In re Ficalora

1 Misc. 3d 602, 771 N.Y.S.2d 300, 2003 N.Y. Misc. LEXIS 1491
CourtNew York Supreme Court
DecidedDecember 1, 2003
StatusPublished

This text of 1 Misc. 3d 602 (In re Ficalora) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Ficalora, 1 Misc. 3d 602, 771 N.Y.S.2d 300, 2003 N.Y. Misc. LEXIS 1491 (N.Y. Super. Ct. 2003).

Opinion

OPINION OF THE COURT

Janice A. Taylor, J.

Ordered that the motion is decided as follows:

[603]*603CPLR 8020 (a), as amended by section 25 of part J of chapter 62 of the Laws of 2003, provides, in pertinent part, that “whenever a county clerk renders a service in his capacity as clerk of the supreme or a county court, in an action pending in such court,” the county clerk “shall be entitled to a fee of forty-five dollars upon the filing of each motion or cross motion in such action. However, no fee shall be imposed for a motion which seeks leave to proceed as a poor person pursuant to subdivision (a) of section eleven hundred one of this chapter.”

The movant, Joan E. Flowers, Esq., was appointed by this court as special guardian of the property of the incapacitated person in this guardianship proceeding pursuant to article 81 of the Mental Hygiene Law on August 12, 2002. The court exercised its discretion to dispense with the filing of a bond, to obviate the unnecessary expense to the special guardian. The special guardian filed a motion on or about November 4, 2003 seeking to be discharged without settling a final accounting in this guardianship proceeding. The motion was accepted for filing by the guardianship clerk’s office without payment of the statutorily-mandated filing fee upon authority of Justice Thomas’ decision in Matter of Richter (NYLJ, Nov. 14, 2003, at 19, col 1 [Sup Ct, Queens County]), and placed on this court’s calendar on November 26, 2003.

For the reasons which follow, this court concludes that CPLR 8020 (a), as drafted by the Legislature, does not contain any exemption for court-appointed fiduciaries (other than court examiners which are considered public officers not subject to such fees), and accordingly, all motions made by such fiduciaries require the payment of a $45 filing fee as a prerequisite to being entertained by the court.

As Justice Graffeo of our Court of Appeals recently wrote in her dissenting opinion in People v Cahill (2 NY3d —, —, 2003 NY Slip Op 18881 [2003]),

“Our function as judges is to interpret this law. ‘The governing rule of statutory construction is that courts are obliged to interpret a statute to effectuate the intent of the Legislature’ (People v Finnegan, 85 NY2d 53, 58 [1995]). The ‘ “clearest indicator of legislative intent” ’ is the statute itself (People v Robinson, 95 NY2d 179, 182 [2000], quoting Majewski v Broadalbin-Perth Cent. School Dist., 91 NY2d 577, 583 [1998]). If the language chosen by the State Legislature is clear and unambiguous, and ‘involves [604]*604no absurdity or contradiction, there is no room for construction and courts have no right to add to or take away from that meaning’ (Tompkins v Hunter, 149 NY 117, 123 [1896]; see People ex rel. Harris v Sullivan, 74 NY2d 305, 309 [1989]). When this doctrine is violated, a court impermissibly encroaches upon the legislative and executive domains and thereby violates the foundation of the separation of powers doctrine (see People v Finnegan, 85 NY2d at 58).” (Emphasis added.)

The governing rule of statutory construction is that courts are obliged to interpret a statute to effectuate the intent of the Legislature, and when the statutory “language is clear and unambiguous, it should be construed so as to give effect to the plain meaning of [the] words” used (People ex rel. Harris v Sullivan, 74 NY2d 305, 309 [1989], citing Doctors Council v New York City Employees’ Retirement Sys., 71 NY2d 669, 675 [1988]; Patrolmen’s Benevolent Assn. v City of New York, 41 NY2d 205, 208 [1976]). Equally settled is the principle that courts are not to legislate under the guise of interpretation (see, People v Heine, 9 NY2d 925, 929 [1961]; see also, Bright Homes v Wright, 8 NY2d 157, 162 [I960]).

