In Re Gaines

37 So. 2d 273, 251 Ala. 329, 1948 Ala. LEXIS 747
CourtSupreme Court of Alabama
DecidedOctober 21, 1948
Docket4 Div. 494.
StatusPublished
Cited by6 cases

This text of 37 So. 2d 273 (In Re Gaines) is published on Counsel Stack Legal Research, covering Supreme Court of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Gaines, 37 So. 2d 273, 251 Ala. 329, 1948 Ala. LEXIS 747 (Ala. 1948).

Opinion

*331 SIMPSON, Justice.

Petitioner, a disbarred attorney at law, seeks a review of the decision of the Board of Commissioners of the State Bar denying his application for reinstatement.

The judgment of disbarment was rested on information charging nineteen incidents of unprofessional conduct, including false swearing, misappropriation of a client’s funds, and lending the use of his name to a disbarred attorney. The judgment was affirmed by this court February 15, 1941. Ex parte Gaines, 241 Ala. 702,1 So.2d 39.

The petition for reinstatement was filed with the Board of Bar Examiners September 26, 1945, and after an investigation and extensive taking of testimony the Board of Commissioners denied the application. After a careful and considerate study of the whole record we have concluded the judgment of the Board should be affirmed and it is so ordered.

It would serve no good purpose to extend the statement of the evidence on which the judgment denying reinstatement was rested but, as we see it, only a brief reference to a few matters in connection with the governing rules of law now to be adverted to will suffice to illustrate the propriety of our conclusion.

At the outset it should be remembered that to be restored to the privilege of pursuing his vocation, from which he has ibeen debarred of practice, the petitioning attorney has the burden of strictly establishing, by sufficiently satisfying evidence, that his moral character and general attitude and demeanor toward those high standards and trusts which inhere in the profession have undergone such a regeneration as to render him a safe and satisfactory person to be reestablished as a practitioner at the bar and to enjoy the public confidence and trust once forfeited. The inquiry is addressed peculiarly to the applicant’s present quality of mind, character, qualifications and general fitness not only as an officer of the court in upholding the dignity of the profession, but as an attorney to properly represent his clients and fully discharge all trusts imposed in him. In re Stephenson, 243 Ala. 342, 10 So.2d 1, 143 A.L.R. 166; In re Smith, 220 Minn. 197, 19 N.W.2d 324; In re Egan, 52 S.D. 394, 218 N.W. 1; State ex rel. Spillman v. Priest, 123 Neb. 241, 242 N.W. 433; In re Keenan, 314 Mass. 544, 50 N.E. 2d 785; Branch v. State, 120 Fla. 666, 163 So. 48.

We .confess we have been somewhat moved to sympathy due to the advancing age of the petitioner as well as the recommendations of his friends and members of the local bar, who of necessity must base their opinions only on cursory knowledge gained largely by casual observation and general reputation. Sympathy, however, is not the pole star to guide judicial decision and such recommendations, where apparently motivated principally by sympathy and the belief that the petitioner has been sufficiently punished, do not constitute sufficient basis for reinstatement. In re Clark, 128 App.Div. 348, 112 N.Y.S. 777; In re Cate, 60 Cal. App. 279, 212 P. 694; In re Smith, supra; In re Egan, supra; In re Shepard, 35 Cal. App. 492, 170 P. 442; In re Enright, 69 Vt. 317, 37 A. 1046. While such opinions are helpful in arriving at a correct decision, we do not think them sufficient basis to overturn the decision of the Board in the light of a specific matter now to be mentioned, others not considered.

Mr. Gaines, during his long practice of law, engaged extensively in handling many investments for numerous clients. It was a mishandling of some such trust funds which formed the basis of one of the disbarment charges; and after his disbarment another such misappropriation or mishandling was adjudicated against him in the Circuit Court of Houston County and could well have been a sufficient predicate for inclusion as a charge in the original information. Also, among the numerous, former clients of petitioner was Dr. J. M. Stevens, a trusting friend of long standing, for whom petitioner acted as attorney, broker, and investor alter ego. In him, as his attorney, this friend imposed large trust. Seemingly the doctor entrusted his financial career to the judgment and trust of the petitioner and for aught appearing never concerned himself with obtaining an accounting of his lawyer’s stewardship until he was *332 stricken with cancer. He .then called upon petitioner for an accounting of his trust. He never received one. The doctor died in 1935. Since his death his personal representative and members of his family and their attorney have similarly requested an accounting. None has ever been rendered though petitioner admits a statement could be, and could always have been, produced within thirty days.

A suit against petitioner to require an accounting of this trust has long been pending and still he has not opened his books and records for a full and fair disclosure of his trust, as the high ethics of the profession require that he should do. In passing we note one appeal to this court from a decree on demurrer to the bill by the personal representative of Dr. Stevens for this accounting, where this court affirmed the lower court, holding the bill good against the asserted demurrer. Gaines v. Stevens, 248 Ala. 572, 28 So.2d 789.

It was, of course, within petitioner’s right to lodge such an appeal and to interpose such objections and obstacles to the final accounting of his trusteeship as in his judgment he might lawfully be entitled to. However, in considering the instant question we are not dealing in legal niceties, but the measure of good faith to be accorded by an attorney to his client, which is not to be gauged by technical accuracies and is of a much higher standard than is required in customary business dealings where the parties deal at arm’s length. Gould v. State, 99 Fla. 662, 127 So. 309, 69 A.L.R. 699.

Of the duty of a lawyer to his client and the trust imposed, we approve the following statement in 7 C.J.S., Attorney and Client, § 133, page 973:

“An attorney is under an absolute duty to give his client a full, detailed, and accurate account of all money and property which has been received and handled by the attorney as such, and must justify all transactions and dealings concerning the same. Mere general statements will not suffice, and hence it is incumbent upon the attorney to keep complete and accurate books and records. * * * ”

We cannot help but be impressed with' the propriety of the decision of the Board of Commissioners in the light of the circumstances alluded to. We are not impressed that petitioner has made such full, clear, and ingenuous explanation or disclosure of the Stevens trusteeship as would justify this court in overturning the decision of the lower tribunal. His testimony with reference thereto is, to say the least, evasive. He could or would not recall, nor had he, when he testified exerted himself to ascertain, how many loans or investments he made for Dr.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Bonner v. Disciplinary Bd. of Ala. State Bar
401 So. 2d 734 (Supreme Court of Alabama, 1981)
In Re Brown
262 S.E.2d 444 (West Virginia Supreme Court, 1980)
Smiley v. Board of Com'rs of Alabama State Bar
238 So. 2d 716 (Supreme Court of Alabama, 1970)
Paradiso v. Board of Com'rs of Alabama State Bar
225 So. 2d 855 (Supreme Court of Alabama, 1969)
In re Reinstatement of Joel
160 So. 2d 110 (Supreme Court of Florida, 1964)
In re Stuart
57 So. 2d 874 (Supreme Court of Alabama, 1952)

Cite This Page — Counsel Stack

Bluebook (online)
37 So. 2d 273, 251 Ala. 329, 1948 Ala. LEXIS 747, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-gaines-ala-1948.