In Re Estiverne

741 So. 2d 649, 1999 WL 778322
CourtSupreme Court of Louisiana
DecidedSeptember 24, 1999
Docket99-B-0949
StatusPublished
Cited by10 cases

This text of 741 So. 2d 649 (In Re Estiverne) is published on Counsel Stack Legal Research, covering Supreme Court of Louisiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Estiverne, 741 So. 2d 649, 1999 WL 778322 (La. 1999).

Opinion

741 So.2d 649 (1999)

In re Nicolas ESTIVERNE.

No. 99-B-0949.

Supreme Court of Louisiana.

September 24, 1999.

Charles B. Plattsmier, Baton Rouge, Counsel for Applicant.

Nicolas Estiverne, New Orleans, pro se.

Vernon Palmer Thomas, New Orleans, for respondent.

ATTORNEY DISCIPLINARY PROCEEDINGS

PER CURIAM.[*]

This attorney disciplinary proceeding arises from two sets of formal charges filed by the Office of Disciplinary Counsel ("ODC") against respondent, Nicolas Estiverne, an attorney licensed to practice law in the State of Louisiana.

UNDERLYING FACTS

94-DB-017

Count I

Respondent represented Kenneth Muse in a worker's compensation matter entitled Muse v. Ward Lumber Co., Docket No. 91-02208 in the Office of Worker's Compensation. Although respondent's client initially received a favorable ruling in the case, the hearing officer presiding over the matter granted a new trial. Respondent thereafter wrote a letter to the hearing officer, accusing him of disregarding "all the laws in the book to satisfy your own fantasy" and suggesting that he "refrain from continuing the kind of rape you have been perpetrating against the law."[1]

*650 The ODC alleges respondent's conduct in this matter violated Rules 3.5(c) (engaging in conduct intended to disrupt a tribunal), 4.4 (respect for rights of third persons), and 8.2(a) (making a false statement concerning the integrity of a public legal officer) of the Rules of Professional Conduct.

Count II

In connection with the matter which is the subject of Count I, respondent, on behalf of his client, filed a "Petition for Damages for Violation of Civil and Constitutional Rights, Conspiracy to Violate Rights and Intentional Infliction of Mental Distress and Conspiracy to Deprive Full Pursuit of Happiness and Enjoyment of Life," suit number 391,316 on the docket of the 19th Judicial District Court, against the hearing officer and the chief worker's compensation hearing officer. Respondent asserted in the suit that the defendants conspired to commit fraud by destroying the record in the worker's compensation case at issue.

The ODC alleges respondent's conduct in this matter violated Rule 3.1 of the Rules of Professional Conduct (bringing a proceeding without a good faith basis).

96-DB-080

Respondent was counsel for the plaintiff in Gretchen Regis v. Transit Management of Southeast Louisiana, case number 94-12058 on the docket of the Civil District Court for the Parish of Orleans. Robert Bonnaffons, counsel for the defendant, went to respondent's office to conduct a deposition of respondent's client. During the deposition, respondent accused Mr. Bonnaffons of "leaning towards" making racial comments. Mr. Bonnaffons stated that he had no intention of making racial comments, but that if respondent continued to accuse him, the two of them should "step outside" and settle the matter "man to man." The second deposition that was scheduled for that day was canceled, and both attorneys dictated a proces verbal for the record. Respondent then left the room, and Mr. Bonnaffons and the court reporter prepared to leave. A few minutes later, respondent reappeared in the office with a handgun. According to Mr. Bonnaffons, respondent threatened to kill him.[2]

The ODC alleges respondent's conduct in this matter violated Rules 8.4(a) (violation of the Rules of Professional Conduct), 8.4(b) (commission of a criminal act reflecting adversely on a lawyer's honesty, trustworthiness, or fitness as a lawyer), 8.4(c) (engaging in conduct involving dishonesty, fraud, deceit, or misrepresentation), and 8.4(d) (engaging in conduct prejudicial to the administration of justice) of the Rules of Professional Conduct.

DISCIPLINARY PROCEEDINGS

Formal Charges

After conducting an investigation into the matter involving the worker's compensation *651 hearing officer, the ODC filed formal charges against respondent in 94-DB-017. After the hearing committee issued its findings and recommendations, the matter was stayed pending the filing of new charges in 96-DB-080 for the handgun incident. Subsequently, both sets of formal charges were consolidated.

Hearing Committee Reports

In 94-DB-017, the hearing committee found the allegations of Count I involving the letter were proven. The committee found the letter to the hearing officer offensive, and concluded that respondent's purpose was to attack and embarrass the hearing officer, in violation of Rule 4.4 of the Rules of Professional Conduct.[3] However, the committee dismissed the charges in Count II, relating to the filing of a frivolous lawsuit. The committee found that the question of whether the suit was frivolous and without basis could best be handled by the trier of fact in that action.

The committee noted the following aggravating factors: prior discipline[4] and substantial experience in the practice of law. It found two mitigating factors: foreign background[5] and the absence of a selfish or dishonest motive. The committee determined the tone of the letter was discourteous but agreed that suspension is too harsh. Therefore, it concluded that a reprimand is the appropriate sanction.

In 96-DB-080, the hearing committee heard the testimony of a number of witnesses to the handgun incident.[6] Based on this testimony, the hearing committee made the following findings of fact:

1. An unprofessional argument and verbal altercation occurred between Mr. Bonnaffons and Mr. Estiverne after the conclusion of Gretchen Regis' deposition.
2. The determination of who instigated the altercation between the attorneys is irrelevant because the *652 altercation and confrontation ended when Mr. Estiverne left his office.
3. Mr. Estiverne returned to his office with a hand gun approximately three minutes after he left.
4. Mr. Bonnaffons and the court reporter took a reasonable time within which to gather their belongings and equipment and attempt to leave Mr. Estiverne's office.
5. Mr. Estiverne returned with his hand gun in order to threaten and intimidate Mr. Bonnaffons.
6. It was reasonable for Mr. Bonnaffons to assume that the hand gun was loaded.
7. Mr. Estiverne threatened and intimidated Mr. Bonnaffons with the hand gun.
8. Mr. Estiverne's life was not in danger at the time he brought the hand gun into his office.
9. When Mr. Estiverne returned to his office with the hand gun, he became the aggressor in the previously diffused confrontation between him and Mr. Bonnaffons.
10. Mr. Estiverne has two prior public reprimands and an admonition. One of the reprimands involved his use of threats against two doctors.

With regard to whether respondent actually pointed the gun at Mr. Bonnaffons and pulled back the hammer, the committee concluded that the ODC failed to sustain its burden of proof with respect to this portion of the allegations. Nevertheless, the committee found respondent's use of a weapon violated Rule 4.4 and Rule 8.4 of the Rules of Professional Conduct,[7] since it was prejudicial to the administration of justice and served no useful purpose except to intimidate and violate the legal rights of the complainant.

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Bluebook (online)
741 So. 2d 649, 1999 WL 778322, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-estiverne-la-1999.