In Re Estates of Harkness

1921 OK 329, 204 P. 911, 83 Okla. 107, 1921 Okla. LEXIS 316
CourtSupreme Court of Oklahoma
DecidedSeptember 20, 1921
Docket12152, 12153, 12154
StatusPublished
Cited by31 cases

This text of 1921 OK 329 (In Re Estates of Harkness) is published on Counsel Stack Legal Research, covering Supreme Court of Oklahoma primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Estates of Harkness, 1921 OK 329, 204 P. 911, 83 Okla. 107, 1921 Okla. LEXIS 316 (Okla. 1921).

Opinion

HARRISON, C. J.

This appeal involves the validity of our inheritance tax laws, viz., chapter 162, Session Laws 1915, as amended by chapter 296, Session Laws 1919 r the direct question being whether the state can impose an inheritance tax -upon the right of nonresident heirs to inherit shares of corporate stock, owned by a nonresident decedent in a foreign corporation doing business in this state. For example: ’ Certain foreign corporations, organized under the laws of and domiciled in other states, are each doing business in this state and have corporate property located within the state. A resident of another state owns shares in-such corporations. He dies. His heirs reside in the state of his residence and inherit his property, including such shares of stock, under the la ws of the state of his and their *109 residence. Question: Can this state impose a tax upon said shares or upon the right of the heirs to inherit said shares of stock, the certificates of same having been kept in the state of his residence and having been transferred to him on the corporate books of a corporation chartered and domiciled in a foreign state? A determination of this general question necessitates a determination of certain other basic questions presented by counsel.

That a state has the power to impose.an inheritance tax is now quite uniformly recognized. 26 R. C. L. 198; 37 Cyc. 1554; In re Sanford Estate (Neb.) 133 N. W. 870; Matter of McPherson, 104 N. Y. 306, 58 Am. Rep. 502; In re McKenna’s Estate (S. D.) 130 N. W. 33; Booth’s Ex’r v. Commonwealth ex rel. Jefferson County Attorney (Ky.) 113 S. W. 61; Corporation Com. et al. v. Dunn et al. (N. C.) 94 S. E. 481. So that phase of the question may be considered as definitely settled.

Another phase, however, has been .the subject of much discussion, namely, whether the power to regulate inheritances is a power essentially, inherent in government itself, or whether it is merely the exercise of a regulatory power which the sovereignty has arbi-traz-ily assumed and arlbitrarily exercises; but the reasoning in the decisions sheds but little light upon the question. They appear, for the most part, to be conclusions based upon some evolved theory, rather than- results growing out of actual conditions. Looking at the question for what it actually is. it cannot he said that sovereign regulation of succession to estates is absolutely essential to the existence of government, but it may be said as a truth that sovereign control of such matters is conducive to a higher and better state of government than could be attained without such control, and to such extent the power to control or regulate is essential and inherent.

For illustration, the right of one’s children or nearest relatives to inherit his estate is probably as nearly a natural right as„ any other that is not an absolute natural right. It is certainly a much stronger right than others possess, and yet should a person possessed of an estate die, though a half dozen denendent minor children survive him and though they may have undergone many hardships and privations in' order that 'their father might accumulate an estate for them, they cannot succeed to such estate in the absence of some law defining and protecting their rights and regulating their succession thereto. In the absence of some regulatory law, strangers might by force or otherwise take possession of the estate and appropriate it to their own use, to the exclusion of the children; or one child might take possession of the entire estate, to the exclusion of all the rest. Hence, in order to avoid conditions so manifestly unjust and so unnatural, and to avoid disturbance and violation of other laws which would inevitably grow out of such conditions, it is necessary that the more rightful heirs be protected in their rights by the sovereignty itself, and to the extent that sovereign protection Is necessary, the'power to regulate ife inherent. Likewise, if sovereign protection be necessary in order to attain a higher and better and happier state of government, then the power to raise revenue for the expense of protection is inherent in the sovereignty which affords protection.

Another phase has been the subject of much discussion, namely, whether the power 1o levy an inheritance tax comes from the taxing power of the state or from its regulatory power. Many authorities have been cited on this phase of the question in the case at bar; some holding that it comes from the power to regulate; others that it is derived from the power to raise revenue. It is not necessary in the case at bar to -say whether we agree with the reasoning in either line of decisions. The proper conclusion, however, seems to have been reached in some of them.

But, as to the case at bar, it may suffice to say that, under the Constitution of Oklahoma, the state has both the power to regulate inheritances and' also -the power to raise revenue by an inheritance tax. Section 13, art. 7, Constitution of Oklahoma; section 12, art. 10, id. Hence, it has -the double or two-fold authority to impose an inheritance tax. It has the power to regulate inheritances and the power to raise revenue by an inheritance tax. It may regulate inheritances 'without imposing any tax whatever, or it may ^impose a tax solely as a revenue raising measure independent of the right to inherit, its, payment or nonpayment not being a condition precedent to the right to inherit. Or it may regulate inheritances in part by directly taxing the right to inherit and making the payment of such tax a condition precedent to the right to inherit, and its nonpayment a forfeiture of such right. As to which of these methods the state will be deemed to have adopted depends upon the provisions and conditions of the taxing act in question, which -we will examine later on.

Another phase of the question is presented 'by defendants in error, and a number of authorities cited' in support of the proposition, to wit:

“Unless a state inheritance tax is sustainable as a price paid for the exercise of a *110 privilege, it violates the provisions- of the State Constitution, requiring equality and uniformity in taxation.” .

As t6 the -inheritance of property within •this i state, whether, it be tangible or intangible, if it ■ be inherited . or inheritable pnder the laws-of this state, ¡the foregoing proposition, unqualified, capnot be sustained* The. tputh'of. the proposition in -any case depends upon’ the Constitution 'and -Statutes under which such t-ax is levied ■'and ' the conditions: imposed by - the taxing act. Under the- revenue provision of out Constitution-, section 12, art. 10, inheritances /are ■made ■ a rightful subject ,0f taxation and ,may be taxed as any -other rightful subject ■for revenue purposes solely. Therefore,' £he problem presented in the proposition above is solved by the Constitution and statutes'. The, Constitution authorizes1 the ' state, through its 'Legislature, to select its-subjects of taxation; that' is,- it leaves'it to 'the ■state to select,wjiat-subjects jt will tax, and expressly, enumerates certain subjects which .may, or.,may not be .taxed.' It -also authorizes .the, state, to, plassify -the. subjects of ¡taxation;■ that, -is,’.to arrange them,,into «lasses .for the purpose, of/assessment, apd ■taxation-.

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Bluebook (online)
1921 OK 329, 204 P. 911, 83 Okla. 107, 1921 Okla. LEXIS 316, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-estates-of-harkness-okla-1921.