In Re Farmer

950 P.2d 713, 263 Kan. 531, 1997 Kan. LEXIS 182
CourtSupreme Court of Kansas
DecidedDecember 12, 1997
Docket79,237
StatusPublished
Cited by7 cases

This text of 950 P.2d 713 (In Re Farmer) is published on Counsel Stack Legal Research, covering Supreme Court of Kansas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Farmer, 950 P.2d 713, 263 Kan. 531, 1997 Kan. LEXIS 182 (kan 1997).

Opinion

Per Curiam.:

This is an original proceeding in discipline filed by the office of the Disciplinary Administrator against Respondent James L. Farmer, an attorney admitted to the practice of law in the state of Kansas, whose business address is in Kansas City, Kansas.

The facts are not disputed. Respondent did not file exceptions to the hearing panel’s report. Under Rule 212(c) and (d) (1997 Kan. Ct. R. Annot. 226), the report is deemed admitted.

Respondent has admitted violations of the Model Rules of Professional Conduct (MRPC) 1.1 (1997 Kan. Ct. R. Annot. 268) (a lawyer shall provide competent representation to a client), 1.3 (1997 Kan. Ct. R. Annot. 276) (a lawyer shall act with reasonable diligence and promptness in representing a client), 1.4(a) (1997 Kan. Ct. R. Annot. 282) (a lawyer shall keep a client reasonably informed about the status of a matter and promptly comply with reasonable requests for information), 1.8(e) (1997 Kan. Ct. R. An-not. 301) (providing financial assistance to a client, i.e., loaning money from his trust account to clients who did not have money in the account), 1.15 (1997 Kan. Ct. R. Annot. 316 ) (safekeeping of clients’ property), 3.2 (1997 Kan. Ct. R. Annot. 333) (a lawyer shall make reasonable efforts to expedite litigation consistent with the interests of the client), 5.1 (1997 Kan Ct. R. Annot. 351) (failing to properly carry out his responsibilities as a supervising lawyer), 5.3 (a) and (b) (1997 Kan. Ct. R. Annot. 353) (responsibility for the conduct of nonlawyer assistants), and 8.4(d) (1997 Kan. Ct. R. *532 Annot. 366) (engaging in conduct prejudicial to the administration of justice). We note that the panel found a violation of MRPC 3.1 (1997 Kan. Ct. R. Annot. 332) (meritorious claims and contentions) in its conclusions of law introductory paragraph but negated the 3.1 violation in the body of its conclusions.

The panel unanimously found by clear and convincing evidence:

“2. Count II arose because three of Respondent’s former employees complained to the Disciplinary Administrator that Respondent provided little or no training, supervision or guidance for his lawyer and non-lawyer employees, that he allowed non-attorneys to give legal advice, and that he would not return phone calls. Investigator Karen Shelor conducted interviews with the complainants and then interviewed the following Federal Bankruptcy Court Judges and Trustees: Frank Koger, Arthur B. Federman, Karen See, John T. Flannagan, William H. Griffin, Timothy Sear, Carl Clark, Eric Rajala.
“3. The testimony of the judges and trustees is full of specific references to cases in which Mr. Farmer represented the debtor and incorrectly conducted his practice in court: failed to appear, delayed proceedings because of his mistakes, did not take responsibility for errors.
a. Judge Koger testified that he saw Respondent ‘butcher’ a lot of causes of action. Judge Koger stated he took Respondent aside and pointedly discussed the problems Respondent was causing; however, the judge answered on cross-examination that he did not report Respondent to the Kansas or Missouri Disciplinary Administrator, nor did the judge use the contempt rule to fine or bar Respondent from his court or otherwise sanction Respondent — nor any other attorney for that matter.
b. Judge Federman also cited specific problems with Respondent’s cases: failure to appear at court hearings; did not have a list of exemptions under state law; and failure to provide information requested by the court. Some of these problems resulted in harm to the client by a loss of equity. Judge Federman did sanction Respondent in one case.
c. Judge See related that Respondent often failed to file required pleadings. She wrote to Respondent and detailed the problems she saw and presented an outline of suggestions intended to help him organize his bankruptcy practice to avoid repeated mistakes. She received no response from Mr. Farmer. She noted that the Amanda Rae Saylor Chapter 7 case was wrongly filed in Kansas, rather than Missouri.
d. Judge Flannagan described many of the same problems with Respondent’s bankruptcy practice: (1) failure to follow procedures and court rules; (2) failure to notice up motions; and (3) mistakes in schedules. In the Terry case, the judge became particularly angry and frustrated with Respondent’s ‘sloppy’ practice. Twice Judge Flannagan counseled Respondent to correct his ways, but Respondent did not change.
*533 “All the judges testified that Respondent would blame his employees for the errors and problems pointed out to him.
“4. a. Bankruptcy Trustee Griffin testified that he was contacted by Investigator Shelor and thereafter prepared a review of the cases Mr. Farmer had before him. That review became Exhibit 2 consisting of a spiral bound book of six parts describing Mr. Farmer’s practice. The following is a summary of the cases included in Mr. Griffin's exhibit. The Terry case involved Respondent’s failure to send out notice of hearing on a motion filed on behalf of debtor. The Bumams’ Chapter 13 petition included a car payment on a car that had allegedly already been repossessed and resold. The Wills bankruptcy omitted pleadings that would have allowed the debtor to make necessary roof repairs. In the Massey case, Respondent failed to file a reply to the mortgage company’s motion stating it hadn’t been paid. In the Vasquez bankruptcy, the witness wrote Mr. Farmer detailing his concerns about the feasibility of the plan because Respondent omitted the plan particulars. The Anderson bankruptcy was another example of Respondent’s failure to notice up motions he filed. In the Vance case, Mr. Farmer filed in the wrong state. In the Taylor case Respondent failed to disclose income from property listed on Schedule A. Mr. Griffin stated his belief that a lot of the confusion in Mr. Farmer’s cases was attributable to Mr. Farmer’s lack of knowledge of bankruptcy practice.
“Mr. Griffin also sponsored Exhibit 9 which details 187 cases in his court where Respondent had either erred in noticing up a motion, or failed to amend plans once mistakes were discovered. Although the debtors usually obtained the discharge of their debts through the petitions filed by Respondent’s office, the trustee pointed out that it was not without great burden on the trustee’s office and great frustration to clients who called the trustee’s office for information when they could not reach Respondent.
b. Trustees Timothy Sear and Carl Clark made many of the same observations as Mr. Griffin. These observations included: the failure of his clients to show for the first meetings of creditors; Respondent’s lack of knowledge about clients or the clients’ financial affairs; and Respondent’s incomplete filings and failure to respond to the trustee’s repeated requests for information. This behavior resulted in many calls from his clients to the trustees and more work for the bankruptcy system.
c. Trustee Eric Rajala found similar deficiencies with Respondent’s bankruptcy practice. There were repeated inquiries of Respondent that went unanswered; amended schedules were common in Respondent’s cases; and failure of Mr.

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Bluebook (online)
950 P.2d 713, 263 Kan. 531, 1997 Kan. LEXIS 182, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-farmer-kan-1997.