In Re Graham

59 S.W.3d 15
CourtMissouri Court of Appeals
DecidedSeptember 4, 2001
DocketWD 58839
StatusPublished

This text of 59 S.W.3d 15 (In Re Graham) is published on Counsel Stack Legal Research, covering Missouri Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Graham, 59 S.W.3d 15 (Mo. Ct. App. 2001).

Opinion

59 S.W.3d 15 (2001)

In the Estate of Samuel G. GRAHAM, Deceased;
Missouri Department of Social Services, Division of Medical Services, Appellant,
v.
Connie KIRKWEG, Personal Representative, Respondent.

No. WD 58839.

Missouri Court of Appeals, Western District.

September 4, 2001.
Motion for Rehearing and/or Transfer Denied October 30, 2001.

*17 Jennifer L. Barth, Jefferson City, for appellant.

David A. Yarger, Versailles, for respondent.

Before LOWENSTEIN, P.J., ULRICH J., and HANNA, Sr. J.

Motion for Rehearing and/or Transfer to Supreme Court Denied October 30, 2001.

OVERVIEW

LOWENSTEIN, Judge.

The Department of Social Services of the State of Missouri (Department) appeals from the judgment of the Probate Court of Miller County in favor of Connie Kirkweg, personal representative of the Estate of Samuel G. Graham (Estate), on the Department's claim seeking reimbursement under § 473.398, RSMo 2000[1] and § 473.399, for Medicaid expenditures paid on behalf of the decedent, Samuel, and his wife Doloris, who had predeceased him. These statutes, as pertinent here and set out infra, require the State to recover from a person's estate the amount of care and/or services provided by the State.[2] The Department argues that the probate court erred in granting the Estate's motion for a directed verdict because the Department made a prima facie case in that its exhibits on the testimony of the Department's witnesses constituted substantial and competent evidence of moneys expended by the State on behalf of Samuel and Doloris Graham during their lifetimes.

The two statutes that control the allowance of the claim for money expended on behalf of Doloris and Samuel against the Samuel Graham Estate are set out below.[3]*18 In this appeal by the plaintiff of a directed verdict against it, the ultimate question is whether the Department made a submissible case in probate court on its claim where it had to prove it provided funds for assistance on behalf of the Grahams. Because this court finds that the Department made a submissible case to recover medical benefits paid on behalf of Samuel and Doloris Graham under §§ 473.398 and 473.399, the judgment of the probate court is reversed, and the case is remanded with directions for a new trial.

Facts

Samuel Graham died testate on August 2, 1999. The respondent, Connie Kirkweg, is the personal representative of his estate. The Department timely filed a claim against Graham's estate asserting the estate owed a total of $29,457.95 to the Department for Medicaid benefits paid on behalf of Samuel Graham, pursuant to § 473.398, and on behalf of Doloris Graham, his predeceased spouse, pursuant to § 473.399.

At the hearing on its claim, the Department's first witness was Marsha Hickey, one of its income maintenance supervisors. She testified that she managed a group of employees of the Department who determine eligibility for public assistance programs. During her testimony she identified exhibit 1, which included an application for benefits on behalf of Samuel and Doloris Graham, an eligibility statement, and a notice of a Department case action sheet. She testified that she was the custodian of the records and that the documents were kept in the ordinary course of business. Hickey also described how individuals are identified in the system by departmental client numbers (DCN) which are assigned when an individual makes an application for benefits, and testified and identified Samuel's and Doloris' DCN numbers. The Estate's objection that Dickey was not the custodian of the records was overruled. Exhibit 1 was admitted.

James Lake also testified on behalf of the Department. He was employed by the Department's Division of Medical Services as a cost recovery analyst. He testified that he worked on the estate recovery program. When a deceased Medicaid recipient has an estate, he prepared the documentation *19 and applicable claims history information in preparation for the Department to file a claim to recover Medicaid expenditures paid on behalf of that person. Lake brought claim documentation (exhibits 2 and 3) to substantiate the Department's claim that public assistance benefits were paid on behalf of the Grahams, which included a billing statement for both Samuel and Doloris Graham, remittance advices, and check registers. In essence, exhibit 2 contained bills from medical providers of the Grahams, and exhibit 3 contained check registers showing the State's payment on those bills. Lake described each item in exhibits 2 and 3 in detail, as well as the Medicaid claim process the Department follows in determining the amount of benefits that are paid to providers on behalf of a recipient. Lake testified, without objection, that the total amount of claims paid for both Samuel and Doloris Graham was $29,457.95. Lake also testified that he reviewed the claim documentation for accuracy by comparing Samuel's and Doloris' billing statements to their recipient history profiles.

During Lake's testimony, the Estate objected to the introduction of exhibits 2 and 3 on several grounds. After a lengthy discussion between the parties and the court concerning the objections, the probate court overruled the Estate's objections. The probate judge never expressly stated that the exhibits were admitted and received; however, when he told the Department's attorney to continue she replied, "well I believe the exhibits 2 and 3 have already been admitted, so that concludes my questions for [Mr. Lake] ." The probate judge replied, "very well," and the Estate made no response.

After the Department rested, the Estate moved for a directed verdict at the close of the Department's case arguing that: 1) there had been no compliance with § 493.398; 2) exhibits 2 and 3 had not been admitted into evidence; and 3) there was no proof of payment for anything included in the documents. The trial judge took the case under advisement and, after reviewing the parties briefs and the evidence, entered a judgment granting the Estate's motion for a directed verdict. The Department appeals.

Standard of Review

In reviewing a directed verdict granted for defendant, an appellate court reviews the evidence and permissible inferences most favorably to the plaintiff, disregards contrary evidence and inferences and determines whether plaintiff has made a submissible case. Schumacher v. Barker, 948 S.W.2d 166, 168 (Mo.App.1997); Estate of Hayes, 941 S.W.2d 630, 632 (Mo. App.1997). Directing a verdict is a drastic measure, therefore, a presumption is made in favor of reversing the trial court's judgment sustaining a motion for directed verdict unless the facts and inferences therefrom are so strongly against the plaintiff as to leave no room for reasonable minds to differ as a result. Schumacher, 948 S.W.2d at 168; Thong v. My River Home Harbour, Inc., 3 S.W.3d 373, 377 (Mo.App. 1999).

I.

The Department argues in its sole point on appeal that the probate court erred in granting the Estate's motion for directed verdict because the Department made a prima facie case, in that exhibits 1, 2 and 3 and the testimony of its witnesses constituted substantial and competent evidence of moneys expended by the Department on behalf of Samuel and Doloris Graham during their lifetimes.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Estate of Pierce v. State of Missouri Department of Social Services
969 S.W.2d 814 (Missouri Court of Appeals, 1998)
Schumacher v. Barker
948 S.W.2d 166 (Missouri Court of Appeals, 1997)
Thong v. My River Home Harbour, Inc.
3 S.W.3d 373 (Missouri Court of Appeals, 1999)
Estate of West v. Moffatt
32 S.W.3d 648 (Missouri Court of Appeals, 2000)
Department of Social Services v. Ragsdale
934 S.W.2d 322 (Missouri Court of Appeals, 1996)

Cite This Page — Counsel Stack

Bluebook (online)
59 S.W.3d 15, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-graham-moctapp-2001.