In Re Gilliland

103 S.E.2d 807, 248 N.C. 517, 1958 N.C. LEXIS 523
CourtSupreme Court of North Carolina
DecidedJune 4, 1958
Docket383
StatusPublished
Cited by10 cases

This text of 103 S.E.2d 807 (In Re Gilliland) is published on Counsel Stack Legal Research, covering Supreme Court of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Gilliland, 103 S.E.2d 807, 248 N.C. 517, 1958 N.C. LEXIS 523 (N.C. 1958).

Opinion

Bobbitt, J.

At the hearing at November Special Civil Term, 1957, “It was admitted that no issues had been tendered by respondent and no request or demand made by him for trial by jury, before the Trial Committee or Council.” So far as the record discloses, the question as to whether respondent was entitled to a jury trial was not raised until complainant made its said motion at said term.

This question is presented: Did respondent, by his failure to demand jury trial and tender issues incident to his appeals from the Trial Committee to the Council and from the Council to the Superior Court, waive or forfeit the statutory right to a jury trial expressly conferred by G.S. 84-28?

As stated by Stacy, C. J.: “There are two methods by which an attorney may be disbarred: 1. The one judicial. (Citations) 2. The other legislative. (Citations)” In re West, 212 N.C. 189, 193 S.E. 134. Here, as in.the West case, the legislative method alone has been pursued. As stated by Stacy, C. J., in the West case; “The proceeding partakes of the nature of a civil action, rather than that of a criminal prosecution. (Citations) ”

The statute now codified as G.S. 84-28 is Sec. 11, Ch. 210, Public Laws of 1933, as amended by Sec. 3, Ch. 51, Public Laws of 1937.

In the 1933 Act, one provision of Section 11 stated, “upon appeal to the Judge of the Superior Court, the accused shall have the right to have his cause heard by a jury,” but the last sentence of Section 11 provided, “In hearings before the Council (or committee) and in all appeals the procedure shall conform as near as maji be to the procedure now provided"by law for hearings upon the report of referees in references by consent.” Referring to these provisions, Stacy, C. J., in In re Parker, 209 N.C. 693, 184 S.E. 532, observed, “It is well set- *521 tied that, in consent references, the parties waive the right to have any of the issues of fact passed upon by a jury.” While noting that the validity of said Section 11 was challenged as denying a right to trial by jury in disbarment proceedings in violation of Article I, Sec. 19, Constitution of North Carolina, the reversal of the judgment of disbarment in the Parker case v7as put on other grounds.

The 1933 Act, as indicated, contained an express provision as to proceedings “in hearings before the Council (or committee) and in all appeals . . (Our italics) This was stricken by the 1937 Act, which, in respect of appeals, provided: “Upon such appeal to the Superior Court the accused attorney shall have the right to a trial by jury of the issues of fact arising on the pleadings, but such trial shall be only upon the written evidence taken before the trial committee or council.”

True, the 1937 Act provided that the Council (or committee) “shall formulate rules of procedure governing the trial of any such person which shall conform as near as may be to the procedure now provided by law for hearings before referees in compulsory references.” (Our italics) Too, it provided that “such rules shall provide,” inter alia, “for a complete record of the proceedings for purposes of appeal to the Superior Court.” Obviously, without such record, there could be no trial in the superior court “upon the written evidence taken before the trial committee or council.”

Considered in context, we think the provision for the formulation of rules of procedure refers to procedure incident to hearings before the Council (or committee), not to procedure incident to appeals from the Council (or committee) to the superior court. This provision appears in the same sentence that confers upon the Council (or committee) the jurisdiction to hear and determine the charges made and provides that the Council (or committee) “may invoke the processes of the courts in any case in which they deem it desirable to do so.” Moreover, the succeeding sentence, in addition to the requirement that a complete record of the proceedings be made requires that the rules “shall provide for notice of the nature of the charges and an opportunity to be heard.” All of these provisions refer clearly to procedure incident to proceedings and hearings before the Council (or committee).

Apparently, the Council so interpreted G.S. 84-28 when it adopted the “Rules and Regulations of the North Carolina State Bar.” 205 N.C. 854; 221 N.C. 581. Article IX thereof relates to “Discipline and Disbarment of Attorneys.” Section 2 of Article IX, containing subsections (a) through (w7), purports to set forth in detail the procedure in disbarment proceedings. No provision thereof purports to provide *522 that a respondent’s right to a jury trial is waived or forfeited if he fails to demand a jury trial and tender issues incident to his appeal from the Trial Committee to the Council or from the Council to the superior court. Nor is there any provision that the procedure in respect of appeals from the Council (or committee) to the superior court shall conform as near as may be to the procedure now provided by law for appeals in compulsory references.

It is noteworthy that said Rules and Regulations, not G.S. 84-28, provide for successive hearings before a Trial Committee and the Council. They provide that the initial hearing shall be before a Trial Committee which shall file its report with the Council, to which the respondent may file exceptions; and that the Council shall consider said report and determine the matter “upon the record of the said hearing.” Subsection (k), which so provides, also provides that “no testimony or evidence will be taken by the Council and none heard other than such as is contained in the record filed by the committee which conducted the hearings.” Subsection (1) provides that the Council, at any time before entering its final judgment, may, upon respondent’s motion, remand the cause to the Trial Committee to hear newly discovered evidence and then make further findings in the light of all the evidence.

Subsection (n) provides that “said respondent may appeal, as provided in chapter 210, Public Laws, 1933,” from an adverse judgment of the Council, by giving notice thereof as provided. The only provisions relating to an appeal from the Council to the superior court implying procedural requirements to be met by respondent are set forth in Subsection (o), which provides: “The record on appeal to the Superior Court shall consist of the statement and notice and answer, if any, and the transcript of the evidence, and the findings of fact and recommendations of the committee, and the findings and conclusions of the Council thereon, as well as the exceptions, if any, filed to the report of said committee by the respondent, and the judgment of the Council thereon and the assignments of error therein, as contended for by the respondent.”

“It is a general rule, since the right of trial by jury is highly favored, that waivers of the right are always strictly construed and are not to be lightly inferred or extended by implication, whether with I respect to a civil or a criminal case. There can be no presumption of a waiver of trial by jury where such a trial is provided for by law. Thus, in'the absence of an express agreement or consent, a waiver of the right to a jury trial will not be presumed or inferred.

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Cite This Page — Counsel Stack

Bluebook (online)
103 S.E.2d 807, 248 N.C. 517, 1958 N.C. LEXIS 523, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-gilliland-nc-1958.