In Re Gallaher

548 F.3d 713, 2008 U.S. App. LEXIS 23398, 2008 WL 4877454
CourtCourt of Appeals for the Ninth Circuit
DecidedNovember 13, 2008
Docket07-74593
StatusPublished
Cited by5 cases

This text of 548 F.3d 713 (In Re Gallaher) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Gallaher, 548 F.3d 713, 2008 U.S. App. LEXIS 23398, 2008 WL 4877454 (9th Cir. 2008).

Opinion

548 F.3d 713 (2008)

In re James H. GALLAHER, Jr.,
James H. Gallaher, Jr., Petitioner,
v.
United States District Court for the District of Washington, Respondent,
United States of America, Real Party in Interest.

No. 07-74593.

United States Court of Appeals, Ninth Circuit.

Argued and Submitted June 2, 2008.
Filed November 13, 2008.

*714 Stephen R. Hormel (argued), Federal Defenders of Eastern Washington and Idaho, Spokane, WA, for the petitioner.

Joseph H. Harrington (argued), Assistant United States Attorney; James A. McDevitt, United States Attorney, Spokane, WA, for the real party in interest.

Before: M. MARGARET McKEOWN and CONSUELO M. CALLAHAN, Circuit Judges, and OTIS D. WRIGHT,[*] District Judge.[**]

McKEOWN, Circuit Judge:

In the classic words of the Rolling Stones, "You can't always get what you want." The Rolling Stones, You Can't Always Get What You Want, on Let It Bleed (Decca Records 1969). A defendant who chooses to take a conditional plea cannot always assume the court will grant its consent. And, a district court that wants to review a defendant's Presentence Report (PSR) cannot do so until the defendant has granted his consent or entered a plea. Consequently, we are forced to disappoint *715 both the district court and the petitioner in this appeal. Because the district court exercised its discretion to deny its consent to Gallaher's conditional plea, the petition for a writ of mandamus must be denied. However, because the district court erred by prematurely reviewing Gallaher's PSR, we remand for further proceedings, and reassign this case to a new judge to consider de novo whether to accept Gallaher's conditional plea.

I. BACKGROUND

After James H. Gallaher, Jr. was charged with first degree murder, he entered into a conditional plea agreement. Under the agreement, he pleaded guilty to involuntary manslaughter, but reserved the right to appeal the district court's earlier denial of his motion to dismiss the indictment.[1] The agreement also stipulated that Gallaher could withdraw his guilty plea if his appeal was successful.[2]

At the change of plea hearing, the district court expressed reservations about certain terms in the plea agreement.[3] The court then reviewed the agreement with Gallaher and engaged in a plea colloquy consistent with the requirements of Rule 11(b) of the Federal Rules of Criminal Procedure. The district court found that Gallaher's plea was knowing, voluntary, intelligent, and supported by a sufficient factual basis. The judge then stated that he would "conditionally approve" the plea, but that he wanted "to review the pre-sentence report and then accept it or not." The following exchange occurred:

Court: What I'm going to do is—this plea binds me. I'm going to—I want to review the presentence report before I'm sure that I want to accept this plea. So I'm going to conditionally approve it. And when I get the pre-sentence report, if there's a problem, then I'll notify the parties; and then we can come back here. Do you understand that?
Defense Counsel: Your Honor, are you conditionally accepting the plea agreement or the plea? There's two—there's two layers there, so I'm confused.
Court: Do I have to accept the plea agreement? What's that mean? I've never accepted a plea—
Defense Counsel: You can defer the acceptance of the plea agreement until the time of sentencing. The acceptance of the plea, I'm not sure. There's two steps in a—
Court: What I'm saying is that I can come out and say I'm not going to accept this plea, and you'd be back to what he's charged with. I think that's that [sic] I'm not accepting—I'm conditionally accepting the plea, waiting to see the *716 pre-sentence report. Does that make sense?
Defense Counsel: I think so.
Court: Well, I'm not expecting you to like it. But, I mean, do you understand what I'm saying?
Defense Counsel: I understand what you're—you're—
Court: What I'm trying to say is that I—most of the time, I accept the plea or don't accept it; or I accept it conditioned upon getting the pre-sentence report. What I want to do is I want to review the presentence report and then accept it or not.

The district court scheduled sentencing and ordered the Probation Office to prepare a PSR. The court filed an "Order Accepting Guilty Plea," which stated that the plea was "conditionally accepted." The minutes of the change of plea hearing also noted that the district court "[c]onditionally accept[ed] plea but will not accept plea until the presentence report is reviewed."

At the sentencing hearing, the district judge noted that the "plea is conditional and requires the court's consent." The district judge then announced that he was "not accepting the conditional plea" and was setting the case for trial:

[I]f the plea was unconditional, I would have no choice. I would have to accept it. But I'm not accepting the conditional plea.... I'm not ruling on the plea agreement. I'm basing it on the conditional plea. I've got a first-degree murder charge that alleges facts that are far different than is ultimately required for me to consider under the conditional plea, and so I'm not going to accept that. We'll have to set this back down for trial. And if you have some other disposition in the meantime, you can let me know.

Gallaher filed this petition for a writ of mandamus seeking an order directing the district court to accept his guilty plea, and the reassignment of his case to a new judge. Although we review the district court decision for clear error, see In re Morris, 363 F.3d 891, 891 (9th Cir.2004) (per curiam), we consider de novo whether the elements of the mandamus test are satisfied. Johnson v. Reilly, 349 F.3d 1149, 1154 (9th Cir.2003).

II. ANALYSIS

A. JUDICIAL DISCRETION TO WITHHOLD CONSENT

A conditional guilty plea differs in important respects from an unconditional guilty plea. An unconditional plea may be deemed accepted once the court has conducted a Rule 11 colloquy and found that the defendant's plea satisfies the requirements of Rule 11(b). In re Vasquez-Ramirez, 443 F.3d 692, 696 (9th Cir.2006) ("[T]he act of `accepting' a tendered guilty plea is non-discretionary once the Rule 11(b) requirements are met.").

By contrast, a conditional plea is contingent on the defendant securing the consent of both the government and the court. Fed.R.Crim.P. 11(a)(2) ("With the consent of the court and the government, a defendant may enter a conditional plea of guilty...."). The language of Rule 11(a)(2) is entirely permissive and "create[s] no enforceable `right' to enter a conditional plea." United States v. Fisher, 772 F.2d 371, 374 (7th Cir.1985).[4]

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Cite This Page — Counsel Stack

Bluebook (online)
548 F.3d 713, 2008 U.S. App. LEXIS 23398, 2008 WL 4877454, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-gallaher-ca9-2008.