In Re Estate of Verbeck

180 N.E.2d 615, 114 Ohio App. 155, 18 Ohio Op. 2d 465, 1961 Ohio App. LEXIS 642
CourtOhio Court of Appeals
DecidedMarch 21, 1961
Docket6412
StatusPublished
Cited by6 cases

This text of 180 N.E.2d 615 (In Re Estate of Verbeck) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Estate of Verbeck, 180 N.E.2d 615, 114 Ohio App. 155, 18 Ohio Op. 2d 465, 1961 Ohio App. LEXIS 642 (Ohio Ct. App. 1961).

Opinions

Dueeey, P. J.

This is a motion to dismiss an appeal from a Probate Court order setting appellees’ attorney fees for services to the estate at $18,000. The order requires the co-executors “to pay the same and include that amount in their next account.”

Appellees are the former attorneys for the executors of the estate of Alta Morris Verbeek. They filed an application for determination of fees pursuant to Section 2113.36, Revised Code. The Probate Court thereupon ordered, and appellees gave, notice to Robert Crawford Morris, Robert K. Verbeek and Vincent D. Morris. Robert Crawford Morris is a specific legatee, executor and attorney for the executors; Robert K. Verbeck is a residuary legatee and an executor; Vincent D. Morris is a residuary legatee and a nonresident of Ohio. The hearing was set for and held on January 19,1960. The notices were sent January 13 and were received by the named persons on January 14, 15 and 16, respectively. Nothing in the record indicates that Vincent D. Morris voluntarily entered his appearance in the proceedings. Robert Crawford Morris and Robert K. Verbeck appeared at the hearing. In response to the court’s request for a statement of the appearances, Robert Crawford ■ Morris stated his name and that he was a coexecutor. Verbeek stated his name. The notice of appeal states that it is by the coexecutors and it is signed by Robert Crawford Morris and Verbeek.

*157 Appellees have filed a motion to dismiss, stating five grounds. These are discussed in the course of the opinion.

Appellees contend that appellants are not interested parties and are not entitled to appeal under Section 2101.42, Eevised Code. That section permits an appeal from an order of the Probate Court “by a person against whom it is made or whom it affects.” Verbeck, as a residuary legatee, clearly has standing as a person affected if he has perfected his appeal. As to the executors, the first portion of the statute would appear to authorize an appeal by them. However, a long course of decisions shows that under the statute an order is not “against” a person simply because it is directed to him. Standing must rest on a legally recognized interest in the matter involved. A fiduciary cannot appeal from an order which is concerned with the mere distribution of the estate and as to which he is a mere stakeholder. First National Bank of Cincinnati, Exr. v. Rawson (1936), 54 Ohio App., 285; Binns v. Smith (1937), 26 Ohio Law Abs., 225; In re Estate of Anderson (1955), 71 Ohio Law Abs., 126; In re Trustees under Will of Yost (1956), 102 Ohio App., 62. See, also, Toledo Trust Co., Trustee, v. Farmer (1956), 165 Ohio St., 378.

There does not appear to be a reported case of an appeal by an executor on the ground that the allowance of attorney fees was excessive. An executor, by retaining an attorney, enters into a personal contract and is personally liable to his attorneys. See Smith v. Rhodes (1903), 68 Ohio St., 500. He is entitled to credit himself for an administrative expense to the extent of a reasonable amount. Section 2113.36, Eevised Code. "Were the executors here contending that the award was too low or defending it against an attack by someone such as a legatee, an interest arising out of that personal position might be found. Since, however, they claim the award to be excessive, they have no interest based on their personal liability, nor on their right to reimbursement by a credit in the account.

As to their position as representatives of interested persons, it is apparent that any person whose right an executor may claim to represent has in his own right two alternative remedies. Any interested person may appear, contest and appeal from the determination in the summary proceedings held under Section 2113.36, Eevised Code. See, for example, In re *158 Estate of Hickok (1953), 159 Ohio St., 282. Further, he may, at least where not bound by the summary proceedings, file exceptions to the account pursuant to Section 2109.33, Revised Code, and appeal therefrom. Therefore, if any interested person is a party to the summary proceedings, there is no need for the executor to act in his behalf. If he is not a party, then to allow an appeal by the executor in his behalf would provide a means for double litigation of the same precise question by the same basic interest. See In re Estate of Alexander (1957), 103 Ohio App., 514; Foltz v. Boone, 107 Ohio St., 562 (1923). It would also permit the fiduciary to fight the allowance even though all persons interested in the distribution are satisfied with the Probate Court’s award. The law should not encourage useless appeals. We find that the appellants in their representative capacities do not have a sufficient standing to raise the question of the excessiveness of the award.

However, the order of the court does not merely determine an amount that may be taken as a credit in the account. It orders payment by the fiduciary prior to the settlement of the credit in an account. Section 2113.36, Revised Code, contains no provisions on payment. ■ The Probate Court could seemingly require the executor to list the amount in his next account. See discussion in Trumpler, Admr., v. Royer (1917), 95 Ohio St., 194, and Kern v. Heilker & Heilker (1937), 56 Ohio App., 371. After settlement of the account, the court could then order payment. Smith v. Rhodes, supra.

Perhaps the court could order payment prior to the settlement of the account if all interested parties are bound as upon a personal judgment by the determination in the summary proceedings. This would obviously require that they be made parties. The statutory authority to change the proceeding from a summary one into an adversary one and bring in parties against their will is on its face dubious. As the facts here demonstrate, the use of such short notice is of questionable desirability. However, the practice appears to be approved by the Trumpler and Kern cases, and seems now well established. See In re Estate of Haggerty (1955), 128 N. E. (2d), 680. In the present case, the record does not on its face appear to show that Vincent D. Morris, a .nonresident, was properly before the court. To order a fiduciary to make payment to a third party *159 where he may later be required, upon exceptions to the account, to reimburse the estate out of his own pocket, seems of doubtful validity. The appellants in their representative capacities have standing to raise that issue.

As previously noted, Verbeck clearly has standing, as an affected person, to raise the issue of excessiveness. The question is whether he has sufficiently perfected an appeal where the notice of appeal is stated to be by Robert K. Verbeck as executor.

The law permits “any person” to appeal. Section 2101.42, Revised Code. The notice of appeal is the jurisdictional act and has been carefully designed to avoid defeating the right to review on technical procedural grounds.

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Bluebook (online)
180 N.E.2d 615, 114 Ohio App. 155, 18 Ohio Op. 2d 465, 1961 Ohio App. LEXIS 642, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-estate-of-verbeck-ohioctapp-1961.