, in Re Grand Jury Proceedings, Jack Wayne Scarborough) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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In Re Grand Jury Proceedings, David Brummitt, in Re Grand Jury Proceedings, Jack Wayne Scarborough, 608 F.2d 640, 1979 U.S. App. LEXIS 9963 (5th Cir. 1979).

Opinion

TJOFLAT, Circuit Judge:

David M. Brummitt and Jack W. Scarborough both appeal from adjudications of civil contempt for failure to testify before a federal grand jury after having been granted use immunity pursuant to 18 U.S.C. §§ 6002, 6003 (1976). 1 Both were incarcerated and denied bail pending expedited appeal. 28 U.S.C. § 1826 (1976). 2 See In re Grand Jury Proceedings (Gravel), 605 F.2d 750, 752 n. 1 (5th Cir. 1979) (per curiam).

*642 Brummitt claims on appeal that the district court erred in not granting him adequate notice and time to prepare for the contempt hearing and in not permitting him to present witnesses to support his claim of just cause not to testify. Scarborough similarly contends his rights were violated by the manner in which he was found in contempt. We remand for further proceedings.

I

On September 18, 1979, Brummitt and Scarborough each appeared before a grand jury in El Paso, Texas. The grand jury was investigating the crash in Marfa, Texas of an airplane loaded with marijuana. Because of the differing facts that gave rise to the two contempt orders, we consider the contentions of Brummitt and Scarborough separately.

A

Brummitt, a non-Texas resident, appeared before the grand jury pursuant to a subpoena. Joseph Abraham, Jr., Brummitt’s attorney of record, was unavailable due to a federal criminal trial in Santa Fe, New Mexico, and Charles L. Roberts, Abraham’s associate, was also detained in court proceedings. Richard Esper, from another law office, represented Brummitt outside the grand jury room.

Shortly after Brummitt entered the grand jury room on September 18, he invoked his fifth amendment rights. At 10:33 a. m. the same day the district court signed an immunity order under 18 U.S.C. § 6002. The order was served on Brummitt in the grand jury room; he proceeded to answer a few questions but once again pled the fifth after consulting with Esper. The Assistant United States Attorney then explained the scope of the immunity order to Brummitt; however, Brummitt, on the advice of counsel, continued to refuse to answer the grand jury’s questions. The Government immediately filed a suggestion of contempt with the district court; at 11:30 a. m. the court set a hearing on the matter for 1:45 that afternoon.

During the lunch hour, attorney Roberts learned of Brummitt’s predicament and appeared at the contempt hearing to represent him. Roberts moved for a continuance, claiming inadequate time to prepare a defense to the contempt charge. He suggested that with time to prepare he would show Brummitt had “just cause” for refusing to answer because of: (1) the Government’s allegedly improper purpose of calling him before the grand jury to testify regarding already indicted offenses, and (2) the risk that he might be subject to foreign prosecution because of the potential leak of his testimony and the limited scope of the immunity order. The court denied the motion for continuance and refused to hear the defenses, stating that they could subsequently be raised in a habeas corpus proceeding. At the conclusion of the brief hearing the court found Brummitt in contempt and ordered his incarceration.

Although Brummitt points in his brief to the potential merit of his defenses, fear of foreign prosecution and improperly-motivated grand jury questioning, he was not permitted to develop either matter at the district court hearing, so the record is barren of support for them. The essence of his appeal is his argument that he was entitled to more than two hours notice of the contempt proceeding and that he should have been allowed to present evidence therein.

In our view, the district court erred when it so rapidly disposed of Brummitt’s case. While lack of notice claims have at least twice before been rejected by us, see In re Grand Jury Proceedings (Postal), 559 F.2d 234, 237 (5th Cir. 1977) (per curiam), cert. denied, 434 U.S. 1062, 98 S.Ct. 1234, 55 L.Ed.2d 762 (1978); In re Tierney, 465 F.2d 806, 813-14 (5th Cir. 1972), cert. denied, 410 *643 U.S. 914, 93 S.Ct. 959, 35 L.Ed.2d 276 (1973), in both these cases we observed that adequate notice and time for preparation were present. Here, on the other hand, Brum-mitt, who was represented by substitute counsel, was accorded a minimal time for preparation. We decline to establish a firm test of how long a witness must be given before a contempt hearing; we simply hold that here, under all the circumstances, inadequate time was present. See Brown v. Braddick, 595 F.2d 961, 966 n. 7 (5th Cir. 1979).

Despite this holding, we partially affirm the district court’s order because to date Brummitt has presented no proper cause for his refusal to testify. In his brief he has proffered two reasons for his action; neither is a valid defense. First, the risk of foreign prosecution claim was rejected by us in both In re Tierney and In re Grand Jury Proceedings (Postal). Accord, e. g., In re Federal Grand Jury Witness (Lemieux), 597 F.2d 1166 (9th Cir. 1979) (per curiam). We reaffirm the holding of these cases that a grand jury witness is adequately protected against the leak of his testimony by the district court’s power to prevent such disclosure. See Fed.R.Crim.P. 6(e). Second, the Government specifically denied any improper motivation behind the grand jury questioning. Contempt Hearing Transcript at 10. Absent some allegation of harassment or prosecutorial misconduct, neither of which is present here, such a denial is sufficient. See In re Grand Jury Investigation (McLean), 565 F.2d 318, 320-21 (5th Cir. 1977). Because the district court never allowed Brummitt to present his defenses, however, we remand his case along with that of Scarborough, see discussion infra, to give him an opportunity to raise any other matters, whether as defenses or in mitigation, see In re Grand Jury Proceedings (Gravel), 605 F.2d 750, 752-53 (5th Cir.

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