In re Estate of Steinfeld

599 N.E.2d 1026, 233 Ill. App. 3d 715, 1992 Ill. App. LEXIS 1422
Appellate Court of Illinois·Decided July 10, 1992·No. No. 1—91—2665·Published·Cited by 2 cases

Opinion

JUSTICE RAKOWSKI*

delivered the opinion of the court:

David Steinfeld, 48, was adjudicated a disabled person, and Rosemarie Hoddick was appointed plenary guardian of his person on June 8, 1989, as the result of a petition filed by David’s mother, Lotte. In the succeeding two years, Lotte Steinfeld, David’s brother Joseph, and Joseph’s wife, K. Janet Steinfeld, attempted unsuccessfully to remove Hoddick as guardian and have Joseph appointed successor guardian. In 1991, while the proceedings to remove Hoddick were still pending, the probate court gave Joseph and K. Janet Steinfeld (the Steinfelds) permission to take David to visit his family in California. In August of 1991, after the Steinfelds failed to return David to Illinois, the court: (1) held the Steinfelds in contempt of court and (2) denied Joseph Steinfeld’s motion to vacate the 1989 order adjudicating David disabled and appointing Hoddick guardian.

Joseph Steinfeld appeals the denial of his motion to vacate the 1989 order contending the order is void for the trial court’s failure to comply with the statutory requirements for adjudicating someone disabled and appointing another person his guardian. The Steinfelds also contend the probate court improperly held them in contempt for failure to return David to Illinois because the contempt order as well as all other proceedings in the probate court regarding David were based on the original void adjudication of David’s disability and Hoddick’s appointment.

The record establishes that in 1989, Lotte Steinfeld petitioned the probate court in Cook County circuit court to adjudicate David to be a disabled person and to appoint Hoddick as guardian of David’s person because he lacked sufficient understanding and capacity to make and communicate responsible decisions regarding his own care.

David and his two brothers, Joseph and Tommy, were served with summons according to statutory requirements. (Ill. Rev. Stat. 1989, ch. 110½, par. 11a—10(e).) David was not present at the June 8, 1989, hearing and the trial judge did not inquire into his absence despite a statutory requirement that he be present unless excused by the court upon good cause shown. (Ill. Rev. Stat. 1989, ch. 110½, par. 11a—11(a).) No guardian ad litem was appointed for David to be present at the hearing and David was unrepresented. Statute requires that a medical report be filed with the petition and that if one is not filed the court should order that the appropriate medical evaluations be performed and a report be prepared and filed with the petition at least 10 days prior to the hearing. (Ill. Rev. Stat. 1989, ch. 110½, par. 11a—9(b).) The record establishes that no medical report was filed and the court never ordered medical evaluations done prior to the hearing.

The statute requires that the court inquire at the hearing regarding: (1) the nature and extent of respondent’s general intellectual and physical functioning; (2) the extent of the impairment of his adaptive behavior if he is developmentally disabled, or the nature and severity of his mental illness if he is mentally ill; (3) the understanding and capacity of the respondent to make and communicate responsible decisions concerning his person; (4) the capacity of the respondent to manage his estate and his financial affairs; (5) the appropriateness of proposed and alternate living arrangements; and (6) any other area of inquiry deemed appropriate. Ill. Rev. Stat. 1989, ch. 110½, par. 11a—11(e).

At the hearing, Lotte Steinfeld’s attorney stated that Hoddick had been taking care of David for many years. Hoddick told the judge that she spoke with David by phone every week and saw him every month. Lotte Steinfeld’s attorney noted that the petition did not include a medical report as required by statute, but he said he thought the medical report was unnecessary since David had had Down Syndrome since birth. He told the court: “When you see David and talk to him, think of him as a child *** when you talk to him it totally escapes me that he is actually an adult. He had an I.Q. of 62; it says combined I.Q., verbal and functional.”

The court entered an order adjudicating David disabled and appointing Hoddick plenary guardian over David’s person. The factual basis, required by statute to be stated by the judge, stated: “He has suffered since birth from Down’s Syndrome, has a low intelligent quotient, and has low age maturity.” Before the hearing ended, the judge ordered Lotte Steinfeld’s attorney to “bring in the medical report for the record.” The record on appeal includes no medical report.

During the next two years, three petitions were filed regarding this appointment.

FIRST PETITION

On June 11, 1990, Joseph Steinfeld and Lotte Steinfeld moved to remove Rosemarie Hoddick as guardian because she was unfit and moved to appoint Joseph as successor guardian. On July 11, 1990, the court heard Joseph Steinfeld’s testimony and entered an order appointing Kerry Peck as David’s guardian ad litem, continuing the hearing on the motion to remove Hoddick as guardian. The motion was continued several times but the record does not reflect that the motion was ruled upon or withdrawn.

SECOND PETITION

On December 20, 1990, Joseph’s wife, K. Janet Steinfeld, petitioned to be added as a petitioner and Lotte Steinfeld petitioned to be voluntarily dismissed from the action. Simultaneously Joseph and K. Janet Steinfeld (Steinfelds) filed an amended petition that sought: (1) to remove Hoddick as guardian for cause on the ground of her incompetence; (2) to appoint the Steinfelds as successor guardians; and (3) to obtain an accounting of David’s employment paychecks allegedly confiscated by Hoddick. Both the motion and the petition were continued to January 18, 1991, but the record does not indicate that the trial judge ruled upon any the petitions presented to him December 20, or that they were withdrawn.

Before the third petition for Hoddick’s removal was filed, the Steinfelds petitioned for and received court permission to take David from Illinois to the Steinfelds’ home in California for approximately four weeks. When the Steinfelds failed to return David by April 16, 1991, the court issued a rule to show cause why the Steinfelds should not be held in contempt for failure to comply with the court’s order. At no time did the Steinfelds challenge the court’s jurisdiction over David or themselves and they do not do so now on appeal.

THIRD PETITION

On June 7, 1991, Joseph Steinfeld alone filed a third petition to vacate the order appointing Hoddick as David’s guardian. The petition alleged that the trial judge failed to follow the necessary statutory requirements when he entered the original June 8, 1989, adjudication order. Joseph Steinfeld alleged, in part, that the trial judge failed to require the mandatory medical report, require David’s presence in court or explain his absence or give David an opportunity to be represented by counsel.

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In re Estate of Steinfeld, 599 N.E.2d 1026, 233 Ill. App. 3d 715, 1992 Ill. App. LEXIS 1422 (Ill. Ct. App. 1992).

599 N.E.2d 1026 (In re Estate of Steinfeld) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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