In re Gardiner

14 N.Y. Crim. 519, 31 Misc. 364, 64 N.Y.S. 760
CourtNew York Court of General Session of the Peace
DecidedApril 15, 1900
StatusPublished
Cited by36 cases

This text of 14 N.Y. Crim. 519 (In re Gardiner) is published on Counsel Stack Legal Research, covering New York Court of General Session of the Peace primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Gardiner, 14 N.Y. Crim. 519, 31 Misc. 364, 64 N.Y.S. 760 (N.Y. Super. Ct. 1900).

Opinion

FOSTER, J.

This is an application made by Asa Bird Gardiner, District Attorney of New York County to strike out and expunge certain portions of a presentment filed in this court March 29th, 1900 by the March grand jury on the ground that the same are without warrant in law and unsupported by evi[521]*521dence and because of misconduct and violation of law by such grand jury.

Coupled with this is an application for leave to file the minutes of such grand jury, so far as they relate thereto with the clerk of the court.

The presentment was filed March 29th, 1900 and, that being the last day of their regular term, the grand jury was thereupon discharged by the learned recorder who then presided in Part I. A rule of this court requires that all ex-parte applications and motions be made before Part I of this court or to the judge presiding therein. This application was so made on the next court day, the first Monday of April, (April second), 1900.

Because of the seeming novelty of the application, and of the possible important interests involved, the court directed that notice thereof be given to the attorney general that he might be heard in opposition if he so desired. The motion has been very fully and ably argued both by the counsel for the petitioner and special counsel for the attorney general. I have examined with care the exhaustive briefs filed by both counsel.

Let us first examine the history, duties and powers of the grand jury.

“ The grand jury had its origin at the time when there raged a fierce conflict between the rights of the subject and the power of the crown. It was established to secure to the subject a right of appeal to his peers, under the immunity of secrecy and irresponsibility, before the government could bring him to trial. It was a right wrung from the government to secure the subject against . oppression. * * * The Constitution of the United States, and the Constitution of all the states show that it is adopted-here as a means of protection to the citizen as well as a necessary aid to public justice.” People v. Naugbton, 7 Abb. N. S. 421, pp. 426 and 427.

The Constitution of this state provides “That no person shall be held to answer for a capital or otherwise infamous crime, except in cases of petit larceny under the regulation of the legislature, unless on “ presentment or indictment of the grand jury,” and a similer provision is found in the Constitution of the United States.

[522]*522Now what is a presentment ?

Justice Stephen J. Field in his celebrated charge to the grand jury in August 1872 (2 Sawyer 663) says :

“ A presentment differs from an indictment in that it wants technical form and is usually found by the grand jury on their own knowledge, or upon the evidence before them, without having any bill from the public prosecutor. It is an informal accusation which is generally regarded in the light of instructions upon which an indictment can be framed. This form of accusation has fallen into disuse since the practice has prevailed—and the practice now obtains generally— for the prosecuting officer to attend the grand jury and advise them in their investigations.”

Such a presentment was, therefore, a proceeding preliminary to an indictment. As such it was, necessarily, secret like the indictment itself before an arrest. “ With us this proceeding is too little used to have established any general American practice.” (Bishop’s Crim. Proc. sub. 1, sec. 127 (4th ed.).

In the proposed Code of Criminal Procedure submitted by David Dudley Field, David Graham and Arphaxed Loomis to the Legislature of the State in 1850 it was provided that grand jury could proceed by “ presentment or indictment” and the presentment therein referred to was equivalent to what is known to our practice as an “ information ” and upon which the committing magistrate proceeds with an examination. While this proposed Code was in substance adopted by the legislature of this state in 1881 the provisions relating to “ presentments ” were not adopted and they did not become a law of this state. Therefore a presentment as a means, or as a link in the chain, to hold a person to answer for a crime, it may be safely said, is now unknown to the law of this state.

“ Sometimes however our grand juries make a sort of general presentment of evil and evil things to call public attention to them, yet not as instructions for any specific indictment. No one could be called to answer to such a presentment.” Sub. 2, sec. 137, Bishop’s Crim. Pro. 4th ed.

The presentment in question is of the latter class. While it may be observed that the court has tolerated rather than [523]*523sanctioned such presentments of things general, yet the grand jury should never under cover of a presentment present an individual in this manner, for if it have legal evidence of the commission of the crime it should find an indictment against him upon which he could be held to answer, and if it have no such evidence, it ought, in fairness, to be silent.

The powers of the grand jury extend only to questions of crime. Its functions are not executive but judicial. It is in fact a preliminary tribunal, and it is furnished with inquisitorial powers only for the purpose of examining into crime. The origin and the purpose of the grand jury was, as I have shown, for the protection of the citizen. It was rightly said by Judge King, in the case of Lloyd and Carpenter, 5 Penn. L. J. 62; “ Grand juries are high public functionaries. They are the great security to the citizen against vindictive persecution, either by government or political partisans, or by private enemies; in their independent action the persecuted have found the most fearless protectors, and in the records of their doings, are to be discovered the noblest stand against the oppression of power, virulence of malice and the intemperance of prejudice.”

Such being the powers and duties of the grand jury it remains to consider the authority of the court in reference to its proceedings, the mode in which that authority may be asserted and the reasons which justify its exercise.

It is claimed that this presentment solemnly and publicly charges the district attorney, by imputation, with the commission of a crime which it fails to specify, and that it is unauthorized by law, unwarranted by the evidence, scandalous in its origin and character, and a flagrant abuse of the powers and privileges of a grand jury, and this motion is made upon the ground of the inherent power and control of the court over its own judgments, orders, records and proceedings, of which the minutes of the grand jury and its presentment form a part.

Interesting and novel as the question is, it is not necessary, entertaining as I do, the views herein expressed for me to pass upon or decide the question whether under the law and our present practice the grand jury has the right to make and file [524]*524such a presentment. The presentment, having been placed upon the files of this court, has become a record of the court. ■ This is so, whether or not it was authorized by law, from the mere fact of its having been filed. Having been so filed I shall not expunge it or order it stricken from the files. Were I to do so, there could be no appeal if I am wrong in the views herein expressed. The striking or blotting out, or expunging of the presentment might effect its physical destruction, and thus prevent its proper review by the appellate tribunal.

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Bluebook (online)
14 N.Y. Crim. 519, 31 Misc. 364, 64 N.Y.S. 760, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-gardiner-nygensess-1900.