In Re Estate of O'Brien

502 P.2d 176, 18 Ariz. App. 375, 1972 Ariz. App. LEXIS 871
CourtCourt of Appeals of Arizona
DecidedOctober 26, 1972
Docket1 CA-CIV 1951
StatusPublished
Cited by10 cases

This text of 502 P.2d 176 (In Re Estate of O'Brien) is published on Counsel Stack Legal Research, covering Court of Appeals of Arizona primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Estate of O'Brien, 502 P.2d 176, 18 Ariz. App. 375, 1972 Ariz. App. LEXIS 871 (Ark. Ct. App. 1972).

Opinion

JACOBSON, Judge.

This appeal raises the question as to who shall bear the brunt of attorney’s fees incurred in various legal disputes involving the probate and administration of several estates.

*377 In this much litigated probate and .■guardianship proceedings, 1 the courts are apparently hearing the last dying gasps of -this extended controversy.

Caroline Brandt O’Brien died in February, 1964, being survived by two natural ■children, Joseph T. O’Brien and appellant Suzanne Bates, and two minor adopted •children, Robert George O’Brien and Thomas Henry O’Brien. The first and ^primary dispute centered around the probate of the Caroline Brandt O’Brien Estate. In that proceeding Joseph T. O’Brien ■offered for probate a purported last will and testament of Caroline, which in es■sence distributed the bulk of her estate of more than $1,000,000 to her two natural children and left only a small bequest to the two adopted children. Prior to the purported will being admitted to probate, a will contest was instituted by the guardian ■of the estate of the two adopted minors. In that litigation Joseph T. O’Brien, as ■proponent of the will, was represented by appellee, Herbert Mallamo, attorney at law, ■and the guardian of the two adopted chil■dren, as contestant, was represented by the firm of Minne & Sorenson and Jack C. Cavness, attorneys at law. This will contest resulted in a determination by jury that the offered will was invalid, having been executed under the undue influence of Joseph T. O’Brien. The effect of this ruling was that Caroline Brandt O’Brien died intestate. The upshot of this decision was that the two natural children and the two •adopted minor children shared alike in the •proceeds of Caroline’s estate. 2

Prior to the distribution of Caroline’s ■estate, Joseph T. O’Brien died and Herbert Mallamo was appointed as administrator with will annexed of Joseph’s estate. Appellants Suzanne Bates and her four minor ■children who appeared by their guardian ad litem, Kenneth Biaett and Irving H. Bahde, Jr., are the principal beneficiaries of the Joseph T. O’Brien estate.

During the course of the probate proceedings of the estate of Joseph T. O’Brien, Herbert Mallamo, on March 8, 1971, timely filed a creditor’s claim in that estate in the sum of $90,000 for attorney’s fees incurred in representing Joseph T. O’Brien during his life. Over the objections of the appellants, the trial court allowed this claim on September 28, 1971.

The law firm of appellees Minne & Sorenson and Jack C. Cavness also presented a claim for approximately $125,000 in attorney’s fees and approximately $10,-000 in costs, first to the estate of Caroline Brandt O’Brien or in the alternative against the guardianship estate of the two-adopted minors. Over appellants’ objections the trial court allowed this claim in full as a charge against the estate of Caroline Brandt O’Brien. For the purposes of trial and of appeal the contested issues in the two probate estates and the guardianship estates were consolidated.

This appeal questions the propriety of both claims for attorney’s fees against the two estates involved. Since two different legal problems are presented, this opinion shall separate the claims involved.

THE MINNE & SORENSON AND JACK C. CAVNESS CLAIM

As the previous recitation of facts indicates, the claim of Minne & Sorenson and Jack C. Cavness (hereinafter collectively referred to as Cavness) arose out of legal services performed by them on behalf of the guardianship estate of the two adopted minor children of Caroline Brandt O’Brien in prosecuting the will contest involved in Caroline’s estate. The trial court as a result of the hearing on the objections to the Cavness claim specifically found that the will contest prosecuted by Cavness was of *378 “direct benefit to the Estate of Caroline Brandt O’Brien.”

Appellants do not question in this appeal, the reasonableness of the fees or expenses involved in this claim but urge that this claim cannot be paid from Caroline’s estate. 3

The question thus framed by this appeal is:

“Under the case law and statutes of the State of Arizona, may the trial court order payment by the estate of attorney’s fees incurred on behalf of the successful contestants in a will contest instituted prior to admission of the will to probate where such contest was of direct benefit to the estate.”

In our opinion, this question must be answered in the negative. While appellants specifically question the evidentiary basis for the trial court’s determination that the will contest was a “direct benefit” to Caroline’s estate, in our opinion this determination is immaterial to the legal issues involved and we therefore assume, for the purposes of this appeal that this finding is factually supportable.

The general rule, insofar as collection of attorney’s fees by a successful litigant from the loser, is that such fees are not allowed except when expressly provided for by either statute or contract. Colvin v. Superior Equipment Company, 96 Ariz. 113, 392 P.2d 778 (1964). This rule has been amplified in probate proceedings to provide that:

‘[N]o allowance may be made out of the estate of a deceased person for the services of an attorney not employed by the personal representative of the estate, where the services were rendered for the sole benefit of an individual or group of individuals interested in the estate.’ ” In re Balke’s Estate, 68 Ariz. 373, 379, 206 P.2d 732, 736 (1949).

This rule holds true even though the estate may have substantially benefited from the attorney’s services. Pintek v. Superior Court, 81 Ariz. 255, 304 P.2d 392 (1956).

Appellants have also cited to this court the case of In re Estate of McConnell, 101 Ariz. 538, 421 P.2d 895 (1966), which holds; that attorney’s fees are not allowable to a. successful party in a will contest, after probate, under the provisions of A.R.S.. § 14-376. Here, there is no question that. Cavness had no contract with the Estate of Caroline Brandt O’Brien or that Cavness’ performed services for the executor or administrator of that estate so as to bring-into play A.R.S. § 14-661, subsec. B (payment of attorney’s fees employed by an: administrator or executor).

Cavness contends, however, that Balke, Pintek and McConnell all involve the interpretation of statutes which come into play after probate has started and. therefore are not authority for the payment of attorney’s fees in a setting where-the will contest was instituted prior to the will being admitted to probate.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Rohrich v. Noziska
496 N.W.2d 566 (North Dakota Supreme Court, 1993)
Matter of Estate of Rohrich
496 N.W.2d 566 (North Dakota Supreme Court, 1993)
In re Estate of Zonas
536 N.E.2d 642 (Ohio Supreme Court, 1989)
State v. Wise
671 P.2d 909 (Arizona Supreme Court, 1983)
Matter of Estate of Wright
647 P.2d 1153 (Court of Appeals of Arizona, 1982)
Sanders v. Boyer
613 P.2d 1291 (Court of Appeals of Arizona, 1980)
Atkinson v. Valley National Bank
526 P.2d 1252 (Court of Appeals of Arizona, 1974)
Valley National Bank v. Southern Arizona Bank & Trust Co.
515 P.2d 48 (Court of Appeals of Arizona, 1973)
Bates v. Mallamo
504 P.2d 507 (Court of Appeals of Arizona, 1972)

Cite This Page — Counsel Stack

Bluebook (online)
502 P.2d 176, 18 Ariz. App. 375, 1972 Ariz. App. LEXIS 871, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-estate-of-obrien-arizctapp-1972.