Nowhere in the legislative history of this statute is there any indication that the intent of this statute is to prevent frivolous motion practice by litigants. Any argument to the contrary is misplaced. (Cf., Matter of Richter, supra.) There are already vehicles in place in both the CPLR and the Uniform Rules for Trial Courts to stem the tide of such practices.

The Governor’s Memorandum in Support of his budget bill, submitted to the Senate and Assembly on January 29, 2003, indicated that

“Assigned counsel rates have not been increased in 17 years and are generally acknowledged to be too low to assure an adequate supply of attorneys willing to participate. This bill increases the rates and provides sufficient revenue to cover the State’s estimated annual costs ($24 million) and to allow creation of a local assistance program that would effectively reimburse one-half of the local cost increase ($40 million).
“The Court Facilities Incentive Aid Fund provides financial assistance to local governments for the construction and maintenance of court facilities. Increasing Civil Court fees and imposing Supreme [605]*605and Appellate motion fees helps ensure that annual revenues more closely approximate projected annual costs.” (Governor’s Mem in Support S 1406/A 2106 [2003] <http://publications.budget.state.ny.us/ fy0304articleVIIbilIs/ppgg_memo.html> [accessed Dec. 31, 2003].)

The Governor also noted that

“Currently, there are no fees imposed for filing motions in Supreme or Appellate courts in New York State. A number of other states, however, impose motion fees at rates similar to the recommended new fee of $35. A motion fee, unlike a filing fee, does not restrict access to the courts in the first instance. It can be further argued that those who consume more of the judicial system’s resources should pay accordingly.” (Id.)

The budget legislation eventually passed as section 25 of part J of chapter 62 of the Laws of 2003 by the Senate and Assembly (S 1406b, A 2106b), over the Governor’s veto on May 15, 2003, incorporated the Governor’s proposal for new filing fees on motions and cross motions, changing only the suggested amount of said fees from $35 to $45 per motion and cross motion. Nowhere in the legislative history does this court find any discussion of an exemption, either explicit or implicit, for fiduciaries in guardianship proceedings.

As indicated by the history of the legislation, after raising the state expenditure for “18B” counsel, the Legislature put in place revenue raising measures in part J of chapter 62 to defray this expense. Thus, the clear intent of sections 23, 24 and 25 of part J of chapter 62 is to raise revenue within the auspices of the state budget. (See, Doe v State of New York, NYLJ, Aug. 4, 2003, at 24, col 5 [Sup Ct, NY County, DeMaro, J.]; see generally, David D. Siegel, Outside Counsel, New Fees for Making Motions Are Effective Today, NYLJ, July 14, 2003, at 4, col 4.)

Thus, carving a substantive and categorical exclusion out of the statute, no matter what the practical or policy motivations behind it, is simply ultra vires, beyond this court’s allocated role in the distribution of law-making authority, and is nothing less than the functional equivalent of judicial legislation. (See, e.g., Matter of Richter, supra.)

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Related

Majewski v. Broadalbin-Perth Central School District
696 N.E.2d 978 (New York Court of Appeals, 1998)
People v. Finnegan
647 N.E.2d 758 (New York Court of Appeals, 1995)
Tompkins v. . Hunter
43 N.E. 532 (New York Court of Appeals, 1896)
Bright Homes, Inc. v. Wright
168 N.E.2d 515 (New York Court of Appeals, 1960)
People v. Heine
9 N.Y.2d 925 (New York Court of Appeals, 1961)
Doctors Council v. New York City Employees' Retirement System
525 N.E.2d 454 (New York Court of Appeals, 1988)
People ex rel. Harris v. Sullivan
545 N.E.2d 1209 (New York Court of Appeals, 1989)
People v. Robinson
733 N.E.2d 220 (New York Court of Appeals, 2000)

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Bluebook (online)
1 Misc. 3d 602, 771 N.Y.S.2d 300, 2003 N.Y. Misc. LEXIS 1491, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-ficalora-nysupct-2003.