In re Estate of Valentino

2023 IL App (1st) 221155-U
CourtAppellate Court of Illinois
DecidedJuly 14, 2023
Docket1-22-1155
StatusUnpublished

This text of 2023 IL App (1st) 221155-U (In re Estate of Valentino) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Estate of Valentino, 2023 IL App (1st) 221155-U (Ill. Ct. App. 2023).

Opinion

2023 IL App (1st) 221155-U

SIXTH DIVISION July 14, 2023

No. 1-22-1155

NOTICE: This order was filed under Supreme Court Rule 23 and is not precedent except in the limited circumstances allowed under Rule 23(e)(1). ______________________________________________________________________________ IN THE APPELLATE COURT OF ILLINOIS FIRST DISTRICT ______________________________________________________________________________

In re ESTATE OF RICHARD A. VALENTINO, an ) Alleged Person With a Disability, ) Appeal from the ) Circuit Court of (Richard T. Valentino, ) Cook County. ) Petitioner-Appellant, ) ) v. ) No. 20 P 3389 ) Richard A. Valentino, ) ) The Honorable Respondent, ) Susan Kennedy-Sullivan, ) Judge Presiding. (Adam M. Stern, Appellee)). )

PRESIDING JUSTICE MIKVA delivered the judgment of the court. Justices C.A. Walker and Tailor concurred in the judgment.

ORDER

¶1 Held: The circuit court did not err in this guardianship action in granting the respondent’s attorney’s petition for fees or in granting the limited guardian’s motion to quash petitioner’s subpoena for documents related to those fees.

¶2 Richard T. Valentino (petitioner) appeals from the circuit court’s grant of a fee petition in

favor of Adam Stern, the attorney who represented petitioner’s father, Richard A. Valentino

(respondent), in this guardianship action. On appeal, petitioner argues that the circuit court abused No. 1-22-1155

its discretion by granting Mr. Stern’s fee petition and by granting a motion to quash petitioner’s

request to produce certain documents he sought to contest those fees. Petitioner also argues that

the circuit court erroneously denied his motion to reconsider the grant of the fee petition. For the

following reasons, we affirm.

¶3 I. BACKGROUND

¶4 On August 31, 2020, petitioner filed a petition to have his father adjudicated a person with

a disability in need of a guardian and nominated First Midwest Bank as the guardian of

respondent’s estate. When the petition was filed, respondent was 90 years old. Petitioner alleged

that respondent had a disability due to a “major neurocognitive disorder” and, as a result, that he

lacked “sufficient understanding or capacity to make or communicate responsible decisions

concerning the care of [his] person” and was “unable to manage [his] estate or financial affairs.”

Respondent vigorously contested this petition and his attorney, Adam Stern, has represented him

throughout these proceedings.

¶5 Shortly after the petition for guardianship was filed, on September 11, 2020, the circuit

court appointed a guardian ad litem (GAL) to provide the court with a recommendation. In his

November 2, 2020 report, the GAL reviewed respondent’s doctor’s report in which the doctor

diagnosed respondent with a “ ‘Major Neurocognitive Disorder, most likely Front Variant of

Alzheimer’s disease” and opined that respondent was “totally incapable of making financial

decisions due to a demonstrated lack of judgment.” The GAL interviewed respondent’s four adult

children. According to the GAL, each expressed concern that respondent was making poor

financial choices and that a neighbor with whom respondent had been spending time over the last

several years, Charlene Gutierrez, was exhibiting undue influence over respondent. The GAL also

interviewed respondent, during which, according to the GAL, respondent said he “plan[ned] to

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hire a lawyer and spend all his money on fighting this petition.” The GAL recommended that it

was in respondent’s best interest that First Midwest Bank be appointed as the guardian of his estate.

¶6 The parties initially came to a settlement agreement, which was filed with the court on

January 20, 2021. Petitioner agreed to nominate Midwest Care Management Services Inc.

(Midwest Care Management), rather than First Midwest Bank, as the temporary limited guardian

of the estate “in reliance on the representations made by [Ms. Gutierrez] and Respondent herein,

and at the request of Respondent.” Midwest Care Management was to obtain full and complete

records of respondent’s “finances, assets, and transfers beginning January 1, 2017,” and, on or

before March 1, 2021, was to “provide a report as to any and all financial benefits provided by

Respondent to or for the benefit of [Ms. Gutierrez] or anyone related to her.” Ms. Gutierrez agreed

to “fully and completely waive[ ] and release [] any and all past and future claims” with respect to

respondent’s estate in exchange for 20% of respondent’s estate plan, a bank account in her name

with $30,000, and respondent’s car. In addition, petitioner and the other signatories agreed to

waive any right to contest distributions to Ms. Gutierrez since January 1, 2017, “[o]n the express

condition” that those transfers to Ms. Gutierrez totaled less than $10,000. Respondent and Ms.

Gutierrez represented that respondent had provided her with no more than $10,000, from January

1, 2017, through the present, and agreed that if more had been transferred, those additional assets

were to “be transferred back to the Estate” or “offset against the inheritance” of Ms. Gutierrez.

The settlement agreement was signed by petitioner, respondent, respondent’s three other children,

and Ms. Gutierrez.

¶7 As dictated by the settlement agreement, Midwest Care Management was appointed as the

temporary limited guardian of respondent’s estate on January 20, 2021. On June 16, 2021, more

than three months after it was initially due, Midwest Care Management filed its report on financial

-3- No. 1-22-1155

benefits Ms. Gutierrez received from respondent beginning in 2017. That report found that only

six checks of $1000 each had been written to Ms. Gutierrez between 2017 and 2020. The report

concluded that Ms. Gutierrez received $6000 from respondent and that “[w]hile it [wa]s possible

that benefits were received via cash and/or credit card purchases, the beneficiary of specific

purchases cannot be ascertained without [ ] fact specific information regarding specific

transactions and/ or the daily habits of [respondent].”

¶8 On September 2, 2021, petitioner filed his own report based on his review of respondent’s

financial records, concluding that “one or more third parties had access” to respondent’s credit

cards, and that $50,000 in cash was missing and “the only reasonable inference to be drawn [wa]s

that much or all of it went to, or was applied for the benefit of,” Ms. Gutierrez. Petitioner also

found that the financial benefits flowing from respondent to Ms. Gutierrez during the relevant time

exceeded $10,000, without “attribut[ing] a cent to [Ms. Gutierrez] for the many purchases of foods

and goods that cannot reasonably be attributed to Respondent nor any of the missing $50,000 in

cash to [her].” The following day, petitioner filed a petition to appoint First Midwest Bank, instead

of Midwest Care Management, as the limited guardian of respondent’s estate.

¶9 On September 7, 2021, respondent, through his attorney Mr. Stern, filed a motion to strike

petitioner’s report. Mr. Stern also filed a “petition for respondent to exercise his rights under the

Illinois Probate Act,” noting that respondent “prefer[red] to have the current temporary guardian,

[Midwest Care Management] act as his temporary guardian” of the estate.

¶ 10 On November 22, 2021, the court entered an agreed order, under which Midwest Care

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Bluebook (online)
2023 IL App (1st) 221155-U, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-estate-of-valentino-illappct-2023.